Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 10)*
Fiserv, Inc.
|
(Name of Issuer)
|
Common Stock, par value $0.01 per share
|
(Title of Class of Securities)
|
337738108
|
(CUSIP Number)
|
Christopher Lee, Esq.
Kohlberg Kravis Roberts & Co. L.P.
30 Hudson Yards
New York, New York 10001
Telephone: (212) 750-8300
with a copy to:
Richard A. Fenyes
Kathryn King Sudol
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017
Telephone: (212) 455-2000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
|
July 1, 2022
|
(Date of Event Which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because §240.13d-1(e), 240.13d-1(f) or
240.13d-1(g) check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
New Omaha Holdings L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
2
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
New Omaha Holdings LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
3
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR 2006 Fund L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
10
|
SHARED DISP
OSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
4
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR Associates 2006 L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
5
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR 2006 GP LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249 |
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
6
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR Group Partnership L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
7
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR Group Holdings Corp.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
8
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR Group Co. Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
|||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
9
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR & Co. Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
10
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
KKR Management LLP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
2610;
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
30,939,249
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
11
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Henry R. Kravis
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
12
CUSIP No. 337738108
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
George R. Roberts
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30,939,249
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
13
Explanatory Note
This Amendment No. 10 (“Amendment No. 10”) to Schedule 13D relates to the shares of common stock, par value $0.01 per share (the “Common Stock”), of Fiserv, Inc., a Wisconsin corporation (the “Issuer”), and amends the initial statement on
Schedule 13D filed by the Reporting Persons on August 7, 2019, as amended by Amendment No. 1 to Schedule 13D filed on September 9, 2019, Amendment No. 2 to Schedule 13D filed on August 21, 2020, Amendment No. 3 to Schedule 13D filed on December 14,
2020, Amendment No. 4 to Schedule 13D filed on May 4, 2021, Amendment No. 5 filed on August 6, 2021, Amendment No. 6 filed on October 15, 2021, Amendment No. 7 filed on December 20, 2021, Amendment No. 8 filed on March 24, 2022 and Amendment No. 9
filed on May 10, 2022 (as amended, the “Schedule 13D”). Except as specifically provided herein, this Amendment No. 10 does not modify any of the information previously reported in the Schedule 13D. Capitalized terms used but not defined in this
Amendment No. 10 shall have the same meanings herein as are ascribed to such terms in the Initial Statement.
Item 2. |
Identity and Background.
|
Item 2 of the Schedule 13D is hereby amended and restated as follows:
(a), (f) This Schedule 13D is being filed pursuant to Rule 13d-1(a) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), by:
(i) |
New Omaha Holdings L.P., a Delaware limited partnership;
|
(ii) |
New Omaha Holdings LLC, a Delaware limited liability company;
|
(iii) |
KKR 2006 Fund L.P., a Delaware limited partnership;
|
(iv) |
KKR Associates 2006 L.P., a Delaware limited partnership;
|
(v) |
KKR 2006 GP LLC, a Delaware limited liability company;
|
(vi) |
KKR Group Partnership L.P., a Cayman Islands exempted limited partnership;
|
(vii) |
KKR Group Holdings Corp., a Delaware corporation;
|
(viii) |
KKR Group Co. Inc., a Delaware corporation;
|
(ix) |
KKR & Co. Inc., a Delaware corporation;
|
(x) |
KKR Management LLP, a Delaware limited liability partnership;
|
(xi) |
Henry R. Kravis, a United States citizen; and
|
(xii) |
George R. Roberts, a United States citizen (the persons and entities listed in items (i) through (xii) are collectively referred to herein as the “Reporting Persons”).
|
New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006
GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole
shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding
partners of KKR Management LLP.
Each of Messrs. Joseph Bae, Scott Nuttall, Robert Lewin and David Sorkin is a director of KKR Group Holdings Corp. and KKR Group Co. Inc. The executive officers of KKR Group Holdings Corp., KKR
Group Co.
14
Inc. and KKR & Co. Inc. are Messrs. Kravis, Roberts, Bae, Nuttall, Lewin, Sorkin and Ryan Stork. The directors of KKR & Co. Inc. are listed on Annex A attached hereto, which is incorporated herein by
reference.
Each of Messrs. Bae, Nuttall, Sorkin and Stork is a United States citizen. Mr. Lewin is a Canadian citizen.
The Reporting Persons have entered into a joint filing agreement, a copy of which is attached hereto as Exhibit A.
