Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 5)*
GLU MOBILE, INC.
(Name of Issuer)
Common Stock, $0.0001 par value per share
(Title of Class of Securities)
379890 10 6
(CUSIP Number)
Hany M. Nada
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
(650) 475-2150
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 6, 2014
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1.
CUSIP No. 379890 10 6 | 13D | Page 2 |
1. | Name of Reporting Persons
Granite Global Ventures II L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Delaware, United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
PN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by Granite Global Ventures II L.P., GGV II Entrepreneurs Fund L.P., Granite Global Ventures II L.L.C., Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas K. Ng and Ms. Jenny Lee (collectively, the Reporting Persons). These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
2.
CUSIP No. 379890 10 6 | 13D | Page 3 |
1. | Name of Reporting Persons
GGV II Entrepreneurs Fund L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Delaware, United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
PN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
3.
CUSIP No. 379890 10 6 | 13D | Page 4 |
1. | Name of Reporting Persons
Granite Global Ventures II L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Delaware, United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
OO |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
4.
CUSIP No. 379890 10 6 | 13D | Page 5 |
1. | Name of Reporting Persons
Ray A. Rothrock | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
5.
CUSIP No. 379890 10 6 | 13D | Page 6 |
1. | Name of Reporting Persons
Anthony Sun | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
6.
CUSIP No. 379890 10 6 | 13D | Page 7 |
1. | Name of Reporting Persons
Scott B. Bonham | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Canada | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | 0; | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | ||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
7.
CUSIP No. 379890 10 6 | 13D | Page 8 |
1. | Name of Reporting Persons
Joel D. Kellman | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
8.
CUSIP No. 379890 10 6 | 13D | Page 9 |
1. | Name of Reporting Persons
Jixun Foo | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Singapore | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
9.
CUSIP No. 379890 10 6 | 13D | Page 10 |
1. | Name of Reporting Persons
Glenn Solomon | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
10.
CUSIP No. 379890 10 6 | 13D | Page 11 |
1. | Name of Reporting Persons
Jenny Lee | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
Singapore | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
11.
CUSIP No. 379890 10 6 | 13D | Page 12 |
1. | Name of Reporting Persons
Hany M. Nada | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
204,718 shares of Common Stock (4) | ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
204,718 shares of Common Stock (4) | |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,820,196 shares of Common Stock (2) (4) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.9% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
(4) | Mr. Nada, who serves as on the Board of Directors of the Issuer, has options to purchase 204,718 shares of the Issuers Common Stock. Options were granted on June 3, 2010 for 20,100 shares. Such shares are immediately exercisable. The option vests over 12 months, with 8.333% of the shares vesting on July 3, 2010 and the remaining shares vesting in equal monthly installments thereafter and subject to being fully vested in 2010. Options were also granted on May 29, 2009 for 20,100 shares. Such shares are immediately exercisable. The option vests monthly over one year, with the first 1/12 vesting on June 29, 2009. Options were also granted on June 4, 2008 for 31,185 shares. Such shares are immediately exercisable. The option vests monthly over one year, with the first 1/12 vesting on July 3, 2008. Options were also granted on March 21, 2007 for 33,000 shares. Such shares are immediately exercisable. The option vests over three years with 16 2/3% of the shares vesting six months after grant, and the remaining shares vesting in equal monthly installments thereafter. Options were also granted on April 20, 2007 for 333 shares. Such shares are immediately exercisable. The option vests over three years with 16 2/3% of the shares vesting September 21, 2007. The remaining shares vest in equal monthly installments thereafter. Options were also granted on June 2, 2011 for 50,000 shares. Such shares are immediately exercisable. The option vests over 12 months, with 8.333% of the shares vesting on July 2, 2011 and the remaining shares vesting in equal monthly installments thereafter. Options were also granted on June 7, 2012 for 50,000 shares. Such shares are immediately exercisable. The option vests over 12 months, with 8.333% of the shares vesting on July 7, 2012 and the remaining shares vesting in equal monthly installments thereafter. |
12.
