Sec Form 13D Filing - Ancora Advisors LLC filing for Green Plains Inc. (GPRE) - 2021-08-09

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. )1

Green Plains, Inc.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

393222104

(CUSIP Number)

FREDERICK DISANTO

C/O ANCORA HOLDINGS INC.

6060 Parkland Boulevard, Suite 200

Cleveland, Ohio 44124

(216) 825-4000

 

STEVE WOLOSKY

ANDREW FREEDMAN

OLSHAN FROME WOLOSKY LLP

1325 Avenue of the Americas

New York, New York 10019

(212) 451-2300

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

July 28, 2021

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

1              The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 393222104

  1   NAME OF REPORTING PERSON  
         
        Ancora Merlin, LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         25,314  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          25,314  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        25,314  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

2

CUSIP No. 393222104

  1   NAME OF REPORTING PERSON  
         
        Ancora Merlin Institutional, LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         288,742  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          288,742  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        288,742  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

3

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst, LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         25,694  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          25,694  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        25,694  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

4

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst Institutional, LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         288,358  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          288,358  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        288,358  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

5

CUSIP No. 393222104

 

< td style="border-left: Black 1pt solid; padding-left: 6pt"> 
  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst SPV I SPC Ltd Segregated Portfolio H  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
         
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CAYMAN ISLANDS  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         878,381  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          878,381  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        878,381  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        1.6%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

6

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst SPV I LP Series Q*  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         423,219  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          423,219  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        423,219  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

*This Series Q is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

7

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst SPV I LP Series R*  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         412,426  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          412,426  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        412,426  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

*This Series R is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

8

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst SPV I LP Series S*  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         415,008  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          415,008  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        415,008  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

*This Series S is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

9

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Catalyst SPV I LP Series T*  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         398,954  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          398,954  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        398,954  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

*This Series T is part of a series of Ancora Catalyst SPV I LP, a series limited partnership.

  

10

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Advisors, LLC  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO, AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        NEVADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         448,127  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          448,127  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        448,127  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        1.0%  
  14   TYPE OF REPORTING PERSON  
         
        IA, OO  

  

11

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Alternatives LLC  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO, AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        OHIO  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,256,298  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,256,298  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,256,298  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        6.1%  
  14   TYPE OF REPORTING PERSON  
         
        IA, OO  

  

12

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Family Wealth Advisors, LLC  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO, AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        OHIO  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,504  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,504  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,504  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        IA, OO  

  

13

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        The Ancora Group Inc.  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO, AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        OHIO  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         448,127  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          448,127  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        448,127  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        1.0%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

14

CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Inverness Holdings, LLC  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO, AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        DELAWARE  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,504  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,504  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,504  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1%  
  14   TYPE OF REPORTING PERSON  
         
        OO  

  

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CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Ancora Holdings Inc.  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO, AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        OHIO  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,707,929  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,707,929  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,707,929  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        6.9%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

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CUSIP No. 393222104

 

  1   NAME OF REPORTING PERSON  
         
        Frederick DiSanto  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        USA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,707,929  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,707,929  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,707,929  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        6.9%  
  14   TYPE OF REPORTING PERSON  
         
        IN  

  

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CUSIP No. 393222104

The following constitutes the Schedule 13D filed by the undersigned (the “Schedule 13D”).

Item 1.Security and Issuer.

This statement relates to the Common Stock, $0.001 par value (the “Shares”) of Green Plains, Inc., an Iowa corporation (the “Issuer”). The address of the principal executive offices of the Issuer is 1811 Aksarben Drive, Omaha, Nebraska, 68106.

Item 2.Identity and Background.

