Sec Form 13G Filing - Resolute Performance Fund filing for MAVERIX METALS INC (MMX) - 2021-01-07

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 3)

 

 

Maverix Metals Inc.

 

(Name of Issuer)

Common Shares

 

(Title of Class of Securities)

57776F405

 

(CUSIP Number)

December 31, 2020

 

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨

¨

x		 Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

  

CUSIP No.  57776F405

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)


Resolute Performance Fund

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨
(b)  x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

Ontario, Canada



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 5

SOLE VOTING POWER

 

10,800,0001

6

SHARED VOTING POWER

 

10,800,0001

7

SOLE DISPOSITIVE POWER

 

10,800,0001

8

SHARED DISPOSITIVE POWER

 

10,800,0001

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,800,0001

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

¨

 Not Applicable.

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.69%2

12

TYPE OF REPORTING PERSON

 

FI3

 

1Resolute Funds Limited, the Trustee and Manager of Resolute Performance Fund, may be deemed to have sole voting and dispositive power over the issuer’s Common Shares and Tom Stanley, the President, Chief Investment Officer and Portfolio Manager of Resolute Funds Limited, may be deemed to have sole voting and dispositive power over the issuer’s Common Shares.

 

2Calculated based on 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020.

 

3Resolute Performance Fund is an open-ended investment trust established under the laws of Ontario, Canada.

 

 

 

 

CUSIP No.  57776F405

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)

 

Resolute Funds Limited

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Ontario, Canada




NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 5

SOLE VOTING POWER

 

10,800,0001

6

SHARED VOTING POWER

 

10,800,0001

7

SOLE DISPOSITIVE POWER

 

10,800,0001

8

SHARED DISPOSITIVE POWER

 

10,800,0001

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,800,0001

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

¨ 

Not Applicable.

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.69%2

12

TYPE OF REPORTING PERSON

 

IA3

  

1The shares are owned directly by Resolute Performance Fund. Resolute Funds Limited is the Trustee and Manager of Resolute Performance Fund and may be deemed to have sole voting and dispositive power over the shares of the issuer’s Common Shares.

 

2Calculated based on 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020.

 

3Resolute Funds Limited is registered with the Ontario Securities Commission as an Adviser in the category of Portfolio Manager and Investment Fund Manager.

  

 

 

  

CUSIP No.  57776F405

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)

 

Tom Stanley

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 5

SOLE VOTING POWER

 

10,800,0001

6

SHARED VOTING POWER

 

10,800,0001

7

SOLE DISPOSITIVE POWER

 

10,800,0001

8

SHARED DISPOSITIVE POWER

 

10,800,0001

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,800,0001

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

¨

Not Applicable.

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.69%2

12

TYPE OF REPORTING PERSON

 

IN

 

1The shares are owned directly by Resolute Performance Fund. Resolute Funds Limited is the Trustee and Manager of Resolute Performance Fund and Tom Stanley is the President, Chief Investment Officer and Portfolio Manager of Resolute Funds Limited and may be deemed to have sole voting and dispositive power over the issuer’s Common Shares.

  

2Calculated based on 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020.

 

 

 

 

 

Item 1(a)

Name of Issuer:

 

Maverix Metals Inc.

 

Item 1(b)

Address of Issuer’s Principal Executive Offices:


Suite 575, 510 Burrard Street

Vancouver, British Columbia V6C 3A8

Canada

 

Item 2(a)

Name of Persons Filing:

 

Resolute Performance Fund; Resolute Funds Limited, the manager and trustee of Resolute Performance Fund; and Tom Stanley, the President, Chief Investment Officer and Portfolio Manager of Resolute Funds Limited.

 

Item 2(b)

Address of Principal Business Office of the Reporting Persons:

 

2323 Yonge Street, Suite 502

Toronto, Ontario

Canada M4P 2C9

 

 

Item 2(c)

Citizenship:

 

Ontario, Canada

 

 

Item 2(d)

Title of Class of Securities:

 

Common Shares

 

Item 2(e)

CUSIP Number:


57776F405

 

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

   (a) ¨ Broker or dealer registered under section 15 of the Act;

 

   (b) ¨ Bank as defined in section 3(a)(6) of the Act;

 

   (c) ¨ Insurance company as defined in section 3(a)(19) of the Act;

 

 

 

   (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940;

 

   (e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

   (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

   (g) ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

   (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

   (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

   (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
       
   (k) ¨

Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________

 

Item 4. Ownership.

 

   (a) Amount beneficially owned:  10,800,000 Common Shares

 

   (b) Percent of class: 7.69%.  The percentages used herein and in the rest of Item 4 are calculated based upon 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020.

 

   (c) Number of shares as to which the person has:

 

   (i) Sole power to vote or to direct the vote:  10,800,000

 

   (ii) Shared power to vote or to direct the vote:   10,800,000

 

   (iii) Sole power to dispose or to direct the disposition of:   10,800,000

 

   (iv) Shared power to dispose or to direct the disposition of:  10,800,000

 

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.

Certification.

 

Not Applicable.

 

 

 

SIGNATURES

 

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated:  January 7, 2021 RESOLUTE PERFORMANCE FUND
   
  By: /s/ Anna Goncharova
    Name: Anna Goncharova
    Title: CFO & Director of Resolute Funds Limited, its Manager and Trustee
   
  RESOLUTE FUNDS LIMITED
   
  By: /s/ Anna Goncharova
    Name: Anna Goncharova
    Title: CFO & Director
   
  By: /s/ Tom Stanley
    Name: Tom Stanley