Sec Form 13G Filing - Greylock XII Limited Partnership filing for OPORTUN FINL CORP COM (OPRT) - 2020-02-14

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

Names of reporting persons

Greylock XII Limited Partnership

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

SEC use only

Citizenship or place of organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

0

Shared voting power

2,596,241 (1)

Sole dispositive power

0

Shared dispositive power

2,596,241 (1)

Aggregate amount beneficially owned by each reporting person

2,596,241 (1)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐

Percent of class represented by amount in Row (9)

9.62% (2)

Type of reporting person (see instructions)

PN

Represents 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership.

The percent of class was calculated based on 27,001,251 shares of Common Stock outstanding as of November 8, 2019 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 13, 2019).

Names of reporting persons

Greylock XII-A Limited Partnership

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

SEC use only

Citizenship or place of organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

0

Shared voting power

288,462 (1)

Sole dispositive power

0

Shared dispositive power

288,462 (1)

Aggregate amount beneficially owned by each reporting person

288,462 (1)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐

Percent of class represented by amount in Row (9)

1.07% (2)

Type of reporting person (see instructions)

PN

Represents 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership.

The percent of class was calculated based on 27,001,251 shares of Common Stock outstanding as of November 8, 2019 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 13, 2019).

Names of reporting persons

Greylock XII GP LLC

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

SEC use only

Citizenship or place of organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

0

Shared voting power

2,884,703 (1)

Sole dispositive power

0

Shared dispositive power

2,884,703 (1)

Aggregate amount beneficially owned by each reporting person

2,884,703 (1)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐

Percent of class represented by amount in Row (9)

10.68% (2)

Type of reporting person (see instructions)

PN

Represents 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership and 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership. Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited Partnership.

The percent of class was calculated based on 27,001,251 shares of Common Stock outstanding as of November 8, 2019 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 13, 2019).

Names of reporting persons

William W. Helman

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

SEC use only

Citizenship or place of organization

United States

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

0

Shared voting power

2,884,703 (1)

Sole dispositive power

0

Shared dispositive power

2,884,703 (1)

Aggregate amount beneficially owned by each reporting person

2,884,703 (1)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐

Percent of class represented by amount in Row (9)

10.68% (2)

Type of reporting person (see instructions)

IN

Represents 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership and 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership. Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited Partnership. Mr. Helman, as a managing member of Greylock XII GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited Partnership.

The percent of class was calculated based on 27,001,251 shares of Common Stock outstanding as of November 8, 2019 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 13, 2019).

Names of reporting persons

Aneel Bhusri

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

SEC use only

Citizenship or place of organization

United States

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

0

Shared voting power

2,884,703 (1)

Sole dispositive power

0

Shared dispositive power

2,884,703 (1)

Aggregate amount beneficially owned by each reporting person

2,884,703 (1)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐

Percent of class represented by amount in Row (9)

10.68% (2)

Type of reporting person (see instructions)

IN

Represents 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership and 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership. Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited Partnership. Mr. Bhusri, as a managing member of Greylock XII GP LLC may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited Partnership.

The percent of class was calculated based on 27,001,251 shares of Common Stock outstanding as of November 8, 2019 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 13, 2019).

Name of Issuer:

Address of Issuer’s Principal Executive Offices:

Name of Person Filing:

Address of Principal Business Office or, if None, Residence:

Citizenship:

Title of Class of Securities:

CUSIP Number:

Description of Person Filing:

Ownership:

Greylock XII Limited Partnership directly owns 2,596,241 shares of Common Stock, which represents approximately 9.62% of the outstanding shares of Common Stock.

Greylock XII-A Limited Partnership directly owns 288,462 shares of Common Stock which represents approximately 1.07% of the outstanding shares of Common Stock.

Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership and 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership which represents approximately 10.68% of the outstanding shares of Common Stock.

Mr. Helman, as a managing member of Greylock XII GP LLC may be deemed to beneficially own the 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership and 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership which represents approximately 10.68% of the outstanding shares of Common Stock.

Mr. Bhusri, as a managing member of Greylock XII GP LLC may be deemed to beneficially own the 2,596,241 shares of Common Stock held directly by Greylock XII Limited Partnership and 288,462 shares of Common Stock held directly by Greylock XII-A Limited Partnership which represents approximately 10.68% of the outstanding shares of Common Stock.

Greylock XII Limited Partnership

Greylock XII-A Limited Partnership

Greylock XII GP LLC

William W. Helman

Aneel Bhusri

Sole power to vote or direct the vote

Shared power to vote or to direct the vote

Sole power to dispose or to direct the disposition of

Shared power to dispose or to direct the disposition of

Ownership of Five Percent or Less of a Class:

Ownership of More than Five Percent on Behalf of Another Person:

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

Identification and Classification of Members of the Group:

Notice of Dissolution of Group:

Certification: