Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Alphatec
Holdings, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
02081G 10 2
(CUSIP Number)
12/31/10
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed.
þ Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
02081G 10 2 |
Page | 2 |
of | 6 |
Pages |
| 1 | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Federal Insurance Company 13-1963496 The Chubb Corporation 13-2595722 |
||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||
| (a) o | |||||
| (b) o | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Federal Insurance Company — Indiana, U.S. The Chubb Corporation — New Jersey, U.S. |
|||||
| 5 | SOLE VOTING POWER | ||||
| NUMBER OF | 2,302,070 shares of Common Stock | ||||
| SHARES | 6 | SHARED VOTING POWER | |||
| BENEFICIALLY | |||||
| OWNED BY | 0 | ||||
| EACH | 7 | SOLE DISPOSITIVE POWER | |||
| REPORTING | |||||
| PERSON | 2,302,070 shares of Common Stock | ||||
| WITH | 8 | SHARED DISPOSITIVE POWER | |||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 2,302,070 shares of Common Stock | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
| 2.6% of shares of Common Stock. | |||||
| 12 | TYPE OF REPORTING PERSON * Federal Insurance Company — IC |
||||
| The Chubb Corporation — HC | |||||
CUSIP No. |
02081G 10 2 |
Page | 3 |
of | 6 |
Pages |
ITEM 1(a).
|
Name of I ssuer: | |
| Alphatec Holdings, Inc. | ||
ITEM 1(b).
|
Address of Issuer’s Principal Executive Offices: | |
| 5818 El Camino Real Carlsbad, CA 92008 |
||
ITEM 2(a).
|
Name of Person Filing: | |
| Federal Insurance Company The Chubb Corporation |
||
ITEM 2(b).
|
Address of Principal Business Office: | |
| 15 Mountain View Road Warren, NJ 07059 |
||
ITEM 2(c).
|
Citizenship: | |
| Federal Insurance Company — Indiana, U.S. The Chubb Corporation — New Jersey, U.S. |
||
ITEM 2(d).
|
Title of Class of Securities: | |
| Common Stock | ||
ITEM 2(e).
|
CUSIP Number: | |
| 02081G 10 2 | ||
ITEM 3.
|
Type of reporting person: | |
| Federal Insurance Company is an Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
| The Chubb Corporation is a parent holding company or control person in accordance with CFR§240.13d-1(b)(ii)(G). | ||
ITEM 4.
|
Ownership. | |
| (a) through (c). Certain information requested hereunder is set forth under Items 5 through 9 and Item 11 of the cover pages to this Schedule 13G. The shares are held directly by Federal Insurance Company, which is a wholly owned subsidiary of The Chubb Corporation. | ||
ITEM 5.
|
Ownership of Five Percent or Less of a Class. | |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to the beneficial owner of more than five percent of the class of securities, check the following þ. |
CUSIP No. |
02081G 10 2 |
Page | 4 |
of | 6 |
Pages |
ITEM 6.
|
Ownership of More than Five Percent on Behalf of Another Person. | |
| Not Applicable. | ||
ITEM 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | |
| This Schedule is being filed by The Chubb Corporation as the parent holding company of Federal Insurance Company. As stated in Item 3 above, Federal Insurance Company is an Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
ITEM 8.
|
Identification and Classification of Members of the Group. | |
| Not Applicable. | ||
ITEM 9.
|
Notice of Dissolution of Group. | |
| Not Applicable. | ||
ITEM 10.
|
Certification | |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
CUSIP No. |
02081G 10 2 |
Page | 5 |
of | 6 |
Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
February 14, 2011
| FEDERAL INSURANCE COMPANY |
||||
| /s/ W. Andrew Macan | ||||
| Name: | W. Andrew Macan | |||
| Title: | Vice President and Secretary | |||
THE CHUBB CORPORATION |
||||
| /s/ W. Andrew Macan | ||||
| Name: | W. Andrew Macan | |||
| Title: | Vice President and Secretary | |||