Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1) *
Coupa Software Incorporated
(Name of
Issuer)
Common Stock, par value $0.0001 per share
(Title
of Class of Securities)
22266L106
(CUSIP
Number)
December 31, 2017
(Date of
Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) |
¨ | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 14 Pages
Exhibit Index Contained on Page 12
CUSIP NO. 22266L106 | 13G | Page 2 of 14 |
1 | NAME OF REPORTING PERSON BlueRun Ventures, L.P. (“BRV”) | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 0 shares. | |
6 | SHARED VOTING POWER 0 shares. | ||
7 | SOLE DISPOSITIVE POWER 0 shares. | ||
8 | SHARED DISPOSITIVE POWER 0 shares. | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% | ||
12 | TYPE OF REPORTING PERSON PN | ||
CUSIP NO. 22266L106 | 13G | Page 3 of 14 |
1 | NAME OF REPORTING PERSON BRV Opportunities Fund, L.P. (“BRVOF”) | ||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 0 shares. | |
6 | SHARED VOTING POWER 0 shares. | ||
7 | SOLE DISPOSITIVE POWER 0 shares. | ||
8 | SHARED DISPOSITIVE POWER 0 shares. | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% | ||
12 | TYPE OF REPORTING PERSON PN | ||
CUSIP NO. 22266L106 | 13G | Page 4 of 14 |
1 | NAME OF REPORTING PERSON BRV Partners, L.L.C. (“BRV GP”) | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE
VOTING POWER 1,986 shares held by BRV GP, except that Ebinger and Malloy, the Managing Members of BRV GP, may be deemed to have shared voting power with respect to such shares. | |
6 | SHARED VOTING POWER See response to row 5. | ||
7 | SOLE
DISPOSITIVE POWER 1,986 shares held by BRV GP, except that Ebinger and Malloy, the Managing Members of BRV GP, may be deemed to have shared dispositive power with respect to such shares. | ||
8 | SHARED DISPOSITIVE POWER See response to row 7. | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,986 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% | ||
12 | TYPE OF REPORTING PERSON OO | ||
CUSIP NO. 22266L106 | 13G | Page 5 of 14 |
1 | NAME OF REPORTING PERSON BRV Opportunities Fund GP, LLC (“BRVOF GP”) | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 0 shares. | |
6 | SHARED VOTING POWER 0 shares. | ||
7 | SOLE DISPOSITIVE POWER 0 shares. | ||
8 | SHARED DISPOSITIVE POWER 0 shares. | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% | ||
12 | TYPE OF REPORTING PERSON OO | ||
CUSIP NO. 22266L106 | 13G | Page 6 of 14 |
1 | NAME OF REPORTING PERSON Jonathan Ebinger | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 26,132 shares. | |
6 | SHARED VOTING POWER 1,986 shares, all of which are held by BRV GP. Ebinger, as a Managing Member of BRV GP, may be deemed to have shared power to vote these shares. | ||
7 | SOLE DISPOSITIVE POWER 26,132 shares | ||
8 | SHARED DISPOSITIVE POWER 1,986 shares, all of which are held by BRV GP. Ebinger, as a Managing Member of BRV GP, may be deemed to have shared power to dispose of these shares. | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 28,118 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% | ||
12 | TYPE OF REPORTING PERSON IN | ||
CUSIP NO. 22266L106 | 13G | Page 7 of 14 |
1 | NAME
OF REPORTING PERSON John Arthur Malloy | ||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Japanese Citizen | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 65,515 shares. | |
6 | SHARED VOTING POWER 1,986 shares, all of which are held by BRV GP. Malloy, as a Managing Member of BRV GP, may be deemed to have shared power to vote these shares. | ||
7 | SOLE DISPOSITIVE POWER 65,515 shares. | ||
8 | SHARED DISPOSITIVE POWER 1,986 shares, all of which are held by BRV GP. Malloy, as a Managing Member of BRV GP, may be deemed to have shared power to dispose of these shares. | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 67,501 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% | ||
12 | TYPE OF REPORTING PERSON IN | ||
CUSIP NO. 22266L106 | 13G | Page 8 of 14 |
ITEM 1(A). | NAME OF ISSUER |
Coupa Software Incorporated
ITEM 1(B). | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES San Mateo, CA |
ITEM 2(A). | NAME OF PERSONS FILING This Statement is filed by BlueRun Ventures, L.P., a Delaware limited partnership (“BRV”), BRV Opportunities Fund, L.P., a Delaware limited partnership (“BRVOF”), BRV Partners, L.L.C., a Delaware limited liability company (“BRV GP”), BRV Opportunities Fund GP, LLC, a Delaware limited liability company (“BRVOF GP”), Jonathan Ebinger (“Ebinger”) and John Arthur Malloy (“Malloy”). The foregoing entities and individuals are collectively referred to as the “Reporting Persons.” |
BRV GP is the general partner of BRV, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by BRV. BRVOF GP is the general partner of BRVOF, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by BRVOF. Ebinger and Malloy are Managing Members of BRV GP and BRVOF GP and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by BRV and BRVOF.
ITEM 2(B). | ADDRESS OF PRINCIPAL OFFICE |
The address for each of the Reporting Persons is:
545 Middlefield Road, Suite 250
Menlo Park, CA 94025
ITEM 2(C). | CITIZENSHIP BRV and BRVOF are Delaware limited partnerships. BRV GP and BRVOF GP are Delaware limited liability companies. Ebinger and Malloy are United States citizens. |
ITEM 2(D) AND (E). | TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER Common Stock, par value $0.0001 CUSIP #22266L106 |
ITEM 3. | Not Applicable. |
CUSIP NO. 22266L106 | 13G | Page 9 of 14 |
ITEM 4. | OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a) | Amount beneficially owned: See Row 9 of cover page for each Reporting Person. |
(b) | Percent of Class: See Row 11 of cover page for each Reporting Person. |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. |
(ii) | Shared power to vote or to direct the vote: |
See Row 6 of cover page for each Reporting Person.
(iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of cover page for each Reporting Person.
(iv) | Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x. |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Under certain circumstances set forth in the limited partnership agreements of BRV and BRVOF, and the limited liability company agreements of BRV GP and BRVOF GP, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as the case may be. |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY OR CONTROL PERSON Not applicable. |
CUSIP NO. 22266L106 | 13G | Page 10 of 14 |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP Not applicable. |
ITEM 10. | CERTIFICATION Not applicable. |
CUSIP NO. 22266L106 | 13G | Page 11 of 14 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 13, 2018
Bluerun ventures, l.p. By: BRV Partners, L.L.C., its general partner | ||
By: | /s/ Jennifer Yu | |
Jennifer Yu, attorney-in-fact | ||
BRV Opportunities
fund, l.p. | ||
By: | /s/ Jennifer Yu | |
Jennifer Yu, attorney-in-fact | ||
BRV Partners, L.L.C. | ||
By: | /s/ Jennifer Yu | |
Jennifer Yu, attorney-in-fact | ||
BRV Opportunities fund gp, llc | ||
By: | /s/ Jennifer Yu | |
Jennifer Yu, attorney-in-fact | ||
JONATHAN EBINGER | ||
By: | /s/ Jennifer Yu | |
Jennifer Yu, attorney-in-fact | ||
JOHN ARTHUR MALLOY
| ||
By: | /s/ Jennifer Yu | |
Jennifer Yu, attorney-in-fact |
CUSIP NO. 22266L106 | 13G | Page 12 of 14 |
EXHIBIT INDEX
Found on Sequentially | |
Exhibit | Numbered Page |
Exhibit A: Agreement of Joint Filing | 13 |
Exhibit B: Power of Attorney | 14 |
CUSIP NO. 22266L106 | 13G | Page 13 of 14 |
exhibit A
Agreement of Joint Filing
The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of the Issuer shall be filed on behalf of each of the Reporting Persons. Note that a copy of the Applicable Agreement of Joint Filing is already on file with the appropriate agencies.
CUSIP NO. 22266L106 | 13G | Page 14 of 14 |
EXHIBIT B
Power of Attorney
Note that a copy of the applicable Power of Attorney is already on file with the appropriate agencies.