CUSIP No. 379890 10 6 | 13D | Page 13 |
1. | Name of Reporting Persons
Thomas K. Ng | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (see instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
7. | Sole Voting Power
| ||||
8. | Shared Voting Power
3,615,478 shares of Common Stock (2) | |||||
9. | Sole Dispositive Power
| |||||
10. | Shared Dispositive Power
3,615,478 shares of Common Stock (2) | |||||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,615,478 shares of Common Stock (2) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions) ¨
| |||||
13. | Percent of Class Represented by Amount in Row 11
4.6% (3) | |||||
14. | Type of Reporting Person (see instructions)
IN |
(1) | This Amendment No. 5 to the statement on Schedule 13D is being filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D. |
(2) | Includes (i) 3,544,976 shares of Common Stock held by Granite Global Ventures II L.P. and (ii) 70,502 shares of Common Stock held by GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. is the sole general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and possesses sole power to direct the voting and disposition of the shares owned by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. and may be deemed to have indirect beneficial ownership of the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. Granite Global Ventures II L.L.C. owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of Granite Global Ventures II L.L.C. and share voting and dispositive power over the shares held by Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein. |
(3) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
13.
Introductory Note: This Amendment No. 5 (the Amendment) to the statement on Schedule 13D is being filed by the Reporting Persons and amends Schedule 13D filed with the Securities and Exchange Commission (the Commission) on February 8, 2013 (the Amended Schedule 13D), and relates to shares of Common Stock, $0.0001 par value per share, of Glu Mobile, Inc (the Issuer). This Amendment No. 5 is being filed to report the sale of shares of Common Stock of the Issuer by certain Reporting Persons. Accordingly, the number of securities beneficially owned by certain Reporting Persons has decreased.
Items 4 and 5 of the Amended Schedule 13D are hereby amended and/or supplemented to the extent hereinafter expressly set forth. All capitalized terms used in this Amendment but not defined herein shall have the meanings ascribed thereto in the Amended Schedule 13D.
Item 4. | Purpose of Transaction. |
Item 4 of the Amended Schedule 13D is hereby amended and supplemented by adding the following paragraph at the end of Item 4:
Between December 23, 2013 and February 6, 2014, the Reporting Persons sold an aggregate of 2,107,740 shares of Common Stock in open market transactions.
Item 5 (a) and (b). | Interest in Securities of the Issuer. |
Item 5 of the Amended Schedule 13D is hereby amended and restated in its entirety a follows:
The following information with respect to the ownership of the shares of the Issuer by the persons filing this Statement is provided as of February 6, 2014:
Reporting Persons |
Shares Held Directly |
Shares Issuable Upon Exercise of Options Held Directly |
Sole Voting Power(3) |
Shared Voting Power |
Sole Dispositive Power |
Shared Dispositive Power |
Beneficial Ownership |
Percentage of Class (2) |
||||||||||||||||||||||||
GGV II |
3,544,976 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
GGV II Entrepreneurs |
70,502 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
GGV II LLC (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Ray A. Rothrock (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Anthony Sun (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Scott B. Bonham (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Joel D. Kellman (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Hany M. Nada (1, 3) |
0 | 204,718 | 204,718 | 3,615,478 | 204,718 | 3,615,478 | 3,820,196 | 4.9 | % | |||||||||||||||||||||||
Jixun Foo (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Glenn Solomon (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Jenny Lee (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % | |||||||||||||||||||||||
Thomas K. Ng (1) |
0 | 0 | 0 | 3,615,478 | 0 | 3,615,478 | 3,615,478 | 4.6 | % |
(1) | GGV II LLC is the sole general partner of GGV II and GGV II Entrepreneurs and possesses sole power to direct the voting and disposition of the shares owned by GGV II and GGV II Entrepreneurs and may be deemed to have indirect beneficial ownership of the shares held by GGV II and GGV II Entrepreneurs. GGV II LLC owns no securities of the Issuer directly. Messrs. Ray A. Rothrock, Anthony Sun, Scott B. Bonham, Joel D. Kellman, Jixun Foo, Glenn Solomon, Hany M. Nada, Thomas, K. Ng, and Ms. Jenny Lee are members of the investment committee of GGV II LLC and share voting and dispositive power over the shares held by GGV II and GGV II Entrepreneurs. These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their respective pecuniary interests therein. |
14.