(b) The address of the business office of each of the Reporting Persons, except for Mr. Roberts, and Messrs. Bae, Nuttall, Lewin, Sorkin and Stork and the other individuals named in this Item 2 is:
c/o Kohlberg Kravis Roberts & Co. L.P.
30 Hudson Yards
New York, New York 10001
The address of the principal business office of Mr. Roberts is:
c/o Kohlberg Kravis Roberts & Co. L.P.
2800 Sand Hill Road, Suite 200
Menlo Park, CA 94025
(c) Each of KKR Group Partnership L.P., KKR Group Holdings Corp., KKR Group Co. Inc., KKR & Co. Inc. and KKR Management LLP is principally engaged as a holding company. New Omaha Holdings L.P. is engaged in the business of making and holding
investments in securities and New Omaha Holdings LLC is principally engaged in the business of being the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is principally engaged in the business of making investments and KKR Associates
2006 L.P. and KKR 2006 GP LLC are each principally engaged in the business of being a general partner, directly and indirectly, of KKR 2006 Fund L.P. and managing investments through other partnerships and limited liability companies.
(d) During the last five years, none of the Reporting Persons or, to the best knowledge of the Reporting Persons, any of the other individuals named in this Item 2, has been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
(e) During the last five years, none of the Reporting Persons or, to the best knowledge of the Reporting Persons, any of the other individuals named in this Item 2, has been party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
Item 4. |
Purpose of Transaction.
|
Item 4 of the Schedule 13D is hereby amended and supplemented as follows:
Mr. Scott Nuttall, an executive of KKR, no longer serves on the board of directors of the Issuer.
Item 5. |
Interest in Securities of the Issuer.
|
Items 5(a), (b), (c) and (e) of the Schedule 13D are hereby amended and restated as follows:
The information set forth in Item 2 and Annex A of this Schedule 13D and the cover pages of this Schedule 13D is hereby incorporated by reference into this Item 5.
(a) and (b). As of 4:30 p.m. Eastern on June 30, 2022, the Reporting Persons may be deemed to beneficially own 30,939,249 shares of Common Stock, which represents approximately 4.8% of the outstanding shares of the
Issuer’s Common Stock.
15
The percentage of beneficial ownership in this Schedule 13D is based on 646,394,065 shares of Common Stock outstanding as of April 22, 2022, as set forth in the Issuer’s Quarterly Report on Form 10-Q, filed by the
Issuer on April 28, 2022.
Each of New Omaha Holdings LLC (as the general partner of New Omaha Holdings L.P.), KKR 2006 Fund L.P. (as the sole member of New Omaha Holdings LLC), KKR Associates 2006 L.P. (as the general partner of KKR 2006 Fund
L.P.), KKR 2006 GP LLC (as the general partner of KKR Associates 2006 L.P.), KKR Group Partnership L.P. (
as the designated member of KKR 2006 GP LLC), KKR Group Holdings Corp. (as the general partner of KKR Group Partnership L.P.), KKR Group Co.
Inc. (as the sole shareholder of KKR Group Holdings Corp.), KKR & Co. Inc. (as the sole shareholder of KKR Group Co. Inc), KKR Management LLP (as the Series I preferred stockholder of KKR & Co. Inc.), and Messrs. Kravis and Roberts (as the
founding partners of KKR Management LLP) may be deemed to be the beneficial owner of the securities beneficially owned directly by New Omaha Holdings L.P., in each case, as described more fully in this Schedule 13D.
The filing of this Schedule 13D shall not be construed as an admission that any of the above-listed entities or individuals is the beneficial owner of any securities covered by this Schedule 13D.
To the best knowledge of the Reporting Persons, none of the individuals named in Item 2 beneficially owns any shares of Common Stock except as described in the Schedule 13D.
(c) Except as set forth on Schedule 1 and Annex A of this Schedule 13D, which presents information as of 4:30 p.m. Eastern on June 30, 2022, none of the Reporting Persons, or, to the best knowledge of the Reporting
Persons, any other individual named in Item 2, has engaged in any transaction in any shares of Common Stock since the filing of Amendment No. 9 to Schedule 13D.
(e) As of June 23, 2022, the Reporting Persons no longer beneficially own more than five percent of the Common Stock.