(a)       This statement is filed by:

(i)Ancora Merlin, LP, a Delaware limited partnership (“Ancora Merlin”), with respect to the Shares directly and beneficially owned by it;
(ii)Ancora Merlin Institutional, LP, a Delaware limited partnership (“Ancora Merlin Institutional”), with respect to the Shares directly and beneficially owned by it;
(iii)Ancora Catalyst, LP, a Delaware limited partnership (“Ancora Catalyst”), with respect to the Shares directly and beneficially owned by it;
(iv)Ancora Catalyst Institutional, LP, a Delaware limited partnership (“Ancora Catalyst Institutional”), with respect to the Shares directly and beneficially owned by it;
(v)Ancora Catalyst SPV I LP – Series Q, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV Q”), with respect to the Shares directly and beneficially owned by it;
(vi)Ancora Catalyst SPV I LP – Series R, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV R”), with respect to the Shares directly and beneficially owned by it;
(vii)Ancora Catalyst SPV I LP – Series S, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV S”), with respect to the Shares directly and beneficially owned by it;
(viii)Ancora Catalyst SPV I LP – Series T, a series of Ancora Catalyst SPV I LP, a Delaware limited partnership (“Ancora SPV T,” and together with Ancora Merlin, Ancora Merlin Institutional, Ancora Catalyst, Ancora Catalyst Institutional, Ancora SPV Q, Ancora SPV R and Ancora SPV S, the “Ancora LP Funds”), with respect to the Shares directly and beneficially owned by it;
(ix)Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio H, a Cayman Islands segregated portfolio company (“Ancora SPC H” and together with the Ancora LP Funds, the “Ancora Funds”), with respect to the Shares directly and beneficially owned by it;
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CUSIP No. 393222104

(x)Ancora Advisors, LLC, a Nevada limited liability company (“Ancora Advisors”), as the investment advisor to certain separately managed accounts (the “Ancora Advisors SMAs”);
(xi)Ancora Alternatives LLC, an Ohio limited liability company (“Ancora Alternatives”), as the general partner of each of the Ancora LP Funds and as the investment advisor to each of the Ancora Funds and a certain separately managed account (the “Ancora Alternatives SMA”);
(xii)Ancora Family Wealth Advisors, LLC, an Ohio limited liability company (“Ancora Family Wealth”), as the investment advisor to certain separately managed accounts (the “Ancora Family Wealth SMAs”);
(xiii)The Ancora Group Inc., an Ohio corporation (“Ancora Inc.”), as the sole member of Ancora Advisors;
(xiv)Inverness Holdings LLC, a Delaware limited liability company (“Inverness Holdings”), as the sole member of Ancora Family Wealth;
(xv)Ancora Holdings Inc., an Ohio corporation (“Ancora Holdings”), as the sole member of each of Ancora Alternatives and Inverness Holdings and as the sole shareholder of Ancora Inc.; and
(xvi)Frederick DiSanto, as the Chairman and Chief Executive Officer of Ancora Holdings.

Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.” Each of the Reporting Persons is party to the Joint Filing Agreement as further described in Item 6 below. Accordingly, the Reporting Persons are hereby filing a joint Schedule 13D.

Set forth on Schedule A annexed hereto (“Schedule A”) is the name and present principal occupation or employment, principal business address and citizenship of the executive officers and directors of Ancora Inc., Ancora Holdings and Ancora SPC H. To the best of the Reporting Persons’ knowledge, except as otherwise set forth herein, none of the persons listed on Schedule A beneficially owns any securities of the Issuer or is a party to any contract, agreement or understanding required to be disclosed herein.

(b)       The address of the principal office of each of the Ancora Funds, Ancora Advisors, Ancora Alternatives, Ancora Family Wealth, Ancora Inc., Inverness Holdings, Ancora Holdings and Mr. DiSanto is 6060 Parkland Boulevard, Suite 200, Cleveland, Ohio 44124.

(c)       The principal business of each of the Ancora Funds is investing in securities. The principal business of Ancora Advisors is serving as the investment advisor to the Ancora Advisors SMAs. The principal business of Ancora Alternatives is serving as the general partner of each of the Ancora LP Funds and as the investment advisor of each of the Ancora Funds and the Ancora Alternatives SMA. The principal business of Ancora Family Wealth is serving as investment advisor to the Ancora Family Wealth SMAs. The principal business of Ancora Inc. is serving as the sole member of Ancora Advisors. The principal business of Inverness Holdings is serving as the sole member of Ancora Family Wealth. The principal business of Ancora Holdings is serving as the sole member of each of Ancora Alternatives and Inverness Holdings, and as the sole shareholder of Ancora Inc. The principal occupation of Mr. DiSanto is serving as the Chairman and Chief Executive Officer of Ancora Holdings.

