Sec Form 13G Filing - BlueRun Ventures L P filing for COUPA SOFTWARE INC (COUP) - 2018-02-13

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d)

AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1) *

 

Coupa Software Incorporated

(Name of Issuer)
 

Common Stock, par value $0.0001 per share

(Title of Class of Securities)
 

22266L106

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)
¨Rule 13d-1(c)

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 14 Pages

Exhibit Index Contained on Page 12

 

 

 

CUSIP NO. 22266L10613G Page 2 of 14

 

1

NAME OF REPORTING PERSON

BlueRun Ventures, L.P. (“BRV”)

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
0 shares.
6 SHARED VOTING POWER
0 shares.
7 SOLE DISPOSITIVE POWER
0 shares.
8 SHARED DISPOSITIVE POWER
0 shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
12 TYPE OF REPORTING PERSON
PN
       

 

CUSIP NO. 22266L10613G Page 3 of 14

 

1 NAME OF REPORTING PERSON
BRV Opportunities Fund, L.P. (“BRVOF”)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
0 shares.
6 SHARED VOTING POWER
0 shares.
7 SOLE DISPOSITIVE POWER
0 shares.
8 SHARED DISPOSITIVE POWER
0 shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
12 TYPE OF REPORTING PERSON
PN
       

 

CUSIP NO. 22266L10613G Page 4 of 14

 

1

NAME OF REPORTING PERSON

BRV Partners, L.L.C. (“BRV GP”)

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
1,986 shares held by BRV GP, except that Ebinger and Malloy, the Managing Members of BRV GP, may be deemed to have shared voting power with respect to such shares.
6 SHARED VOTING POWER
See response to row 5.
7 SOLE DISPOSITIVE POWER
1,986 shares held by BRV GP, except that Ebinger and Malloy, the Managing Members of BRV GP, may be deemed to have shared dispositive power with respect to such shares.
8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,986
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
12 TYPE OF REPORTING PERSON
OO
       

 

CUSIP NO. 22266L10613G Page 5 of 14

 

1

NAME OF REPORTING PERSON

BRV Opportunities Fund GP, LLC (“BRVOF GP”)

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
0 shares.
6 SHARED VOTING POWER
0 shares.
7 SOLE DISPOSITIVE POWER
0 shares.
8 SHARED DISPOSITIVE POWER
0 shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
12 TYPE OF REPORTING PERSON
OO
       

 

CUSIP NO. 22266L10613G Page 6 of 14

 

1 NAME OF REPORTING PERSON
Jonathan Ebinger
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
26,132 shares.
6 SHARED VOTING POWER
1,986 shares, all of which are held by BRV GP.  Ebinger, as a Managing Member of BRV GP, may be deemed to have shared power to vote these shares.
7 SOLE DISPOSITIVE POWER
26,132 shares
8 SHARED DISPOSITIVE POWER
1,986 shares, all of which are held by BRV GP.  Ebinger, as a Managing Member of BRV GP, may be deemed to have shared power to dispose of these shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 28,118
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 ¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%
12 TYPE OF REPORTING PERSON IN
       

 

CUSIP NO. 22266L10613G Page 7 of 14

 

1 NAME OF REPORTING PERSON
John Arthur Malloy
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Japanese Citizen

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
65,515 shares.
6 SHARED VOTING POWER
1,986 shares, all of which are held by BRV GP.  Malloy, as a Managing Member of BRV GP, may be deemed to have shared power to vote these shares.
7 SOLE DISPOSITIVE POWER
65,515 shares.
8 SHARED DISPOSITIVE POWER
1,986 shares, all of which are held by BRV GP.  Malloy, as a Managing Member of BRV GP, may be deemed to have shared power to dispose of these shares.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 67,501
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%
12 TYPE OF REPORTING PERSON IN
       

 

CUSIP NO. 22266L10613G Page 8 of 14

 

ITEM 1(A).NAME OF ISSUER

 

Coupa Software Incorporated

ITEM 1(B).

ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES

185 S. Grant Street

San Mateo, CA

 

ITEM 2(A).NAME OF PERSONS FILING

This Statement is filed by BlueRun Ventures, L.P., a Delaware limited partnership (“BRV”), BRV Opportunities Fund, L.P., a Delaware limited partnership (“BRVOF”), BRV Partners, L.L.C., a Delaware limited liability company (“BRV GP”), BRV Opportunities Fund GP, LLC, a Delaware limited liability company (“BRVOF GP”), Jonathan Ebinger (“Ebinger”) and John Arthur Malloy (“Malloy”). The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”

 

BRV GP is the general partner of BRV, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by BRV. BRVOF GP is the general partner of BRVOF, and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by BRVOF. Ebinger and Malloy are Managing Members of BRV GP and BRVOF GP and may be deemed to have indirect beneficial ownership of shares of the issuer directly owned by BRV and BRVOF.

 

ITEM 2(B).ADDRESS OF PRINCIPAL OFFICE

 

The address for each of the Reporting Persons is:

 

545 Middlefield Road, Suite 250
Menlo Park, CA 94025

 

ITEM 2(C).CITIZENSHIP

BRV and BRVOF are Delaware limited partnerships. BRV GP and BRVOF GP are Delaware limited liability companies. Ebinger and Malloy are United States citizens.

 

ITEM 2(D) AND (E).TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER

Common Stock, par value $0.0001
CUSIP #22266L106

 

ITEM 3.Not Applicable.

 

 

CUSIP NO. 22266L10613G Page 9 of 14

  

ITEM 4.OWNERSHIP

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x.

 

ITEM 6.OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

Under certain circumstances set forth in the limited partnership agreements of BRV and BRVOF, and the limited liability company agreements of BRV GP and BRVOF GP, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as the case may be.

 

ITEM 7.IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON

Not applicable.

 

 

CUSIP NO. 22266L10613G Page 10 of 14

 

ITEM 8.IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

Not applicable.

 

ITEM 9.NOTICE OF DISSOLUTION OF GROUP

Not applicable.

 

ITEM 10.CERTIFICATION

Not applicable.

 

 

 

 

 

CUSIP NO. 22266L10613G Page 11 of 14

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2018

 

    Bluerun ventures, l.p.
By: BRV Partners, L.L.C., its general partner
     
  By: /s/ Jennifer Yu
    Jennifer Yu, attorney-in-fact
     
   

 

BRV Opportunities fund, l.p.
By: BRV Opportunities Fund GP, LLC, its general partner

     
  By: /s/ Jennifer Yu
    Jennifer Yu, attorney-in-fact
     
   

 

BRV Partners, L.L.C.

     
  By: /s/ Jennifer Yu
    Jennifer Yu, attorney-in-fact
   

 

 

BRV Opportunities fund gp, llc

     
  By: /s/ Jennifer Yu
    Jennifer Yu, attorney-in-fact
   

 

 

JONATHAN EBINGER

     
  By: /s/ Jennifer Yu
    Jennifer Yu, attorney-in-fact
     
   

 

JOHN ARTHUR MALLOY

 

  By: /s/ Jennifer Yu
    Jennifer Yu, attorney-in-fact

 

 

 

CUSIP NO. 22266L10613G Page 12 of 14

 

EXHIBIT INDEX

 

  Found on Sequentially
Exhibit Numbered Page
   
Exhibit A:  Agreement of Joint Filing 13
   
Exhibit B:  Power of Attorney 14

 

 

 

CUSIP NO. 22266L10613G Page 13 of 14

 

exhibit A

 

Agreement of Joint Filing

 

The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of the Issuer shall be filed on behalf of each of the Reporting Persons. Note that a copy of the Applicable Agreement of Joint Filing is already on file with the appropriate agencies.

 

 

 

CUSIP NO. 22266L10613G Page 14 of 14

 

EXHIBIT B

 

Power of Attorney

 

Note that a copy of the applicable Power of Attorney is already on file with the appropriate agencies.