Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Hain Celestial Group, Inc.
(Name of Issuer)
(Title of Class of Securities)
405217100
(CUSIP Number)
December 31, 2021
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed"
for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see Instructions).
CUSIP No.: 405217100
| 1 |
NAME OF REPORTING PERSON
Brown Advisory Incorporated ("BAI")
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
52-2112409
|
||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
| 3 | SEC USE ONLY | ||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Brown Advisory Incorporated is a Maryland Corporation.
|
||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
79,968
|
|
| 6 |
SHARED VOTING POWER
0
|
||
| 7 |
SOLE DISPOSITIVE POWER
0
|
||
| 8 |
SHARED DISPOSITIVE POWER
82,191
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
82,191
|
||
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.09%
|
||
| 12 |
TYPE OF REPORTING PERSON
HC (Control Entity)
|
||
CUSIP No.: 405217100
| 1 |
NAME OF REPORTING PERSON
Brown Advisory Incorporated ("BAI")
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
52-2112409
|
||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
| 3 | SEC USE ONLY | ||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Brown Advisory Incorporated is a Maryland Corporation.
|
||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
79,968
|
|
| 6 |
SHARED VOTING POWER
0
|
||
| 7 |
SOLE DISPOSITIVE POWER
0
|
||
| 8 |
SHARED DISPOSITIVE POWER
82,191
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
82,191
|
||
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.09%
|
||
| 12 |
TYPE OF REPORTING PERSON
HC (Control Entity)
|
||
CUSIP No.: 405217100
| 1 |
NAME OF REPORTING PERSON
Brown Advisory LLC ("BALLC")
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
26-0680642
|
||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
| 3 | SEC USE ONLY | ||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Brown Advisory LLC is a Maryland Limited Liability Corporation.
|
||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
55,704
|
|
| 6 |
SHARED VOTING POWER
0
|
||
| 7 |
SOLE DISPOSITIVE POWER
0
|
||
| 8 |
SHARED DISPOSITIVE POWER
56,927
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,927
|
||
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.06%
|
||
| 12 |
TYPE OF REPORTING PERSON
IA (Investment Adviser)
|
||
CUSIP No.: 405217100
| 1 |
NAME OF REPORTING PERSON
Brown Advisory Limited
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
| 3 | SEC USE ONLY | ||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Brown Advisory Limited is organized in the United Kingdom.
|
||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
696
|
|
| 6 |
SHARED VOTING POWER
0
|
||
| 7 |
SOLE DISPOSITIVE POWER
0
|
||
| 8 |
SHARED DISPOSITIVE POWER
696
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
696
|
||
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.00%
|
||
| 12 |
TYPE OF REPORTING PERSON
IA (Investment Adviser)
|
||
CUSIP No.: 405217100
| 1 |
NAME OF REPORTING PERSON
Signature Financial Management, Inc.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
54-1716096
|
||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
| 3 | SEC USE ONLY | ||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Signature Financial Management, Inc. is organized as a Virginia corporation.
|
||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
184
|
|
| 6 |
SHARED VOTING POWER
0
|
||
| 7 |
SOLE DISPOSITIVE POWER
0
|
||
| 8 |
SHARED DISPOSITIVE POWER
1,184
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,184
|
||
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.00%
|
||
| 12 |
TYPE OF REPORTING PERSON
IA (Investment Adviser)
|
||
CUSIP No.: 405217100
| ITEM 1(a). |
NAME OF ISSUER:
Hain Celestial Group, Inc.
|
|
| ITEM 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1111 Marcus Avenue
Lake Success, NY 11042 |
|
| ITEM 2(a). |
NAME OF PERSON FILING:
Brown Advisory Incorporated ("BAI")
Brown Advisory Incorporated ("BAI") Brown Advisory LLC ("BALLC") Brown Advisory Limited Signature Financial Management, Inc. |
|
| ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
901 South Bond Street, Suite #400
Baltimore, Maryland 21231 |
|
| ITEM 2(c). |
CITIZENSHIP:
Brown Advisory Incorporated is a Maryland Corporation.