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CUSIP No. 393222104

(d)       No Reporting Person, nor any person listed on Schedule A, has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

(e)       Other than as disclosed below, no Reporting Person, nor any person listed on Schedule A, has, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. On December 18, 2018, Ancora Advisors entered into a settlement with the Securities and Exchange Commission regarding the violation of Section 206(4) under the Investment Advisers Act of 1940 and Rule 206(4)-5 thereunder, due to the contributing of more than the allowable $350 contribution to certain political campaigns. Ancora Advisors consented to the cease-and-desist order and paid a penalty in the amount of $100,000.

(f)       Mr. DiSanto is a citizen of the United States of America.

Item 3.Source and Amount of Funds or Other Consideration.

 

The Shares purchased by each of the Ancora Funds and held in the Ancora Advisors SMA, Ancora Alternatives SMA and the Ancora Family Wealth SMAs were purchased with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business). The aggregate purchase price of the 25,314 Shares owned directly by Ancora Merlin is approximately $842,251, including brokerage commissions. The aggregate purchase price of the 288,742 Shares owned directly by Ancora Merlin Institutional is approximately $9,604,765, including brokerage commissions. The aggregate purchase price of the 25,694 Shares owned directly by Ancora Catalyst is approximately $855,363, including brokerage commissions. The aggregate purchase price of the 288,358 Shares owned directly by Ancora Catalyst Institutional is approximately $9,590,813, including brokerage commissions. The aggregate purchase price of the 423,219 Shares owned directly by Ancora SPV Q is approximately $14,049,707, including brokerage commissions. The aggregate purchase price of the 412,426 Shares owned directly by Ancora SPV R is approximately $13,696,533, including brokerage commissions. The aggregate purchase price of the 415,008 Shares owned directly by Ancora SPV S is approximately $13,845,744, including brokerage commissions. The aggregate purchase price of the 398,954 Shares owned directly by Ancora SPV T is approximately $13,426,549, including brokerage commissions. The aggregate purchase price of the 878,381 Shares owned directly by Ancora SPC H is approximately $29,237,512, including brokerage commissions.

 

The aggregate purchase price of the 448,127 Shares held in the Ancora Advisors SMAs are approximately $14,659,964, including brokerage commissions. The aggregate purchase price of the 100,202 Shares held in the Ancora Alternatives SMA is approximately $3,237,717, including brokerage commissions. The aggregate purchase price of the 3,504 Shares held in the Ancora Family Wealth SMAs is approximately $114,302, including brokerage commissions.

 

Item 4.Purpose of Transaction.

The Reporting Persons purchased the Shares based on the Reporting Persons’ belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purchase or sale of Shares on the open market or in private transactions or otherwise, on such terms and at such times as the Reporting Persons may deem advisable.

 

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CUSIP No. 393222104

No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D except as set forth herein or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. Depending on various factors including, without limitation, the Issuer’s financial position and investment strategy, the price levels of the Shares, conditions in the securities markets and general economic and industry conditions, the Reporting Persons may in the future take such actions with respect to their investment in the Issuer as they deem appropriate including, without limitation, engaging in additional communications with management and the Board of the Issuer, engaging in discussions with shareholders of the Issuer or third parties, including potential acquirers and service providers about the Issuer and the Reporting Persons’ investment, making proposals to the Issuer concerning changes to the capital allocation strategy, capitalization, ownership structure, including a sale of the Issuer as a whole or in parts, Board structure (including Board composition) or operations of the Issuer, purchasing additional Shares, selling some or all of their Shares, engaging in short selling of or any hedging or similar transaction with respect to the Shares, or changing their intention with respect to any and all matters referred to in Item 4.

 

Item 5.Interest in Securities of the Issuer.

