Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
Table of Contents
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
(Amendment No.1)*
Under the Securities Exchange Act of 1934
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Table of Contents
(1) | NAMES OF REPORTING PERSONS. Culligan International Company |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
2
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(1) | NAMES OF REPORTING PERSONS. Culligan Holding Inc. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
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Table of Contents
(1) | NAMES OF REPORTING PERSONS. Culligan Holding Company B.V. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Netherlands | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
4
Table of Contents
(1) | NAMES OF REPORTING PERSONS. Culligan Holding S.àr.l. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Luxembourg | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
5
Table of Contents
(1) | NAMES OF REPORTING PERSONS. Culligan International S.àr.l. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Luxembourg | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
6
Table of Contents
(1) | NAMES OF REPORTING PERSONS. Culligan Investments S.àr.l. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Luxembourg | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
7
Table of Contents
(1) | NAMES OF REPORTING PERSONS. Culligan Ltd. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Bermuda | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
0 |
8
Table of Contents
(1) | NAMES OF REPORTING PERSONS. Clayton, Dubilier & Rice Fund VI Limited Partnership |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
9
Table of Contents
(1) | NAMES OF REPORTING PERSONS. CD&R Associates VI Limited Partnership |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
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Table of Contents
(1) | NAMES OF REPORTING PERSONS. CD&R Investment Associates VI, Inc. |
||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands td> | |||||
(5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | (6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | (7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | (8) | SHARED DISPOSITIVE POWER | |||
0 | |||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0 | |||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
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Drive, Winston-Salem, North Carolina 27104
Names of Person Filing | Address | Citizenship | ||
Culligan International Company
|
9399 West Higgins
Road, Suite 1100 Rosemont, IL 60018 |
Delaware | ||
Culligan Holding Inc.
|
c/o Culligan International Company 9399 West Higgins Road, Suite 1100 Rosemont, IL 60018 |
Delaware | ||
Culligan Holding Company B.V.
|
c/o Culligan International Company 9399 West Higgins Road, Suite 1100 Rosemont, IL 60018 |
Netherlands | ||
Culligan Holding S.àr.l.
|
c/o Culligan International Company 9399 West Higgins Road, Suite 1100 Rosemont, IL 60018 |
Luxembourg | ||
Culligan International S.àr.l.
|
c/o Culligan International Company 9399 West Higgins Road, Suite 1100 Rosemont, IL 60018 |
Luxembourg | ||
Culligan Investments S.àr.l.
|
c/o Culligan International Company 9399 West Higgins Road, Suite 1100 Rosemont, IL 60018 |
Luxembourg | ||
Culligan Ltd.
|
Canons Court 22 Victoria Street Hamilton HM 12, Bermuda |
Bermuda | ||
Clayton, Dubilier & Rice Fund
VI Limited Partnership |
Ugland House 113 South Church Street George Town, Grand Cayman, Cayman Islands BWI |
Cayman Islands | ||
CD&R Associates VI Limited
Partnership
|
Ugland House 113 South Church Street George Town, Grand Cayman, Cayman Islands BWI |
Cayman Islands | ||
CD&R Investment Associates VI,
Inc.
|
Ugland House 113 South Church Street George Town, Grand Cayman, Cayman Islands BWI |
Cayman Islands |
Table of Contents
a. | o Broker or dealer registered under Section 15 of the Act; | ||
b. | o Bank as defined in Section 3(a)(6) of the Act; | ||
c. | o Insurance company as defined in Section 3(a)(19) of the Act; | ||
d. | o Investment company registered under Section 8 of the Investment Company Act of 1940; | ||
e. | o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | ||
f. | o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | ||
g. | o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | ||
h. | o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
i. | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | ||
j. | o A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | ||
k. | o Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
a. | Amount beneficially owned: 0. | ||
b. | Percent of class: 0%. | ||
c. | Number of shares as to which such person has: |
i. | Sole power to vote or to direct the vote: 0. |
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ii. | Shared power to vote or to direct the vote: 0. | ||
iii. | Sole power to dispose or to direct the disposition of: 0. | ||
iv. | Shared power to dispose or to direct the disposition of: 0. |
14
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CULLIGAN INTERNATIONAL COMPANY Date: June 23, 2011 |
||||
By: | /s/ Susan E. Bennett | |||
Name: | Susan E. Bennett | |||
Title: | Senior Vice President, General Counsel & Secretary | |||
CULLIGAN HOLDING INC. Date: June 23, 2011 |
||||
By: | /s/ Susan E. Bennett | |||
Name: | Susan E. Bennett | |||
Title: | Senior Vice President, General Counsel & Secretary | |||
CULLIGAN HOLDING COMPANY B.V. Date: June 23, 2011 |
||||
By: | /s/ Mark A. Seals | |||
Name: | Mark A. Seals | |||
Title: | Managing Director A | |||
CULLIGAN HOLDING S.ÀR.L. Date: June 23, 2011 |
||||
By: | /s/ Susan E. Bennett | |||
Name: | Susan E. Bennett | |||
Title: | Manager | |||
CULLIGAN INTERNATIONAL S.ÀR.L. Date: June 23, 2011 |
||||
By: | /s/ Susan E. Bennett | |||
Name: | Susan E. Bennett | |||
Title: | Manager | |||
CULLIGAN INVESTMENTS S.ÀR.L. Date: June 23, 2011 |
||||
By: | /s/ Susan E. Bennett | |||
Name: | Susan E. Bennett | |||
Title: | Manager | |||
CULLIGAN LTD. Date: June 23, 2011 |
||||
By: | /s/ Susan E. Bennett | |||
Name: | Susan E. Bennett | |||
Title: | Senior Vice President, General Counsel & Assistant Secretary | |||
CLAYTON, DUBILIER & RICE FUND VI LIMITED PARTNERSHIP |
||||
By: | CD&R Associates VI Limited Partnership, its general partner | |||
By: | CD&R Investment Associates VI, Inc., its general partner | |||
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Table of Contents
Date: June 23, 2011 |
||||
By: | /s/ Theresa A. Gore | |||
Name: | Theresa A. Gore | |||
Title: | Vice President, Treasurer and Assistant Secretary | |||
CD&R ASSOCIATES VI LIMITED PARTNERSHIP |
||||
By: | CD&R Investment Associates VI, Inc., its general partner | |||
Date: June 23, 2011 |
||||
By: | /s/ Theresa A. Gore | |||
Name: | Theresa A. Gore | |||
Title: | Vice President, Treasurer and Assistant Secretary | |||
CD&R INVESTMENT ASSOCIATES VI, INC. Date: June 23, 2011 |
||||
By: | /s/ Theresa A. Gore | |||
Name: | Theresa A. Gore | |||
Title: | Vice President, Treasurer and Assistant Secretary |
17