Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
(Amendment No. 2)*
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO §240.13d-2
Forte Biosciences,
Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
34962G109
(CUSIP Number)
September 7, 2021
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1 (b) |
| x | Rule 13d-1 (c) |
| ¨ | Rule 13d-1 (d) |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 |
NAME OF REPORTING PERSON
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ |
| 3 |
SEC USE ONLY
|
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING P0 -0- |
| 6 |
SHARED VOTING POWER
| |
| 7 | SOLE DISPOSITIVE POWER -0- | |
| 8 |
SHARED DISPOSITIVE POWER
|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- |
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00% |
| 12 |
TYPE OF REPORTING PERSON*
|
| 1 |
NAME OF REPORTING PERSON
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ |
| 3 |
SEC USE ONLY
|
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING POWER
|
| 6 |
SHARED VOTING POWER
| |
| 7 |
SOLE DISPOSITIVE POWER
| |
| 8 |
SHARED DISPOSITIVE POWER
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
| 12 |
TYPE OF REPORTING PERSON*
|
| 1 |
NAME OF REPORTING PERSON
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ |
| 3 |
SEC USE ONLY
|
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING POWER
|
| 6 |
SHARED VOTING POWER
|
|
| 7 |
SOLE DISPOSITIVE POWER
|
|
| 8 |
SHARED DISPOSITIVE POWER
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
| 12 |
TYPE OF REPORTING PERSON*
|
| 1 |
NAME OF REPORTING PERSON
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ |
| 3 |
SEC USE ONLY
|
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING POWER
|
| 6 |
SHARED VOTING POWER
| |
| 7 |
SOLE DISPOSITIVE POWER
| |
| 8 |
SHARED DISPOSITIVE POWER
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
| 12 |
TYPE OF REPORTING PERSON*
|
Item 1.
| (a) | Name of Issuer: | Forte Biosciences, Inc. |
| (b) | Address of Issuer's Principal Executive Offices: |
1124 W Carson Street
MRL Building 3-320
Torrance, California 90502
Item 2.
| (a) | Name of Person Filing: | Nemean Asset Management, LLC | |
|
South Ocean Capital Management, LLC IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA Steven Oliveira |
| (b) | Address of Principal Business Office or if none, Residence: |
Nemean Asset Management, LLC:
225 Via Palacio
Palm Beach Gardens, FL 33418
South Ocean Capital Management, LLC:
225 Via Palacio
Palm Beach Gardens, FL 33418
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA and Steven Oliveira:
225 Via Palacio
Palm Beach Gardens, FL 33418
| (c) | Citizenship: |
Nemean Asset Management, LLC – Florida South Ocean Capital Management, LLC – Florida |
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA
and Steven Oliveira – U.S.A.
| (d) | Title of Class of Securities: Common Stock, $0.001 par value |
| (e) | CUSIP Number: 34962G109 |
| Item 3. | Not Applicable |
| Item 4. | Ownership. |
| (a) | Amount Beneficially Owned: |
Nemean Asset Management, LLC – 0 shares.
South Ocean Capital Management, LLC – 0 shares.
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA – 0 shares.
Steven Oliveira – 0 shares.
| (b) | Percent of Class: |
Nemean Asset Management, LLC – 0.00%
South Ocean Capital Management, LLC – 0.00%
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA– 0.00%
Steven Oliveira – 0.00%
| (c) | Number of shares as to which such person has: |
| (i) | sole power to vote or to direct the vote: |
Nemean Asset Management, LLC – 0 shares.
South Ocean Capital Management, LLC – 0 shares.
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA – 0 shares.
Steven Oliveira – 0 shares.
| (ii) | shared power to vote or to direct the vote: |
Nemean Asset Management, LLC – 0
South Ocean Capital Management, LLC – 0
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA – 0
Steven Oliveira – 0
| (iii) | sole power to dispose or to direct the disposition of: |
Nemean Asset Management, LLC –0 shares.
South Ocean Capital Management, LLC – 0 shares.
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA – 0 shares.
Steven Oliveira – 0 shares.
| (iv) | shared power to dispose or to direct the disposition of: |
Nemean Asset Management, LLC – 0
South Ocean Capital Management, LLC – 0
IRA Financial Trust Company, Custodian for the benefit of the Steven M Oliveira IRA – 0
Steven Oliveira – 0
| Item 5. | Ownership of Five Percent or Less of a Class: [X] |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person: Not Applicable |
| Item 7. | Identification and Classification of Subsidiary Which Acquired the Securities: Not Applicable |
| Item 8. | Identification and Classification of Members of the Group: Not Applicable |
| Item 9. | Notice of Dissolution of Group: Not Applicable |
| Item 10. | Certifications: Not Applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
September 21, 2021
| NEMEAN ASSET MANAGEMENT, LLC | ||
| By: | /s/ Steven Oliveira | |
| Name: Steven Oliveira | ||
| Title: Authorized Signatory | ||
| SOUTH OCEAN CAPITAL MANAGEMENT, LLC | ||
| By: | /s/ Steven Oliveira | |
| Name: Steven Oliveira | ||
| Title: Authorized Signatory | ||
|
IRA FINANCIAL TRUST COMPANY, CUSTODIAN FOR THE BENEFIT OF THE STEVEN M OLIVEIRA IRA |
||
| /s/ Steven Oliveira | ||
| Steven Oliveira | ||
| /s/ Steven Oliveira | ||
| Steven Oliveira | ||