(2) | This percentage is calculated based upon 77,956,856 shares outstanding (as of November 1, 2013) as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
(3) | Mr. Nada, who serves as on the Board of Directors of the Issuer, has options to purchase 204,718 shares of the Issuers Common Stock. Options were granted on June 3, 2010 for 20,100 shares. Such shares are immediately exercisable. The option vests over 12 months, with 8.333% of the shares vesting on July 3, 2010 and the remaining shares vesting in equal monthly installments thereafter and subject to being fully vested in 2010. Options were also granted on May 29, 2009 for 20,100 shares. Such shares are immediately exercisable. The option vests monthly over one year, with the first 1/12 vesting on June 29, 2009. Options were also granted on June 4, 2008 for 31,185 shares. Such shares are immediately exercisable. The option vests monthly over one year, with the first 1/12 vesting on July 3, 2008. Options were also granted on March 21, 2007 for 33,000 shares. Such shares are immediately exercisable. The option vests over three years with 16 2/3% of the shares vesting six months after grant, and the remaining shares vesting in equal monthly installments thereafter. Options were also granted on April 20, 2007 for 333 shares. Such shares are immediately exercisable. The option vests over three years with 16 2/3% of the shares vesting September 21, 2007. The remaining shares vest in equal monthly installments thereafter. Options were also granted on June 2, 2011 for 50,000 shares. Such shares are immediately exercisable. The option vests over 12 months, with 8.333% of the shares vesting on July 2, 2011 and the remaining shares vesting in equal monthly installments thereafter. Options were also granted on June 7, 2012 for 50,000 shares. Such shares are immediately exercisable. The option vests over 12 months, with 8.333% of the shares vesting on July 7, 2012 and the remaining shares vesting in equal monthly installments thereafter. |
Item 5(c). | Between December 23, 2013 and February 6, 2014, the Reporting Persons sold an aggregate of 2,107,740 shares of Common Stock in open market transactions as follows: |
GGV II |
GGV II Entrepreneurs | Average Price Per Share | ||
2,066,639 | 41,101 | $4.18 |
Item 5(d). | Not applicable. |
Item 5(e). | As of February 6, 2014, the Reporting Persons ceased to be beneficial owners of more than 5% of the issued and outstanding Common Stock of the Issuer. The reporting obligations of the Reporting Persons with respect to the Common Stock pursuant to Section 13(d) of the Exchange Act and the rules and regulations promulgated thereunder are therefore terminated. |
Item 7. | Materials to Be Filed as Exhibits. |
Exhibit 1 Agreement regarding filing of joint Schedule 13D.
15.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 10, 2014 | GRANITE GLOBAL VENTURES II L.P. | |||||
GGV II ENTREPRENEURS FUND L.P. | ||||||
BY: | GRANITE GLOBAL VENTURES II L.L.C. | |||||
ITS: | GENERAL PARTNER | |||||
By: | /s/ Hany M. Nada | |||||
Hany M. Nada | ||||||
Managing Director | ||||||
February 10, 2014 | GRANITE GLOBAL VENTURES II L.L.C. | |||||
By: | /s/ Hany M. Nada | |||||
Hany M. Nada | ||||||
Managing Director | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Ray A. Rothrock | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Anthony Sun | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
font> | Hany M. Nada as Attorney-in-fact | |||||
for Scott B. Bonham | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Joel D. Kellman | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Jixun Foo | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Glenn Solomon | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Jenny Lee | ||||||
February 10, 2014 | By: | /s/ Hany M. Nada | ||||
Hany M. Nada as Attorney-in-fact | ||||||
for Thomas K. Ng |
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
16.
SCHEDULE I
Managing Members and Investment Committee Members:
Ray A. Rothrock
3340 Hillview Avenue
Palo Alto, California 94304
Principal Occupation:
Partner of Venrock and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: United States of America
Anthony Sun
76 Inglewood Lane
Atherton, CA 94027
Principal Occupation:
Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: United States of America
Scott B. Bonham
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: Canada
Joel D. Kellman
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: United States of America
Hany M. Nada
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: United States of America
Jixun Foo
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: Singapore
Glenn Solomon
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general p artner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: United States of America
17.
Jenny Lee
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: Singapore
Thomas K. Ng
c/o GGV Capital
2494 Sand Hill Road, Suite 100
Menlo Park, California 94025
Principal Occupation:
Managing Member and Investment Committee Member of Granite Global Ventures II L.L.C., which serves as the general partner of Granite Global Ventures II L.P. and GGV II Entrepreneurs Fund L.P.
Citizenship: United States of America
18.