Sec Form 13G Filing - Qatar Investment Authority filing for INVENTIVA SA ADR (IVA) - 2023-09-05

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

(Amendment No. )*

 

Inventiva S.A.

(Name of Issuer)

 

Ordinary shares, par value €0.01 per share

(Title of Class of Securities)

 

46124U107

(CUSIP Number)

 

August 30, 2023

(Date of Event Which Requires Filing this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  Rule 13d-1(b)

  Rule 13d-1(c)

  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

  

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 

 

 
 

 

CUSIP No.

46124U107

 

           
1   NAMES OF REPORTING PERSONS
Qatar Investment Authority
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    (a)   
    (b)      
     
3   SEC USE ONLY
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
    Qatar
       
  5   SOLE VOTING POWER
NUMBER OF     0
SHARES      
BENEFICIALLY 6   SHARED VOTING POWER
OWNED BY     5,157,233
EACH      
REPORTING 7   SOLE DISPOSITIVE POWER
PERSON     0
WITH:      
  8   SHARED DISPOSITIVE POWER
      5,157,233
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    5,157,233 (see Item 4 below)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
    9.97% (1)
     
12   TYPE OF REPORTING PERSON ( SEE INSTRUCTIONS)
    OO

 

  (1)  Based on (1) 42,134,169 Ordinary Shares (as defined below) outstanding as of December 31, 2022 as reported in the Issuer’s (as defined below) Form 20-F filed with the Securities and Exchange Commission (“SEC”) on March 30, 2023, and (2) 9,618,638 Ordinary Shares issued on August 30, 2023 as reported in the Issuer’s Form 6-K filed with the SEC on August 31, 2023.

 

 
 

 

CUSIP No.

46124U107

 

Item 1(a). Name of Issuer:
   
  Inventiva S.A. (the “Issuer”)
   
Item 1(b). Address of Issuer’s Principal Executive Offices:
   
 

50 rue de Dijon

21121 Daix

France

   
Item 2(a). Name of Person Filing:
   
  Qatar Investment Authority (the “Reporting Person”)
   
Item 2(b). Address of Principal Business Office or, if none, Residence:
   
  Ooredoo Tower (Building 14), Al Dafna Street (Street 801), Al Dafna (Zone 61), Doha, P.O. Box 23224, Qatar.
   
Item 2(c). Citizenship:
   
  Qatar
   
Item 2(d). Title of Class of Securities:
   
  Ordinary shares, €0.01 par value per share (“Ordinary Shares”)
   
Item 2(e). CUSIP Number:
   
  46124U107
   
Item 3. If this statement is filed pursuant to §§ 240.13d—1(b) or 240.13d—2(b) or (c), check whether the person filing is a:
   
  Not applicable.
   
Item 4. Ownership.
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:  
       
    5,157,233  
       
  (b) Percent of class: 9.97%  
       
  (c) Number of shares as to which the person has:  
       
    (i) Sole power to vote or to direct the vote  
       
      0  
       
    (ii) Shared power to vote or to direct the vote  
       
      5,157,233  
 
 

 

CUSIP No.

46124U107

 

     
    (iii) Sole power to dispose or to direct the disposition of  
       
      0  
       
    (iv) Shared power to dispose or to direct the disposition of  
       
      5,157,233  

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

Not Applicable.

   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
  Not Applicable.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
  See Exhibit A.
   
Item 8. Identification and Classification of Members of the Group.
   
  Not Applicable.
   
Item 9. Notice of Dissolution of Group.
   
  Not Applicable.
   
Item 10.

Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

 

 
 

 

CUSIP No.

46124U107

 

SIGNATURE

 

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: September 5, 2023

 

  QATAR INVESTMENT AUTHORITY
   
   
  By:    /s/ Andrew Watkins  
    Name: Andrew Watkins**
    Title:    Associate General Counsel, Head of Compliance

 

** Evidence of authority to sign on behalf of Qatar Investment Authority is set forth in a Certificate of Incumbency dated February 2, 2022, and included as Exhibit B hereto.

 

 

 

 
 

 

CUSIP No.

46124U107

 

INDEX TO EXHIBITS

 

Exhibit No.   Description  
     
A   Item 7 Information
B   Certificate of Incumbency

 

 

 
 

 

CUSIP No.

46124U107

 

EXHIBIT A

 

 

The Schedule 13G to which this attachment is appended is filed by Qatar Investment Authority on behalf of itself and the following subsidiaries:

 

 

Qatar Holding LLC

 

 

 

 

 
 

 

CUSIP No.

46124U107

 

EXHIBIT B

 

CERTIFICATE OF INCUMBENCY

 

I, Ahmad Mohammed F Q Al-Khanji, Chief of Legal and General Counsel, of Qatar Investment Authority, established by Emiri Decision No 22 in 2005, with its registered office at, Ooredoo Tower (Building 14), Al Dafna Street (Street 801), Al Dafna (Zone 61), Doha, State of Qatar, do hereby confirm that Andrew Watkins is the duly appointed Associate General Counsel, Head of Compliance, an officer of the Qatar Investment Authority, and as such, is authorized to sign regulatory filings on behalf of the Qatar Investment Authority.

 

   
  By:    /s/ Ahmad Mohammed FQ Al-Khanji
    Name: Ahmad Mohammed F Q Al-Khanji
    Title:    Chief of Legal and General Counsel
       
 

Dated: February 2, 2022