Item 7. |
Materials to be Filed as Exhibits.
|
16
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: July 1, 2022
|
||
NEW OMAHA HOLDINGS L.P.
|
||
By:
|
New Omaha Holdings LLC, its general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Scott C. Nuttall, President
|
||
NEW OMAHA HOLDINGS LLC
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Scott C. Nuttall, President
|
||
KKR 2006 FUND L.P.
|
||
By:
|
KKR Associates 2006 L.P., its general partner
|
|
By:
|
KKR 2006 GP LLC, its general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Robert H. Lewin, Chief Financial Officer
|
||
KKR ASSOCIATES 2006 L.P.
|
||
By:
|
KKR 2006 GP LLC, its general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Robert H. Lewin, Chief
|
||
Financial Officer
|
||
KKR 2006 GP LLC
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Robert H. Lewin, Chief
|
||
Financial Officer
|
||
KKR GROUP PARTNERSHIP L.P.
|
||
By:
|
KKR Group Holdings Corp., general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
KKR GROUP HOLDINGS CORP.
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR GROUP CO. INC.
|
||
/s/ Christopher Lee
|
||
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR & CO. INC.
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR MANAGEMENT LLP
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
HENRY R. KRAVIS
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact
|
||
GEORGE R. ROBERTS
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact
|
Schedule 1
Transactions since Amendment No. 9, all of which were open market sales of Common Stock by New Omaha Holdings L.P.
Date
|
Number of
Shares Sold
|
Weighted
Avg.
Price Per
Share
|
Price Range
Per Share
|
||||||
Low
|
High
|
||||||||
5/10/2022
|
159,162
|
$ 92.64
|
$ 91.990
|
$ 92.990
|
|||||
5/10/2022
|
70,955
|
$ 93.50
|
$ 93.030
|
$ 93.980
|
|||||
5/10/2022
|
7,026
|
$ 94.74
|
$ 94.080
|
$ 95.080
|
|||||
5/10/2022
|
600
|
$ 95.37
|
$ 95.140
|
$ 95.615
|
|||||
5/11/2022
|
181,040
|
$ 92.56
|
$ 91.950
|
$ 92.950
|
|||||
5/11/2022
|
104,653
|
$ 93.32
|
$ 92.960
|
$ 93.950
|
|||||
5/11/2022
|
27,679
|
$ 94.20
|
$ 93.970
|
$ 94.590
|
|||||
5/12/2022
|
70,327
|
$ 92.09
|
$ 91.430
|
$ 92.430
|
|||||
5/12/2022
|
132,239
|
$ 92.96
|
$ 92.440
|
$ 93.440
|
|||||
5/12/2022
|
87,187
|
$ 93.54
|
$ 93.445
|
$ 93.600
|
|||||
5/13/2022
|
26,792
|
$ 95.15
|
$ 94.480
|
$ 95.480
|
|||||
5/13/2022
|
186,994
|
$ 96.07
|
$ 95.490
|
$ 96.470
|
|||||
5/13/2022
|
35,858
|
$ 96.78
|
$ 96.520
|
$ 97.130
|
|||||
5/16/2022
|
57,863
|
$ 95.56
|
$ 95.000
|
$ 96.000
|
|||||
5/16/2022
|
187,194
|
$ 96.23
|
$ 96.010
|
$ 96.580
|
|||||
5/17/2022
|
88,114
|
$ 97.10
|
$ 96.480
|
$ 97.480
|
|||||
5/17/2022
|
99,857
|
$ 97.67
|
$ 97.490
|
$ 98.080
|
|||||
5/18/2022
|
150,103
|
$ 94.25
|
$ 94.000
|
$ 94.760
|
|||||
5/18/2022
|
58,466
|
$ 95.49
|
$ 95.070
|
$ 96.070
|
|||||
5/18/2022
|
