Sec Form 13G Filing - WIIG Communications Management LLC filing for Bruker Cellular Analysis Inc. (CELL) - 2021-02-16

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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United States

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Berkeley Lights, Inc.

(Name of Issuer)

Common Stock, par value $0.00005

(Title of Class of Securities)

084310101

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 084310101   Schedule 13G   Page 1 of 15

 

  1    

  Names of Reporting Persons

 

  WIIG Communications Management LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 2 of 15

 

  1    

  Names of Reporting Persons

 

  Lip-Bu Tan

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  IN

CUSIP No. 084310101   Schedule 13G   Page 3 of 15

 

  1    

  Names of Reporting Persons

 

  WRV-BLI LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 4 of 15

 

  1    

  Names of Reporting Persons

 

  WRV-BLI II LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 5 of 15

 

  1    

  Names of Reporting Persons

 

  WRV-BLI III LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 6 of 15

 

  1    

  Names of Reporting Persons

 

  WRV-BLI IV LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 7 of 15

 

  1    

  Names of Reporting Persons

 

  Walden Riverwood GP, LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 8 of 15

 

  1    

  Names of Reporting Persons

 

  Walden Riverwood Ventures, L.P.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  PN

CUSIP No. 084310101   Schedule 13G   Page 9 of 15

 

  1    

  Names of Reporting Persons

 

  WRV GP II, LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)

CUSIP No. 084310101   Schedule 13G   Page 10 of 15

 

  1    

  Names of Reporting Persons

 

  WRV II, L.P.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0%

12  

  Type of Reporting Person

 

  PN

CUSIP No. 084310101   Schedule 13G   Page 11 of 15

 

ITEM 1.    (a)   

Name of Issuer:

 

Berkeley Lights, Inc. (the “Issuer”).

   (b)   

Address of Issuer’s Principal Executive Offices:

 

5858 Horton Street, Suite 320

Emeryville, California 94608.

ITEM 2.    (a)   

Name of Person Filing:

 

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

 

WIIG Communications Management LLC (“WIIG”);

Lip-Bu Tan;

WRV-BLI LLC (“BLI”);

WRV-BLI II LLC (“BLI II”);

WRV-BLI III LLC (“BLI III”);

WRV-BLI IV LLC (“BLI IV”);

Walden Riverwood GP, LLC (“Walden GP”);

Walden Riverwood Ventures, L.P. (“Walden”);

WRV GP II, LLC (“WRV GP”); and

WRV II, L.P (“WRV II”).

   (b)   

Address or Principal Business Office:

 

The principal business address of the Reporting Persons is One California Street, Suite 1750, San Francisco, California, 94111.

   (c)   

Citizenship of each Reporting Person is:

 

Mr. Lip-Bu Tan is a citizen of the United States. Walden GP, Walden, WRV GP and WRV II are organized under the laws of the Cayman Islands. Each of the other Reporting Persons is organized under the laws of Delaware.

   (d)   

Title of Class of Securities:

 

Common stock, par value $0.00005 per share (“Common Stock”).

   (e)   

CUSIP Number:

 

084310101

CUSIP No. 084310101   Schedule 13G   Page 12 of 15

 

ITEM 3.   

Not applicable.

ITEM 4.   

Ownership.

 

(a-c)

 

This Schedule 13G is required to be filed because the Reporting Persons beneficially owned more than 5% of the outstanding Common Stock of the Issuer as of December 31, 2020. As of January 12, 2021, the Reporting Persons ceased to be the beneficial owners of any shares of Common Stock of the Issuer.

ITEM 5.   

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  ☒

ITEM 6.   

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

ITEM 7.   

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

ITEM 8.   

Identification and Classification of Members of the Group.

 

Not applicable.

ITEM 9.   

Notice of Dissolution of Group.

 

Not applicable.

ITEM 10.   

Certification.

 

Not applicable.

CUSIP No. 084310101   Schedule 13G   Page 13 of 15

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 16, 2021

 

WIIG Communications Management LLC
By:  

/s/ Lip-Bu Tan

Name:   Lip-Bu Tan
Title:   Director
Lip-Bu Tan

/s/ Lip-Bu Tan

WRV-BLI LLC
By: WIIG Communications Management LLC, its manager
By:  

/s/ Lip-Bu Tan

Name:   Lip-Bu Tan
Title:   Director
WRV-BLI II LLC
By: WIIG Communications Management LLC, its manager
By:  

/s/ Lip-Bu Tan

Name:   Lip-Bu Tan
Title:   Director
WRV-BLI III LLC
By: WIIG Communications Management LLC, its manager
By:  

/s/ Lip-Bu Tan

Name:   Lip-Bu Tan
Title:   Director

CUSIP No. 084310101   Schedule 13G   Page 14 of 15

 

WRV-BLI IV LLC
By: WIIG Communications Management LLC, its manager
By:  

/s/ Lip-Bu Tan

Name:   Lip-Bu Tan
Title:   Director
Walden Riverwood GP, LLC
By:  

/s/ Michael Marks

Name:   Michael Marks
Title:   Managing Director
Walden Riverwood Ventures, L.P.
By: Walden Riverwood GP, LLC, its general partner
By:  

/s/ Michael Marks

Name:   Michael Marks
Title:   Managing Director
WRV GP II, LLC
By:  

/s/ Michael Marks

Name:   Michael Marks
Title:   Managing Director
WRV II, L.P.
By: WRV GP II, LLC, its general partner
By:  

/s/ Michael Marks

Name:   Michael Marks
Title:   Managing Director

CUSIP No. 084310101   Schedule 13G   Page 15 of 15

 

LIST OF EXHIBITS

 

Exhibit
No.

   

Description

99    Joint Filing Agreement.