Sec Form 13G Filing - BIO-TECHNE Corp (TECH) filing for ChemoCentryx Inc. (CCXI) - 2019-04-15

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

  


 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 


 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 


 

ChemoCentryx, Inc.

(Name of Issuer)

 


 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

16383L106

(CUSIP Number)

 

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 


 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

Page 1 of 5

 

 

SCHEDULE 13G

 

CUSIP No. 16383L106

 

  (1) 

Names of reporting persons

Bio-Techne Corporation

  (2)

Check the appropriate box if a member of a group (see instructions)

(a)  ☐

(b)  ☐

  (3)

SEC use only

  (4)

Citizenship or place of organization

Minnesota

Number of

shares

beneficially

owned by

each

reporting

person

with

(5) 

Sole voting power

3,987,654 shares of Common Stock

150,000 shares of Common Stock issuable upon exercise of warrants 

(6)

Shared voting power

0

(7)

Sole dispositive power 

3,987,654 shares of Common Stock

150,000 shares of Common Stock issuable upon exercise of warrants

(8)

Shared dispositive power

0

  (9)

Aggregate amount beneficially owned by each reporting person

3,987,654 shares of Common Stock

150,000 shares of Common Stock issuable upon exercise of warrants

(10)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

(11)

Percent of class represented by amount in Row (9)

7.2%

(12)

Type of reporting person (see instructions)

CO

 

Page 2 of 5

 

 

Item 1(a)

Name of Issuer:

 

ChemoCentryx, Inc.

 

Item 1(b)

Address of Issuer’s Principal Executive Offices:

 

850 Maude Avenue
Mountain View, CA 94043

 

Item 2(a)

Name of Persons Filing:

 

Bio-Techne Corporation

 

Item 2(b)

Address of Principal Business Office or, if None, Residence:

 

614 McKinley Place N.E.
Minneapolis, MN 55413

 

Item 2(c)

Citizenship:

 

Minnesota

 

Item 2(d)

Title of Class of Securities:

 

Common Stock

 

Item 2(e)

CUSIP Number:

 

16383L106

 

Item 3

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable 

 

Item 4

Ownership

 

See Cover Pages, Items 5 through 11.

 

Item 5

Ownership of Five Percent or Less of a Class:

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

 

Not applicable.

 

Item 8

Identification and Classification of Members of the Group:

 

Not applicable.

 

Page 3 of 5

 

 

Item 9

Notice of Dissolution of Group:

 

Not applicable.

 

Item 10

Certifications:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection or as a participant in any transaction having that purpose or effect.

 

Page 4 of 5

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 15, 2019 Bio-Techne Corporation
   
   
   
  /s/ Brenda S. Furlow
 

Name: Brenda S. Furlow

Title: Senior Vice President, General Counsel and Secretary

                              

Page 5 of 5