17,440
|
$ 96.54
|
$ 96.140
|
$ 97.110
|
|||||
5/18/2022
|
325
|
$ 97.38
|
$ 97.370
|
$ 97.390
|
|||||
5/19/2022
|
17,914
|
$ 93.12
|
$ 92.590
|
$ 93.580
|
|||||
5/19/2022
|
117,020
|
$ 94.35
|
$ 93.630
|
$ 94.620
|
|||||
5/19/2022
|
73,735
|
$ 94.96
|
$ 94.660
|
$ 95.660
|
|||||
5/20/2022
|
71,770
|
$ 93.96
|
$ 93.450
|
$ 94.450
|
5/20/2022
|
70,880
|
$ 95.08
|
$ 94.480
|
$ 95.480
|
|||||
5/20/2022
|
48,489
|
$ 95.58
|
$ 95.490
|
$ 95.730
|
|||||
5/23/2022
|
22,625
|
$ 96.95
|
$ 96.410
|
$ 97.380
|
|||||
5/23/2022
|
30,937
|
$ 97.95
|
$ 97.430
|
$ 98.420
|
|||||
5/23/2022
|
157,895
|
$ 98.69
|
$ 98.440
|
$ 99.030
|
|||||
5/24/2022
|
79,147
|
$ 96.42
|
$ 95.800
|
$ 96.800
|
|||||
5/24/2022
|
80,190
|
$ 96.98
|
$ 96.810
|
$ 97.780
|
|||||
5/24/2022
|
3,559
|
$ 98.09
|
$ 97.850
|
$ 98.240
|
|||||
5/25/2022
|
85,577
|
$ 97.04
|
$ 96.320
|
$ 97.320
|
|||||
5/25/2022
|
100,853
|
$ 97.54
|
$ 97.325
|
$ 97.940
|
|||||
5/26/2022
|
49,478
|
$ 98.77
|
$ 98.010
|
$ 99.010
|
|||||
5/26/2022
|
107,846
|
$ 99.35
|
$ 99.020
|
$ 99.760
|
|||||
5/27/2022
|
77,385
|
$ 100.28
|
$ 99.600
|
$ 100.600
|
|||||
5/27/2022
|
189,921
|
$ 101.13
|
$ 100.610
|
$ 101.370
|
|||||
5/31/2022
|
267,067
|
$ 100.27
|
$ 99.770
|
$ 100.770
|
|||||
5/31/2022
|
51,432
|
$ 100.94
|
$ 100.780
|
$ 101.400
|
|||||
6/21/2022
|
195,921
|
$ 89.40
|
$ 89.030
|
$ 90.030
|
|||||
6/21/2022
|
94,079
|
$ 90.23
|
$ 90.035
|
$ 90.470
|
|||||
6/22/2022
|
40,818
|
$ 88.34
|
$ 87.960
|
$ 88.960
|
|||||
6/22/2022
|
195,321
|
$ 89.46
|
$ 88.965
|
$ 89.950
|
|||||
6/22/2022
|
43,861
|
$ 90.06
|
$ 89.970
|
$ 90.350
|
|||||
6/23/2022
|
154,365
|
$ 89.54
|
$ 89.000
|
$ 90.000
|
|||||
6/23/2022
|
105,635
|
$ 90.38
|
$ 90.010
|
$ 90.870
|
|||||
6/24/2022
|
6,114
|
$ 90.88
|
$ 90.550
|
$ 91.540
|
|||||
6/24/2022
|
23,371
|
$ 92.15
|
$ 91.560
|
$ 92.560
|
|||||
6/24/2022
|
54,277
|
$ 93.09
|
$ 92.570
|
$ 93.570
|
|||||
6/24/2022
|
86,238
|
$ 94.10
|
$ 93.580
|
$ 94.290
|
|||||
6/27/2022 |
205,000 |
$ 93.08 |
$ 92.820 |
$ 93.400 | |||||
6/28/2022 | 88,285 |
$ 90.75 |
$ 90.490 |
$ 91.490 |
|||||
6/28/2022 | 18,331 |
$ 92.05 |
$ 91.500 |
$ 92.440 |
|||||
6/28/2022 | 13,641 |
$ 93.01 |
$ 92.510 |
$ 93.510 |
|||||
6/28/2022 | 13,350 |
$ 94.02 |
$ 93.520 |
$ 94.500 |
|||||
6/28/2022 | 9,200 |
$ 94.69 |
$ 94.530 |
$ 94.980 |
|||||
6/29/2022 | 87,012 |
$ 89.89 |
$ 89.160 |
$ 90.160 |
|||||
6/29/2022 | 172,988 |
$ 90.65 |
$ 90.165 |
$ 91.030 |
|||||
6/30/2022 | 53,608 |
$ 88.46 |
$ 87.835 |
$ 88.830 |
|||||
6/30/2022 | 132,819 |
$ 89.18 |
$ 88.840 |
$ 89.840 |
|||||
6/30/2022 | 8,766 |
$ 89.90 |
$ 89.850 |
$ 90.000 |
The Reporting Persons undertake to provide, upon request of the staff of the Securities and Exchange Commission, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth on the
table above.
Annex A
Annex A is hereby amended and restated as follows:
Directors of KKR & Co. Inc.
