Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
(Amendment No. 1)
AeroVironment, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
008073108
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
SCHEDULE 13G
CUSIP No. |
008073108 |
1 | NAME OF REPORTING PERSONS Judith MacCready |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States citizen | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 2,381,132 shares (1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 shares | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 2,381,132 shares (1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 shares | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,381,132 shares | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
11.3%(2) | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
(1) Includes 2,381,132 shares held by the P. and J. MacCready Living Trust (Restated) dated March 13, 1997, of which Mrs. MacCready is a trustee.
(2) Based on 21,104,222 shares of common stock of AeroVironment, Inc. outstanding as of November 19, 2008, as reported in AeroVironment, Inc.s Quarterly Report on Form 10-Q filed on December 4, 2008.
CUSIP No. |
008073108 |
td> | |||||
1 | NAME OF REPORTING PERSONS P. and J. MacCready Living Trust (Restated) dated March 13, 1997 |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
State of California, United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 2,381,132 shares | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 shares | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 2,381,132 shares | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 shares | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,381,132 shares | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
11.3%(1) | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO |
(1) Based on 21,104,222 shares of common stock of AeroVironment, Inc. outstanding as of November 19, 2008, as reported in AeroVironment, Inc.s Quarterly Report on Form 10-Q filed on December 4, 2008.
CUSIP No. |
008073108 |
Item 1(a). Name of Issuer:
AeroVironment, Inc.
Item 1(b). Address of Issuers Principal Executive Offices:
181 W. Huntington Drive., Monrovia, CA 91016
Item 2(a). Name of Person Filing:
This Schedule is being filed by Judith MacCready and the P. and J. MacCready Living Trust
(Restated) dated March 13, 1997 (the MacCready Trust). Mrs. MacCready and the MacCready Trust
are filing this Schedule jointly, pursuant to the provisions of Rule 13d-1(k)(1) under the
Securities Exchange Act, as amended, and not as separate persons.
Item 2(b). Address of Principal Business Office or, if None, Residence:
The address of Mrs. MacCready and the MacCready Trust is: c/o AeroVironment, Inc., 181 W.
Huntington Drive., Monrovia, CA 91016.
Item 2(c). Citizenship:
Mrs. MacCready is a United States citizen. The MacCready Trust was formed in the State of
California, United States.
Item 2(d). Title of Class of Securities:
Common stock, $0.0001 par value per share
Item 2(e). CUSIP Number:
008073108
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
(a) | o | Broker or dealer registered under Section 15 of the Exchange Act. | |
(b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act. | |
(c) | o | Insurance company as defined in Section 3(a)(19) of the Exchange Act. | |
(d) | o | Investment company registered under Section 8 of the Investment Company Act. | |
(e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
(f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
(g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | |
(i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; | |
(j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
CUSIP No. |
008073108 |
Item 4. Ownership
(a) | Amount beneficially owned: | ||
Mrs. MacCready: 2,381,132 Shares (1) | |||
MacCready Trust: 2,381,132 Shares | |||
(b) | Percent of class (2): | ||
Mrs. MacCready: 11.3% | |||
MacCready Trust: 11.3% | |||
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: |
Mrs. MacCready: 2,381,132 Shares (1) | |||
MacCready Trust: 2,381,132 Shares |
(ii) | Shared power to vote or to direct the vote: |
Mrs. MacCready: 0 Shares | |||
MacCready Trust: 0 Shares |
(iii) | Sole power to dispose or to direct the disposition of: |
Mrs. MacCready: 2,381,132 Shares (1) | |||
MacCready Trust: 2,381,132 Shares |
(iv) | Shared power to dispose or to direct the disposition of: |
Mrs. MacCready: 0 Shares | |||
MacCready Trust: 0 Shares |
(1) Includes 2,381,132 shares held by the MacCready Trust, of which Mrs. MacCready is a trustee.
(2) Based on 21,104,222 shares of common stock of AeroVironment, Inc. outstanding as of November
19, 2008, as reported in AeroVironment, Inc.s Quarterly Report on Form 10-Q filed on December
4, 2008.
CUSIP No. |
008073108 |
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following o
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
Not applicable
Item 8. Identification and Classification of Members of the Group:
Not applicable
Item 9. Notice of Dissolution of Group:
Not applicable
Item 10. Certifications:
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: February 17, 2009 | JUDITH MACCREADY |
|||
/s/ Judith MacCready* | ||||
Name: | Judith MacCready | |||
P. AND J. MACCREADY LIVING TRUST (RESTATED) DATED MARCH 13, 1997 |
||||
By: | /s/ Judith MacCready* | |||
Name: | Judith MacCready | |||
Title: | Trustee | |||
* | By Leslie R. Ravestein, as Attorney-in-Fact. |
Exhibit Index
Exhibit 1
|
Joint Filing Agreement. | |
Exhibit 2
|
Power of Attorney. |