Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Cinemark Holdings, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
17243V102
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 17243V102 | 13G |
| 1 | NAME OF REPORTING PERSONS:
Lee Roy Mitchell | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
US | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
10,176,031 (See Item 4) | ||||
| 6 | SHARED VOTING POWER
0 | |||||
| 7 | SOLE DISPOSITIVE POWER
10,176,031 (See Item 4) | |||||
| 8 | SHARED DISPOSITIVE POWER
0 | |||||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,176,031 (See Item 4) | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.61% | |||||
| 12 | TYPE OF REPORTING PERSON*
IN | |||||
| * | SEE INSTRUCTIONS BEFORE FILLING OUT |
| ** | SEE ITEM 4(b). |
| Item 1(a) | Name of Issuer: Cinemark Holdings, Inc. |
| Item 1(b) | Address of issuer’s principal executive offices. |
3900 Dallas Parkway
Plano, Texas 75093
| Item 2(a) | Name of Person Filing. |
Lee Roy Mitchell
| Item 2(b) | Address or Principal Business Office. |
Lee Roy Mitchell
3900 Dallas Parkway
Plano, TX 75093
| Item 2(c) | Citizenship or Place of Organization. |
United States Citizen
| Item 2(d) | Title of Class of Securities. |
Common Stock, par value $.001 per share.
| Item 2(e) | CUSIP No. |
17243V102
| Item 3 | Not Applicable |
| Item 4 | Ownership. |
| (a) | Amount Beneficially Owned: |
(i) Lee Roy Mitchell may be deemed to beneficially own 10,176,031 shares of Cinemark Holdings, Inc.’s common stock, which includes 4,419,095 shares directly held by The Mitchell Special Trust. Lee Roy Mitchell is a co-trustee of The Mitchell Special Trust.
The filing of this Schedule 13G shall not be construed as an admission that Lee Roy Mitchell is, for purposes of Section 13(d) or 13(g) of the Act the beneficial owner of any of the shares of common stock held by The Mitchell Special Trust. Pursuant to Rule 13d-4, Lee Roy Mitchell disclaims all such beneficial ownership in the shares of common stock held by The Mitchell Special Trust.
| (b) | Percent of Class |
(i) Lee Roy Mitchell: 8.61%
This percentage is determined by dividing the number of shares of common stock beneficially owned by Lee Roy Mitchell by 118,158,433, the number of shares of common stock outstanding as of October 30, 2020, as provided by Cinemark Holdings, Inc. in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission for the quarterly period ended September 30, 2020.
| (c) | No. of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: |
10,176,031
| (ii) | Shared power to vote or to direct the vote: |
0
| (iii) | Sole power to dispose or to direct the disposition of: |
10,176,031
| (iv) | Shared power to dispose or to direct the disposition of: |
0
| Item 5 | Ownership of 5 Percent or Less of a Class. |
Not Applicable
| Item 6 | Ownership of More than 5 Percent on Behalf of Another Person. |
Not Applicable
| Item 7 | Identification and Classification of the Subsidiary. |
Not Applicable
| Item 8 | Identification and Classification of Members of the Group. |
Not Applicable
| Item 9 | Notice of Dissolution of a Group. |
Not Applicable
| Item 10 | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2021
| By: | /s/ Lee Roy Mitchell | |
| Lee Roy Mitchell |