Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SCHEDULE 13G, AMENDMENT NO. 2
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
El Pollo Loco Holdings, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
268603107
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 268603107
(1) |
Names of reporting persons
Trimaran Pollo Partners, L.L.C. | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☐ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
11,212,241 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
11,212,241 |
(9) |
Aggregate amount beneficially owned by each reporting person
11,212,241 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) | Percent of class represented by amount in Row (9)
30.3% | |||||
(12) | Type of reporting person (see instructions)
OO (Limited Liability Company) |
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CUSIP No. 268603107
(1) |
Names of reporting persons
Trimaran Capital, L.L.C. | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☐ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
11,212,241 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
11,212,241 |
(9) |
Aggregate amount beneficially owned by each reporting person
11,212,241 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) | Percent of class represented by amount in Row (9)
30.3% | |||||
(12) | Type of reporting person (see instructions)
OO (Limited Liability Company) |
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CUSIP No. 268603107
(1) |
Names of reporting persons
Jay R. Bloom | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☐ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
11,212,241 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
11,212,241 |
(9) |
Aggregate amount beneficially owned by each reporting person
11,212,241 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) | Percent of class represented by amount in Row (9)
30.3% | |||||
(12) | Type of reporting person (see instructions)
IN |
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CUSIP No. 268603107
(1) |
Names of reporting persons
Dean C. Kehler | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☐ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
18,755 | ||||
(6) | Shared voting power
11,212,241 | |||||
(7) | Sole dispositive power
18,755 | |||||
(8) | Shared dispositive power
11,212,241 |
(9) |
Aggregate amount beneficially owned by each reporting person
11,230,996 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
| |||||
(11) | Percent of class represented by amount in Row (9)
30.3% | |||||
(12) | Type of reporting person (see instructions)
IN |
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Item 1(a). Name of issuer:
El Pollo Loco Holdings, Inc.
Item 1(b). Address of issuers principal executive offices:
3535 Harbor Blvd., Suite 100, Costa Mesa, California 92626
Item 2(a). Name of person filing:
Per Rule 13d-1(k)(1), this statement is filed on behalf of each of the following persons pursuant to a joint filing agreement attached hereto.
(i) Trimaran Pollo Partners, L.L.C. (TPP) (1)
(ii) Trimaran Capital, L.L.C. (Trimaran Capital) (2)
(iii) Jay R. Bloom (Bloom) (3)
(iv) Dean C. Kehler (Kehler) (3)
Notes:
(1) TPP is the direct owner of all shares reported herein.
(2) Trimaran Capital is the managing member of TPP.
(3) Bloom and Kehler are the managing members of Trimaran Capital.
Item 2(b). Address or principal business office or, if none, residence:
1325 Avenue of the Americas, 28th Floor, Suite 2801, New York, New York 10019
Item 2(c). Citizenship:
TPP and Trimaran Capital: Delaware limited liability company
Bloom and Kehler: United States citizen
Item 2(d). Title of class of securities:
Common stock, par value $0.01 per share
Item 2(e). CUSIP No.:
268603107
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable.
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Item 4. Ownership:
Item 4(a). Amount beneficially owned:
The responses set forth in item 9 on each cover page to this schedule are incorporated by reference.
Item 4(b). Percent of class:
The responses set forth in item 11 on each cover page to this schedule are incorporated by reference.
Item 4(c). Number of shares as to which the person has:
Item 4(c)(i). Sole power to vote or to direct the vote:
The responses set forth in item 5 on each cover page to this schedule are incorporated by reference.
Item 4(c)(ii). Shared power to vote or to direct the vote:
The responses set forth in item 6 on each cover page to this schedule are incorporated by reference.
Item 4(c)(iii). Sole power to dispose or to direct the disposition of:
The responses set forth in item 7 on each cover page to this schedule are incorporated by reference.
Item 4(c)(iv). Shared power to dispose or to direct the disposition of:
The responses set forth in item 8 on each cover page to this schedule are incorporated by reference.
Item 5. Ownership of 5 Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
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Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
Not applicable.
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Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2023
TRIMARAN POLLO PARTNERS, L.L.C. | ||
TRIMARAN CAPITAL, L.L.C. | ||
Jay R. Bloom | ||
Dean C. Kehler | ||
By: | /s/ Dean C. Kehler | |
Name: Dean C. Kehler | ||
Title: Attorney-in-Fact* |
* | Pursuant to a power of attorney filed on February 11, 2015, as an exhibit to a filing on Schedule 13G, file number 005-88632, relating to beneficial ownership of shares of common stock of El Pollo Loco Holdings, Inc., which is hereby incorporated by reference. |
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