Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Box, Inc.
(Name of Issuer)
Class A common stock, $.0001 par value
(Title of Class of Securities)
10316T104
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
|
☐
|
Rule 13d-1(b)
|
|
|
☐
|
Rule 13d-1(c)
|
|
|
☒
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 2 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Atlantic LLC
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AM
OUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
OO
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 3 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Atlantic GenPar, L.P.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
PN
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 4 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Atlantic Partners 90, L.P.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
PN
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 5 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAP Coinvestments CDA, L.P.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
PN
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 6 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAP Coinvestments III, LLC
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
OO
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 7 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAP Coinvestments IV, LLC
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
OO
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 8 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAPCO Management GmbH
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
OO
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 9 of 15
|
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAPCO GmbH & Co. KG
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
|
6
|
SHARED VOTING POWER
0
|
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
SHARED DISPOSITIVE POWER
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON
PN
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 10 of 15
|
This is Amendment No. 1 to the Schedule 13G, dated February 12, 2016, filed by the Reporting Persons with respect to Box, Inc. (CUSIP 10316T104).
|
Item 1.
|
(a)
|
NAME OF ISSUER
|
|
Box, Inc. (the “Company”).
|
||
|
(b)
|
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
|
|
|
900 Jefferson Ave.
Redwood City, California 94063
|
||
|
Item 2.
|
(a)
|
NAMES OF PERSONS FILING
|
This Statement is being filed on behalf of each of the following persons (collectively, the “Reporting Persons”):
|
|
(i)
|
General Atlantic LLC (“GA LLC”);
|
|
(ii)
|
General Atlantic GenPar, L.P. (“GA GenPar”);
|
|
|
(iii)
|
General Atlantic Partners 90, L.P. (“GAP 90”);
|
|
|
(iv)
|
GAP Coinvestments CDA, L.P. (“CDA”);
|
|
|
|
(v)
|
GAP Coinvestments III, LLC (“GAPCO III”);
|
|
(vi)
|
GAP Coinvestments IV, LLC (“GAPCO IV”);
|
|
|
(vii)
|
GAPCO Management GmbH (“GmbH”);
|
|
|
(viii)
|
GAPCO GmbH & Co. KG (“KG”);
|
|
(b)
|
ADDRESS OF PRINCIPAL BUSINESS OFFICE
|
c/o General At
lantic Service Company, L.P.
55 East 52nd Street, 32nd Floor
New York, NY 10055
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 11 of 15
|
|
(c)
|
CITIZENSHIP
|
|
|
(i)
|
GA LLC - Delaware
|
|
(ii)
|
GA GenPar - Delaware
|
|
|
(iii)
|
GAP 90 - Delaware
|
|
|
(iv)
|
CDA - Delaware
|
|
|
|
(v)
|
GAPCO III - Delaware
|
|
(vi)
|
GAPCO IV - Delaware
|
|
|
(vii)
|
GmbH - Germany
|
|
|
(viii)
|
KG - Germany
|
|
(d)
|
TITLE OF CLASS OF SECURITIES
|
Shares of Class A common stock, $.0001 par value (the “Class A Shares”).
|
(e)
|
CUSIP NUMBER
|
10316T104
|
Item 3.
|
|
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS:
|
Not applicable.
|
Item 4.
|
|
OWNERSHIP.
|
As of the date hereof, none of the Reporting Persons beneficially own any Class A Shares of the Company.
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 12 of 15
|
|
Item 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
|
If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒.
|
Item 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
|
Not applicable.
|
Item 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
|
Not applicable.
|
Item 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
|
See Item 2, which states the identity of the members of the group filing this Schedule 13G.
|
Item 9.
|
NOTICE OF DISSOLUTION OF GROUP
|
Not applicable.
|
Item 10.
|
CERTIFICATION
|
Not applicable.
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 13 of 15
|
Exhibit Index
|
Exhibit 1.
