Sec Form 13G Filing - Honig Barry C filing for REGENETP INC (RGTPQ) - 2021-02-11

1.31% (based on 60,132,822 shares outstanding as of January 8, 2021)

Includes (i) 393,054 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”), (ii) 344,952 shares of common stock held by GRQ Consultants, Inc. 401K (“401K”), and (iii) 49,308 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee 401K”).

Barry Honig’s father, Alan S. Honig (“Alan Honig”), and Barry Honig’s wife, Renee Honig (“Renee Honig”), are co-trustees of each of 401K, Roth 401K and Renee 401K. By virtue of his current relationship with his father with regard to the shares of common stock held by 401K, Roth 401K and Renee 410K, and the spousal relationship with his wife with regard to the shares of common stock held by 401K, Roth 401K and Renee 401K, Barry Honig may have influence on all of the shares of common stock held by each of 401K, Roth 401K and Renee 401K, and may be deemed, directly or indirectly, to have beneficial ownership of all such shares of common stock.

787,314

787,314

787,314 (1)

1.31% (based on 60,132,822 shares outstanding as of January 8, 2021)

Includes (i) 393,054 shares of common stock held by Roth 401K, (ii) 344,952 shares of common stock held by 401K, and (iii) 49,308 shares of common stock held by Renee 401K.

Renee Honig is co-trustee of each of 401K, Roth 401K and Renee 401K and in such capacity holds voting and dispositive power over the securities held by each of 401K, Roth 401K and Renee 401K.

915,114

915,114 (1)

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

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1.52% (based on 60,132,822 shares outstanding as of January 8, 2021)

Includes (i) 393,054 shares of common stock held by Roth 401K, (ii) 344,952 shares of common stock held by 401K, (iii) 49,308 shares of common stock held by Renee 401K, and (iv) 127,800 shares of common stock held by Barry & Renee Honig Charitable Foundation, Inc. (“Foundation”).

Alan Honig is co-trustee of each of 401K, Roth 401K and Renee 401K and in such capacity holds voting and dispositive power over the securities held by each of 401K, Roth 401K and Renee 401K. Alan Honig is President of the Foundation and in such capacity holds voting and dispositive power over the securities held by the Foundation.

0.21% (based on 60,132,822 shares outstanding as of January 8, 2021)

Alan Honig is the president of the Foundation and in such capacity holds voting and dispositive power over the securities held by the Foundation.

0.65% (based on 60,132,822 shares outstanding as of January 8, 2021)

Alan Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed to hold voting and dispositive power over the securities held by such entity.

0.57% (based on 60,132,822 shares outstanding as of January 8, 2021)

Alan Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed to hold voting and dispositive power over the securities held by such entity.

0.08% (based on 60,132,822 shares outstanding as of January 8, 2021)

Alan Honig and Renee Honig are co-trustees of Roth 401K and in such capacity are each deemed to hold voting and dispositive power over the securities held by such entity.

The statement is filed on behalf of Barry Honig, Renee Noel Honig (“Renee Honig”), Alan S. Honig (“Alan Honig”), Barry & Renee Honig Charitable Foundation, Inc. (the “Foundation”), GRQ Consultants, Inc. 401K (“401K”), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”) and GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee 401K”) (collectively, the “Reporting Persons”).

Alan Honig is president of the Foundation and in such capacity has voting and dispositive power over the securities held by such entity. Alan Honig and Renee Honig are co-trustees of each of 401K, Roth 401K and Renee 401K and in such capacity each has voting and dispositive power over the securities held by each such entity.

By virtue of his current relationship with his father with regard to the shares of common stock held by 401K, Roth 401K, and Renee 410K, and the spousal relationship with his wife with regard to the shares of common stock held by 401K, R oth 401K, and Renee 401K, Barry Honig may have influence on all of the shares of common stock held by each of 401K, Roth 401K, and Renee 401K, and may be deemed, directly or indirectly, to have beneficial ownership of all of such shares of common stock.

Barry Honig, Renee Honig and Alan Honig are each citizens of the United States. The Foundation, 401K, Roth 401K, and Renee 401K, are each organized in the state of Florida.

The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each of the Reporting Persons hereto, including footnotes, and is incorporated herein by reference for the Reporting Persons. The percentage set forth in Row (11) of the cover page for each of the Reporting Persons is based on a total of 60,132,822 shares of common stock of the Issuer as of January 8, 2021, as disclosed on the Issuer’s Prospectus Supplement filed pursuant to 424(b)(5) (to the Prospectus dated February 22, 2019) filed with the Securities and Exchange Commission on January 26, 2021. The information set forth in Rows (5) – (11) of the cover page for each of the Reporting Persons hereto is made as of December 31, 2020.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.