 

The aggregate percentage of Shares reported owned by each person named herein is based upon 53,650,852 Shares outstanding as of August 9, 2021, as disclosed in the Issuer’s final prospectus filed on Form 424B5 on August 6, 2021 with the SEC.

 

A.Ancora Merlin
(a)As of the date hereof, Ancora Merlin beneficially owned directly 25,314 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 25,314
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 25,314

 

B.Ancora Merlin Institutional
(a)As of the date hereof, Ancora Merlin Institutional beneficially owned directly 288,742 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 288,742
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 288,742

 

C.Ancora Catalyst
(a)As of the date hereof, Ancora Catalyst beneficially owned directly 25,694 Shares.

Percentage: Less than 1%

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CUSIP No. 393222104

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 25,694
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 25,694

 

D.Ancora Catalyst Institutional
(a)As of the date hereof, Ancora Catalyst Institutional beneficially owned directly 288,358 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 288,358
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 288,358
E.Ancora SPV Q
(a)As of the date hereof, Ancora SPV Q beneficially owned directly 423,219 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 423,219
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 423,219

 

F.Ancora SPV R
(a)As of the date hereof, Ancora SPV R beneficially owned directly 412,426 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 412,426
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 412,426

 

G.Ancora SPV S
(a)As of the date hereof, Ancora SPV S beneficially owned directly 415,008 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 415,008
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 415,008

 

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CUSIP No. 393222104

H.Ancora SPV T
(a)As of the date hereof, Ancora SPV T beneficially owned directly 398,954 Shares.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 398,954
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 398,954
I.Ancora SPC H
(a)As of the date hereof, Ancora SPC H beneficially owned directly 878,381 Shares.

Percentage: Approximately 1.6%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 878,381
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 878,381
J.Ancora Advisors
(a)As of the date hereof, 448,127 Shares were held in the Ancora Advisors SMAs. Ancora Advisors, as the investment advisor to the Ancora Advisors SMAs, may be deemed to beneficially own 448,127 Shares held in the Ancora Advisors SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 448,127
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 448,127
K.Ancora Alternatives
(a)Ancora Alternatives, as the investment advisor to each of the Ancora Funds and the Ancora Alternatives SMA and the general partner of each of the Ancora LP Funds, may be deemed to beneficially own 3,256,298 Shares consisting of (i) 25,314 Shares beneficially owned directly by Ancora Merlin, (ii) 288,742 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 25,694 Shares beneficially owned directly by Ancora Catalyst, (iv) 288,358 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 423,219 Shares beneficially owned directly by Ancora SPV Q, (vi) 412,426 Shares beneficially owned directly by Ancora SPV R, (vii) 415,008 Shares beneficially owned directly by Ancora SPV S, (viii) 398,954 Shares beneficially owned directly by Ancora SPV T, (ix) 878,381 Shares beneficially owned directly by Ancora SPC H and (x) 100,202 Shares held in the Ancora Alternatives SMA.

Percentage: Approximately 6.1%

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CUSIP No. 393222104

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,256,298
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,256,298

 

L.Ancora Family Wealth
(a)As of the date hereof, 3,504 Shares were held in the Ancora Family Wealth SMAs. Ancora Family Wealth, as the investment advisor to the Ancora Family Wealth SMAs, may be deemed to beneficially own the 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,504
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,504

 

M.Ancora Inc.
(a)Ancora Inc., as the sole member of Ancora Advisors, may be deemed to beneficially own 448,127 Shares held in the Ancora Advisors SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 448,127
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 448,127

 

N.Inverness Holdings
(a)Inverness Holdings, as the sole member of Ancora Family Wealth, may be deemed to beneficially own the 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Less than 1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,504
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,504

 