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (previously filed).
|
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 14 of 15
|
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated as of February 9, 2018
|
GENERAL ATLANTIC LLC
|
||||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
GENERAL ATLANTIC GENPAR, L.P.
|
||||
|
By:
|
General Atlantic LLC, its General Partner
|
|||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
GENERAL ATLANTIC PARTNERS 90, L.P.
|
||||
|
By:
|
General Atlantic GenPar, L.P., its General Partner
|
|||
|
By:
|
General Atlantic LLC, its General Partner
|
|||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
CUSIP No. 10316T104
|
SCHEDULE 13G |
Page 15 of 15
|
|
GAP COINVESTMENTS CDA, L.P.
|
||||
|
By: General Atlantic LLC., its General Partner
|
||||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
GAP COINVESTMENTS III, LLC
|
||||
|
By:
|
General Atlantic LLC, its Managing Member
|
|||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
GAP COINVESTMENTS IV, LLC
|
||||
|
By:
|
General Atlantic LLC, its Managing Member
|
|||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
GAPCO MANAGEMENT GMBH
|
||||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
|
GAPCO GMBH & CO. KG
|
||||
|
By:
|
GAPCO Management GmbH, its General Partner
|
|||
|
By:
|
/s/ Thomas J. Murphy
|
|||
|
Name:
|
Thomas J. Murphy
|
|||
|
Title:
|
Managing Director
|
|||
SCHEDULE A
GA Managing Directors (as of the
date hereof)
|
Name
|
Business Address
|
Citizenship
|
|
William E. Ford
(Chief Executive Officer)
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
J. Frank Brown
(Chief Operating Officer)
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Thomas J. Murphy
(Chief Financial Officer)
|
600 Steamboat Road
Greenwich, Connecticut 06830
|
United States
|
|
Gabriel Caillaux
|
23 Savile Row
London W1S 2ET
United Kingdom
|
France
|
|
Andrew Crawford
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Alex Crisses
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Steven A. Denning
(Chairman)
|
600 Steamboat Road
Greenwich, Connecticut 06830
|
United States
|
|
Michelle Dipp
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Mark F. Dzialga
|
600 Steamboat Road
Greenwich, Connecticut 06830
|
United States
|
|
Martin Escobari
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
Bolivia and Brazil
|
|
Pamela Fang
|
Suite 1704, 17/F Alexandra House
18 Chater Road
Central, Hong Kong
China
|
United States
|
|
Wai Hoong Fock
|
Asia Square Tower 1
8 Marina View, #41-04
Singapore 018960
|
Singapore
|
|
Name
|
Business Address
|
Citizenship
|
|
Aaron Goldman
|
23 Savile Row
London W1S 2ET
United Kingdom
|
United States
|
|
David C. Hodgson
(Vice Chairman)
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
René M. Kern
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States and Germany
|
|
Jonathan C. Korngold
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Christopher G. Lanning
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Anton J. Levy
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Sandeep Naik
|
Level 19, Birla Aurora
Dr. Annie Besant Road
Worli, Mumbai 400 030
India
|
United States
|
|
Joern Nikolay
|
Maximilianstrasse 35b
80539 Munich
Germany
|
Germany
|
|
Name
|
Business Address
|
Citizenship
|
|
Andrew C. Pearson
|
600 Steamboat Road
Greenwich, Connecticut 06830
|
United States
|
|
Shantanu Rastogi
|
Level 19, Birla Aurora
Dr. Annie Besant Road
Worli
Mumbai 400 030
India
|
India
|
|
David A. Rosenstein
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Paul Stamas
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Graves Tompkins
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Robbert Vorhoff
|
55 East 52nd Street
32nd Floor
New York, New York 10055
|
United States
|
|
Chi Eric Zhang
|
Unit 2707 Tower S2
Bund Finance Centre
No. 600
Zhongshan Dong Er Road
Huangpu District
Shanghai, 200010
China
|
Hong Kong SAR
|