Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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SCHEDULE 13G
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(Rule 13d-102)
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INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
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TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
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PURSUANT TO RULE 13d-2(b)
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(Amendment No. 1)1
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Aldeyra Therapeutics, Inc.
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(Name of Issuer)
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Common Stock, $.001 par value
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(Title of Class of Securities)
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01438T106
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(CUSIP Number)
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December 31, 2018
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
1 The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act.
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CUSIP No. 01438T106
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1.
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NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Johnson & Johnson
EIN: 22-1024240
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5.
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SOLE VOTING POWER
-0-
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6.
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SHARED VOTING POWER
1,050,292*
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7.
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SOLE DISPOSITIVE POWER
-0-
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8.
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SHARED DISPOSITIVE POWER
1,050,292*
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,050,292*
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0% **
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12.
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TYPE OF REPORTING PERSON
CO
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* As of December 31, 2018.
** Based on 26,244,434 shares of Common Stock outstanding as of November 14, 2018, as reported in the Issuer’s Report on Form 10-Q for the
period ended September 30, 2018 filed with the Securities and Exchange Commission on November 14, 2018.
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CUSIP No. 01438T106
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1.
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NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Johnson & Johnson Innovation-JJDC, Inc.
EIN: 22-2007137
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5.
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SOLE VOTING POWER
-0-
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6.
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SHARED VOTING POWER
1,050,292*
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7.
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SOLE DISPOSITIVE POWER
-0-
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8.
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SHARED DISPOSITIVE POWER
1,050,292*
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,050,292*
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0% **
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12.
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TYPE OF REPORTING PERSON
CO
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* As of December 31, 2018.
** Based on 26,244,434 shares of Common Stock outstanding as of November 14, 2018, as reported in the Issuer’s Report on Form 10-Q for the
period ended September 30, 2018 filed with the Securities and Exchange Commission on November 14, 2018.
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CUSIP No. 01438T106
AMENDMENT NO. 1 TO SCHEDULE 13G (FINAL
AMENDMENT)
Reference is hereby made the statement on Schedule 13G filed with the Securities and Exchange Commission by the Reporting Persons with respect
to the Common Stock of the Issuer on February 5, 2015 (the “Schedule 13G”). Terms defined in the Schedule 13G are used herein as so defined.
The following items of the Schedule 13G are amended and restated to read in their entirety as follows:
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ITEM 2(b)
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ADDRESS OF PRINCIPAL BUSINESS OFFICE:
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J&J: One Johnson & Johnson Plaza, New Brunswick, NJ 08933
JJDC: 410 George Street, New Brunswick NJ 08901
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ITEM 4
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OWNERSHIP:
(a) through (c)
The information set forth in the cover pages to this Amendment No. 1 to Schedule 13G is incorporated herein by reference thereto.
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ITEM 5
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that the Reporting Persons have ceased to be beneficial owners of more than five
percent of the Common Stock, check the following: [X].
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CUSIP No. 01438T106
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement
is true, complete and correct.
Dated: January 22, 2019
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JOHNSON & JOHNSON
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By:
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/s/ Thomas J. Spellman III
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Name:
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Thomas J. Spellman III
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Title:
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Secretary
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JOHNSON & JOHNSON INNOVATION-JJDC, INC.
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By:
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/s/ Kevin Norman
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Name:
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Kevin Norman
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Title:
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Assistant Secretary
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