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CUSIP No. 393222104

O.Ancora Holdings
(a)Ancora Holdings, as the sole member of each of Ancora Alternatives and Inverness Holdings, and as the sole shareholder of Ancora Inc., may be deemed to beneficially own 3,707,929 Shares consisting of (i) 25,314 Shares beneficially owned directly by Ancora Merlin, (ii) 288,742 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 25,694 Shares beneficially owned directly by Ancora Catalyst, (iv) 288,358 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 423,219 Shares beneficially owned directly by Ancora SPV Q, (vi) 412,426 Shares beneficially owned directly by Ancora SPV R, (vii) 415,008 Shares beneficially owned directly by Ancora SPV S, (viii) 398,954 Shares beneficially owned directly by Ancora SPV T, (ix) 878,381 Shares beneficially owned directly by Ancora SPC H and (x) 100,202 Shares held in the Ancora Alternatives SMA, (xi) 448,127 Shares held in the Ancora Advisors SMAs, and (xii) 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Approximately 6.9%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,707,929
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,707,929

 

P.Mr. DiSanto
(a)Mr. DiSanto, as the Chairman and Chief Executive Officer of Ancora Holdings, may be deemed to beneficially own 3,707,929 Shares consisting of (i) 25,314 Shares beneficially owned directly by Ancora Merlin, (ii) 288,742 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 25,694 Shares beneficially owned directly by Ancora Catalyst, (iv) 288,358 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 423,219 Shares beneficially owned directly by Ancora SPV Q, (vi) 412,426 Shares beneficially owned directly by Ancora SPV R, (vii) 415,008 Shares beneficially owned directly by Ancora SPV S, (viii) 398,954 Shares beneficially owned directly by Ancora SPV T, (ix) 878,381 Shares beneficially owned directly by Ancora SPC H and (x) 100,202 Shares held in the Ancora Alternatives SMA, (xi) 448,127 Shares held in the Ancora Advisors SMAs, and (xii) 3,504 Shares held in the Ancora Family Wealth SMAs.

Percentage: Approximately 6.9%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,707,929
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,707,929

 

Each Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and such group may be deemed the beneficial owner of the Shares directly owned by each of the Reporting Persons. The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Exchange Act, the beneficial owners of any securities of the Issuer that he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that he or it does not directly own.

(c)       The transactions in the Shares by the Reporting Persons during the past sixty days are set forth in Schedule B and are incorporated herein by reference. All of such transactions were effected in the open market unless otherwise noted.

 

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CUSIP No. 393222104

Item 6.Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

On August 9, 2021, the Reporting Persons entered into a Joint Filing Agreement in which the Reporting Persons agreed to the joint filing on behalf of each of them of statements on Schedule 13D with respect to the securities of the Issuer to the extent required by applicable law. The Joint Filing Agreement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Ancora Catalyst Institutional has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Catalyst Institutional Swaps”) that constitute economic exposure to an aggregate of 171,940 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Catalyst Institutional Swaps provide Ancora Catalyst Institutional with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Catalyst Institutional Swaps (such shares, the “Ancora Catalyst Institutional Subject Shares”). Ancora Catalyst Institutional does not have the right to convert the Ancora Catalyst Institutional Swaps into Shares at any time. Taking into account the Ancora Catalyst Institutional Subject Shares, Ancora Catalyst Institutional has economic exposure to an aggregate of 460,298 Shares, representing less than 1% of the outstanding Shares.

Ancora Catalyst has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Catalyst Swaps”) that constitute economic exposure to an aggregate of 15,560 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Catalyst Swaps provide Ancora Catalyst with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Catalyst Swaps (such shares, the “Ancora Catalyst Subject Shares”). Ancora Catalyst does not have the right to convert the Ancora Catalyst Swaps into Shares at any time. Taking into account the Ancora Catalyst Subject Shares, Ancora Catalyst has economic exposure to an aggregate of 41,254 Shares, representing less than 1% of the outstanding Shares.

Ancora Merlin Institutional has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Merlin Institutional Swaps”) that constitute economic exposure to an aggregate of 172,315 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Merlin Institutional Swaps provide Ancora Merlin Institutional with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Merlin Institutional Swaps (such shares, the “Ancora Merlin Institutional Subject Shares”). Ancora Merlin Institutional does not have the right to convert the Ancora Merlin Institutional Swaps into Shares at any time. Taking into account the Ancora Merlin Institutional Subject Shares, Ancora Merlin Institutional has economic exposure to an aggregate of 461,057 Shares, representing less than 1% of the outstanding Shares.