The following sets forth the name and principal occupation of each of the directors of KKR & Co. Inc. Each of such persons is a citizen of the United States other than Arturo Gutierrez, who is a citizen of
Mexico, Xavier Niel, who is a citizen of France and Evan Spiegel, who is a citizen of the United States and France.
Name
|
Principal Occupation
|
Henry R. Kravis
|
Co-Executive Chairman of KKR & Co. Inc.
|
George R. Roberts
|
Co-Executive Chairman of KKR & Co. Inc.
|
Joseph Y. Bae
|
Co-Chief Executive Officer of KKR & Co. Inc.
|
Scott C. Nuttall
|
Co-Chief Executive Officer of KKR & Co. Inc.
|
Adriane Brown
|
Managing Partner of Flying Fish Partners
|
Matthew Cohler
|
Former General Partner of Benchmark
|
Mary N. Dillon
|
Executive Chair of Ulta Beauty, Inc.
|
Joseph A. Grundfest
|
William A. Franke Professor of Law and Business of Stanford Law School
|
Arturo Gutierrez
|
Chief Executive Officer of Arca Continental, S.A.B. de C.V.
|
John B. Hess
|
Ch
ief Executive Officer of Hess Corporation
|
Dane Holmes
|
Chief Executive Officer and Co-Founder of Eskalera Inc.
|
Raymond J. McGuire
|
Retired, Former Vice Chairman of Citigroup Inc.
|
Xavier Niel
|
Founder, Deputy Chairman of the Board and Chief Strategy Officer of Iliad SA
|
Patricia F. Russo
|
Retired, Former Chief Executive Officer of Alcatel-Lucent
|
Thomas M. Schoewe
|
Retired, Former Executive Vice President and Chief Financial Officer of Wal-Mart Stores, Inc.
|
Robert W. Scully
|
Retired, Former Member, Office of the Chairman of Morgan Stanley
|
Evan Spiegel
|
Co-Founder and Chief Executive Officer of Snap Inc.
|
Mr. Scott Nuttall and a trust for the benefit of Mr. Nuttall’s family directly hold 22,725 and 7,575 shares of Common Stock, respectively, received in the merger of a subsidiary of the Issuer with and into First Data Corporation as merger
consideration for the 75,000 and 25,000 shares of Class A common stock of First Data Corporation owned prior to the merger, respectively. Mr. Nuttall, a former member of the board of directors of the Issuer, participated in the Issuer’s
non-employee director compensation arrangements. Pursuant to such arrangements, Mr. Nuttall holds (i) 2,033 shares of common stock received upon settlement of deferred compensation notional shares allocated under the Fiserv, Inc. Non-Employee
Director Deferred Compensation Plan in connection with Mr. Nuttall’s departure from the board of directors on May 18, 2022 and (ii) 3,633 shares of common stock received upon vesting of previously awarded restricted stock units.
Exhibit A
JOINT FILING AGREEMENT
This will confirm the agreement by and among the undersigned that the Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, of
Fiserv, Inc., is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below that is named as a reporting person in such filing in accordance with Rule 13d-1(k) under the Securities Exchange Act
of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Dated: July 1, 2022
|
||
NEW OMAHA HOLDINGS L.P.
|
||
By:
|
New Omaha Holdings LLC, its general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Scott C. Nuttall, President
|
||
NEW OMAHA HOLDINGS LLC
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Scott C. Nuttall, President
|
||
KKR 2006 FUND L.P.
|
||
By:
|
KKR Associates 2006 L.P., its general partner
|
|
By:
|
KKR 2006 GP LLC, its general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Robert H. Lewin, Chief Financial Officer
|
||
KKR ASSOCIATES 2006 L.P.
|
||
By:
|
KKR 2006 GP LLC, its general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact for Robert H. Lewin, Chief
|
||
Financial Officer
|
||
KKR 2006 GP LLC
|
||
By:
|
/s/ Christopher Lee
|
|
Name: C
hristopher Lee
|
||
Title: Attorney-in-fact for Robert H. Lewin, Chief
|
||
Financial Officer
|
KKR GROUP PARTNERSHIP L.P.
|
||
By:
|
KKR Group Holdings Corp., general partner
|
|
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR GROUP HOLDINGS CORP.
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR GROUP CO. INC.
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR & CO. INC.
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
KKR MANAGEMENT LLP
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Assistant Secretary
|
||
HENRY R. KRAVIS
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact
|
||
GEORGE R. ROBERTS
|
||
By:
|
/s/ Christopher Lee
|
|
Name: Christopher Lee
|
||
Title: Attorney-in-fact
|