Brown Advisory Incorporated is a Maryland Corporation. Brown Advisory LLC is a Maryland Limited Liability Corporation. Brown Advisory Limited is organized in the United Kingdom. Signature Financial Management, Inc. is organized as a Virginia corporation. |
|
| ITEM 2(d). |
TITLE OF CLASS OF SECURITIES:
|
|
| ITEM 2(e). |
CUSIP NUMBER:
405217100
|
|
| ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
|
(a)
[ ] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
|
(b)
[X] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
|
(c)
[ ] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
|
(d)
[ ] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
|
(e)
[X] |
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
|
(f)
[ ] |
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
|
(g)
[X] |
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
|
(h)
[ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
|
(i)
[ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
|
(j)
[ ] |
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
|
(k)
[ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: | |
|
Brown Advisory Incorporated ("BAI") is a parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G)
Brown Investment Advisory & Trust Company ("BIATC") is a bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c) Brown Advisory LLC ("BALLC") is an investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Brown Advisory Limited ("BALTD") is an investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Signature Financial Management, Inc. (Signature) is an investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) |
||
| ITEM 4. | OWNERSHIP | |
| (a) Amount beneficially owned: | ||
| 82,191 | ||
| (b) Percent of class: | ||
| 0.09% | ||
| (c) Number of shares as to which the person has: | ||
| (i) sole power to vote or to direct the vote: | ||
| Brown Advisory Incorporated ("BAI") - 79,968 Brown Investment Advisory & Trust Company ("BIATC") - 23,384 Brown Advisory LLC ("BALLC") - 55,704 Brown Advisory Limited - 696 Signature Financial Management, Inc. - 184 |
||
| (ii) shared power to vote or to direct the vote: | ||
| Brown Advisory Incorporated ("BAI") - 0 Brown Investment Advisory & Trust Company ("BIATC") - 0 Brown Advisory LLC ("BALLC") - 0 Brown Advisory Limited - 0 Signature Financial Management, Inc. - 0 |
||
| (iii) sole power to dispose or direct the disposition of: | ||
| Brown Advisory Incorporated ("BAI") - 0 Brown Investment Advisory & Trust Company ("BIATC") - 0 Brown Advisory LLC ("BALLC") - 0 Brown Advisory Limited - 0 Signature Financial Management, Inc. - 0 |
||
| (iv) shared power to dispose or to direct the disposition of: | ||
| Brown Advisory Incorporated ("BAI") - 82,191 Brown Investment Advisory & Trust Company ("BIATC") - 23,384 Brown Advisory LLC ("BALLC") - 56,927 Brown Advisory Limited - 696 Signature Financial Management, Inc. - 1,184 |
||
| ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[ ].
|
|
| ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
The total securities being reported are beneficially owned by investment companies and other managed accounts of direct/indirect subsidiaries of BAI (listed above). These subsidiaries may be deemed to be beneficial owners of the reported securities because applicable investment advisory contracts provide voting and/or investment power over securities.
|
|
| ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Brown Advisory Incorporated (BAI) is a parent holding company filing this schedule on behalf of the following subsidiaries pursuant to Rule 13d-1(b)(1)(ii)(G) under the Securities Exchange Act of 1934:
Brown Investment Advisory & Trust Company (BIATC) BK (Bank) Brown Advisory LLC (BALLC) IA (Investment Adviser) Brown Advisory Limited (BALTD) IA (Investment Adviser) Signature Financial Management, Inc. (Signature) IA (Investment Adviser) |
|
| ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
|
|
| ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP:
|
|
| ITEM 10. |
CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
|
CUSIP No.: 405217100
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| April 14 2022 |
Brown Advisory Incorporated ("BAI")
By:
/s/
Name:
Brett D. Rogers
Title:
General Counsel & Chief Compliance Officer
|
Attention — Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
CUSIP No.: 405217100
Party signing this filing agrees that this statement is submitted as a joint filing on behalf of the undersigned:
Brown Advisory Incorporated ("BAI) Controlling Entity
Brown Investment Advisory & Trust Company ("BIATC")
Brown Advisory LLC ("BALLC")
Brown Advisory Limited ("BALTD")
Signature Financial Management, Inc. ("Signature")
Brown Advisory Incorporated ("BAI) Controlling Entity
Brown Investment Advisory & Trust Company ("BIATC")
Brown Advisory LLC ("BALLC")
Brown Advisory Limited ("BALTD")
Signature Financial Management, Inc. ("Signature")