Ancora Merlin has entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (the “Ancora Merlin Swaps”) that constitute economic exposure to an aggregate of 15,185 notional Shares, representing less than 1% of the outstanding Shares, which have a maturity date of July 6, 2023. The Ancora Merlin Swaps provide Ancora Merlin with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the Shares that are the subject of the Ancora Merlin Swaps (such shares, the “Ancora Merlin Subject Shares”). Ancora Merlin does not have the right to convert the Ancora Merlin Swaps into Shares at any time. Taking into account the Ancora Merlin Subject Shares, Ancora Merlin has economic exposure to an aggregate of 40,499 Shares, representing less than 1% of the outstanding Shares.

26

CUSIP No. 393222104

Each of Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional and Ancora Catalyst purchased American-style put options referencing an aggregate of 9,200 Shares, 800 Shares, 9,100 Shares and 900 Shares, respectively, which have an exercise price of $27 per Share, and which expire on January 21, 2022, as further described on Schedule B hereto.

Each of Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Alternatives SMA purchased American-style put options referencing an aggregate of 38,300 Shares, 36,700 Shares, 36,200 Shares, 37,600 Shares, 14,500 Shares, 1,300 Shares, 12,600 Shares, 1,100 Shares and 10,200 Shares, respectively, which have an exercise price of $22 per Share, and which expire on May 20, 2022, as further described on Schedule B hereto.

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst, Ancora Alternatives SMA and Ancora Advisors SMA purchased American-style put options referencing an aggregate of 21,300 Shares, 15,700 Shares, 15,300 Shares, 13,700 Shares, 3,300 Shares, 44,200 Shares, 4,000 Shares, 46,400 Shares, 4,300 Shares, 2,700 Shares and 30,200 Shares, respectively, which have an exercise price of $25 per Share, and which expire on May 20, 2022, as further described on Schedule B hereto.

Each of Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional and Ancora Catalyst purchased American-style put options referencing an aggregate of 7,500 Shares, 7,000 Shares, 8,700 Shares, 27,000 Shares, 7,100 Shares, 600 Shares, 7,100 Shares and 600 Shares, respectively, which have an exercise price of $20 per Share, and which expire on November 18, 2022, as further described on Schedule B hereto.

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Advisors SMA purchased American-style put options referencing an aggregate of 68,800 Shares, 35,900 Shares, 34,400 Shares, 29,900 Shares, 24,300 Shares, 2,200 Shares, 24,400 Shares, 2,200 Shares and 121,100 Shares, respectively, which have an exercise price of $23 per Share, and which expire on November 18, 2022, as further described on Schedule B hereto.

Each of Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Alternatives SMA purchased American-style put options referencing an aggregate of 50,500 Shares, 49,900 Shares, 52,600 Shares, 88,100 Shares, 48,300 Shares, 4,000 Shares, 43,000 Shares, 3,500 Shares and 43,200 Shares, respectively, which have an exercise price of $20 per Share, and which expire on December 16, 2022, as further described on Schedule B hereto.

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional, Ancora Catalyst and Ancora Advisors SMA purchased American-style put options referencing an aggregate of 78,800 Shares, 45,100 Shares, 43,200 Shares, 39,000 Shares, 7,700 Shares, 65,100 Shares, 5,800 Shares, 70,200 Shares, 6,200 Shares and 128,100 Shares, respectively, which have an exercise price of $22 per Share, and which expire on December 16, 2022, as further described on Schedule B hereto.

27

CUSIP No. 393222104

Each of Ancora SPC H, Ancora SPV Q, Ancora SPV R, Ancora SPV S, Ancora SPV T, Ancora Merlin Institutional, Ancora Merlin, Ancora Catalyst Institutional and Ancora Catalyst purchased American-style put options referencing an aggregate of 8,200 Shares, 18,400 Shares, 18,200 Shares, 21,400 Shares, 23,700 Shares, 16,700 Shares, 1,300 Shares, 16,600 Shares and 1,50 0 Shares, respectively, which have an exercise price of $25 per Share, and which expire on December 16, 2022, as further described on Schedule B hereto.

