Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Marrone Bio Innovations, Inc.
(Name of Issuer)
Common Stock, $0.00001 par value per share
(Title of Class of Securities)
57165B106
(CUSIP Number)
August 28, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
a. ¨ Rule 13d-1(b)
b. x Rule 13d-1(c)
c. ¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 57165B106 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
David H. Jacobs, Jr. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨
(b) x | |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,429,189 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,429,189 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,429,189 (see Item 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row (9)
7.5% (see Item 4) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
Page 2 of 7
CUSIP No. 57165B106 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
One Earth Capital, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨
(b) x | |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,429,189 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,429,189 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,429,189 (see Item 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row (9)
7.5% (see Item 4) | |||||
12. | Type of Reporting Person (See Instructions)
OO |
Page 3 of 7
CUSIP No. 57165B106 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Henry Street, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨
(b) x | |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,429,189 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,429,189 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,429,189 (see Item 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row (9)
7.5% (see Item 4) | |||||
12. | Type of Reporting Person (See Instructions)
OO |
Page 4 of 7
EXPLANATORY NOTE: This Schedule 13G is being filed on a voluntary and protective basis.
Item 1.
(a) Name of Issuer
Marrone Bio Innovations, Inc. (the Issuer)
(b) Address of Issuers Principal Executive Offices
2121 Second Street, Suite A-107
Davis, California 95618
Item 2.
(a) Name of Person Filing
(b) Address of Principal Business Office or, if none, Residence
(c) Citizenship
This Schedule 13G is being filed on behalf of (i) One Earth Capital, LLC, a Delaware limited liability company (One Earth), (ii) Henry Street, LLC, a Delaware limited liability company (Henry Street), and (iii) David H. Jacobs, Jr., an individual who is a citizen of the United States of America (Mr. Jacobs, together with One Earth and Henry Street, the Reporting Persons).
Henry Street is the sole managing member of One Earth. Mr. Jacobs, the sole manager of Henry Street, has voting control over Henry Street. As a result, each of Mr. Jacobs and Henry Street may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of the securities of the Issuer held by One Earth.
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
The principal business office of each of the Reporting Persons is 201 Entrada Drive, Santa Monica, California 90402.
(d) Title of Class of Securities
Common stock, $0.00001 par value per share, of the Issuer (the Common Stock).
(e) CUSIP Number
57165B106
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Item 4. | Ownership. |
(a) and (b):
Immediately following the closing of the initial public offering of Issuer on August 7, 2013, each of the Reporting Persons may be deemed to have beneficial ownership of 1,429,189 shares of Common Stock, which consists of (i) 1,420,260 shares of Common Stock and (ii) 8,929 shares of Common Stock issuable upon exercise of a warrant (the Warrant), in each case of clauses (i) and (ii) above, held by One Earth, and all such shares of Common Stock represent beneficial ownership of approximately 7.5% of the Common Stock, based on (1) 19,132,854 shares of Common Stock issued and outstanding immediately following the closing of such initial public offering as reported to the Reporting Persons by the Issuer, plus (2) 8,929 shares of Common Stock issuable upon exercise of the Warrant.
Page 5 of 7
(c) Number of shares as to which each Reporting Person has:
(i) Sole power to vote or to direct the vote: 0 .
(ii) Shared power to vote or to direct the vote: 1,429,189 .
(iii) Sole power to dispose or to direct the disposition of 0 .
(iv) Shared power to dispose or to direct the disposition of 1,429,189 .
Item 5. | Ownership of Five Percent or Less of a Class |
Not applicable.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Page 6 of 7
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: August 28, 2013
ONE EARTH CAPITAL, LLC | ||
By: | Henry Street, LLC | |
Its: | Managing Member | |
By: | /s/ David H. Jacobs, Jr. | |
David H. Jacobs, Jr., Sole Manager | ||
HENRY STREET, LLC | ||
By: | /s/ David H. Jacobs, Jr. | |
David H. Jacobs, Jr., Sole Manager | ||
/s/ David H. Jacobs, Jr. | ||
David H. Jacobs, Jr. |
Page 7 of 7