Item 7.Material to be Filed as Exhibits.
99.1Joint Filing Agreement, dated August 9, 2021.

28

CUSIP No. 393222104

SIGNATURES

 

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: August 9, 2021

  Ancora Merlin, LP
  Ancora Merlin Institutional, LP
  Ancora Catalyst, LP
  Ancora Catalyst Institutional, LP
  Ancora Catalyst SPV I LP – Series Q
  Ancora Catalyst SPV I LP – Series R
  Ancora Catalyst SPV I LP – Series S
  Ancora Catalyst SPV I LP – Series T
   
   
  By:

Ancora Alternatives LLC,

its Investment Advisor and General Partner

     
  By:

Ancora Holdings Inc.,

its Sole Member

   
  By:

/s/ Frederick DiSanto

    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

 

  Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio H
   
  By:

Ancora Alternatives LLC,

its Investment Advisor

     
  By:

Ancora Holdings Inc.,

its Sole Member

     
  By: /s/ Frederick DiSanto
    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

 

  Ancora Alternatives LLC
   
  By:

Ancora Holdings Inc.,

its Sole Member

     
  By:

/s/ Frederick DiSanto

    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

29

CUSIP No. 393222104

  Ancora Advisors, LLC
   
  By:

The Ancora Group Inc.,

its Sole Member

     
  By:

Ancora Holdings Inc.,

its Sole Shareholder

     
  By: /s/ Frederick DiSanto
    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

 

  Ancora Family Wealth Advisors, LLC
   
  By:

Inverness Holdings LLC,

its Sole Member

     
  By:

Ancora Holdings Inc.,

its Sole Member

     
  By: /s/ Frederick DiSanto
    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

  The Ancora Group Inc.
   
  By:

Ancora Holdings Inc.,

its Sole Shareholder

     
  By:

/s/ Frederick DiSanto

    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

 

  Inverness Holdings LLC
   
  By:

Ancora Holdings Inc.,

its Sole Member

     
  By:

/s/ Frederick DiSanto

    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

 

 

  Ancora Holdings Inc.
     
  By: /s/ Frederick DiSanto
    Name: Frederick DiSanto
    Title: Chairman and Chief Executive Officer

  

30

CUSIP No. 393222104

   
  /s/ Frederick DiSanto
  Frederick DiSanto

 

31

CUSIP No. 393222104

SCHEDULE A

Directors and Officers of Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio H

Name and Position Principal Occupation Principal Business Address Citizenship
Bradley Zucker
Director
Company Director 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Julie O’Hara
Director
Company Director 94 Solaris Avenue
Box 1348, Camana Bay
Grand Cayman
Cayman Islands
KY1-1108
Canada
Ronan Guilfoyle
Director
Company Director 94 Solaris Avenue
Box 1348, Camana Bay
Grand Cayman
Cayman Islands
KY1-1108
Ireland

 

 

CUSIP No. 393222104

Directors and Officers of The Ancora Group Inc. and Ancora Holdings Inc.

Name and Position Principal Occupation Principal Business Address Citizenship
Fredrick DiSanto
Director and Officer
Chairman and Chief Executive Officer 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Dan Hyland
Director and Officer
President 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
John Micklitsch
Director and Officer
Chief Investment Officer 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
John Bartels
Director and Officer
Managing Director, Retirement Plans & Insurance Services 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
James M. Chadwick
Officer
Managing Director, Alternative Investments 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Brittney Garrett
Officer
Chief Financial Officer 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Joe Spidalieri
Officer
Chief Operating Officer 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States
Jason Geers
Officer
Chief Compliance Officer 6060 Parkland Boulevard
Suite 200
Cleveland, Ohio 44124
United States

 

 

CUSIP No. 393222104

SCHEDULE B

Transactions in Securities of the Issuer
During the Past Sixty Days

Nature of Transaction Amount of Securities
Purchased/(Sold)
Price per Security

Date of

Purchase/Sale

ANCORA MERLIN, LP

 

Purchase of Common Stock 1,104 33.8998 06/10/2021
Purchase of Common Stock 896 33.7236 06/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 2.8579 06/15/2021
Purchase of Common Stock 1,000 33.1071 06/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,000 3.1878 06/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,000 3.2487 06/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)1 800 4.4579 06/21/2021
Purchase of Common Stock 1,000 32.5225 06/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 2.9478 06/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 300 2.7212 06/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 300 2.6312 06/22/2021
Purchase of Common Stock 1,000 33.5225 06/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 2.9311 06/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 300 2.9331 06/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 300 2.9312 06/24/2021
Purchase of Cash-Settled Total Return Swap 3,037 33.3211

07/06/2021

 

Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 2.8811 07/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 800 3.3260 07/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 900 3.0969 07/06/2021
Purchase of Cash-Settled Total Return Swap 2,025 32.5776 07/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.1973 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 500 3.7477 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 500 3.5964 07/07/2021
Purchase of Cash-Settled Total Return Swap 1,012 32.9765 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.0986 07/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 200 3.9185 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 200 3.6562 07/13/2021
Purchase of Cash-Settled Total Return Swap 3,037 31.6310 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.5524 07/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 100 4.4378 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 100 4.2378 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 800 3.4561 07/14/2021
Purchase of Cash-Settled Total Return Swap 1,012 32.1116 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 500 3.4055 07/16/2021
Purchase of Cash-Settled Total Return Swap 1,012 31.5086 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 100 2.8478 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 200 3.6944 07/19/2021
Purchase of Cash-Settled Total Return Swap 2,025 32.8880 07/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.8728 07/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 600 3.6139 07/27/2021
Purchase of Cash-Settled Total Return Swap 2,025 32.4465 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.7816 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 500 3.7278 07/28/2021
Purchase of Common Stock 992 34.0667 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.6346 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 600 3.6067 07/29/2021
Purchase of Common Stock 2,436 35.0665 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 600 2.4959 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 1,400 3.5479 07/30/2021
Purchase of Common Stock 1,587 36.5371 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 100 5.0378 08/02/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 100 4.0478 08/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 200 5.0671 08/04/2021
Purchase of Common Stock 2,094 32.0300 08/05/2021
Purchase of Common Stock 6,205 33.3330 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 500 3.6178 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 400 4.1341 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 500 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 200 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA MERLIN INSTITUTIONAL, LP

 

Purchase of Common Stock 12,705 33.8977 06/10/2021
Purchase of Common Stock 10,295 33.7210 06/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,900 2.8578 06/15/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 500 2.8578 06/15/2021
Purchase of Common Stock 11,500 33.1048 06/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 23,000 3.1878 06/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 22,500 3.2487 06/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)1 9,200 4.4578 06/21/2021
Purchase of Common Stock 11,500 32.5202 06/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 600 2.9270 06/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,300 2.7136 06/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,700 2.6235 06/22/2021
Purchase of Common Stock 11,500 33.5202 06/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 800 2.9093 06/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,600 2.9254 06/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,600 2.9235 06/24/2021
Purchase of Cash-Settled Total Return Swap 34,463 33.3211 07/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,500 2.8695 07/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 9,400 3.3231 07/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 10,000 3.0944 07/06/2021
Purchase of Cash-Settled Total Return Swap 22,975 32.5776 07/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,600 3.1739 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 5,600 3.7432 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 5,900 3.5919 07/07/2021
Purchase of Cash-Settled Total Return Swap 11,488 32.9765 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 500 3.0786 07/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,000 3.9072 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,100 3.6448 07/13/2021
Purchase of Cash-Settled Total Return Swap 34,463 31.6310 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 3.5400 07/14/2021
Purchase of November 18, 2022 Put Options ( $23.00 Strike Price)1 400 4.4191 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 8,100 3.4533 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 500 4.2178 07/14/2021
Purchase of Cash-Settled Total Return Swap 11,488 32.1116 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,300 3.4010 07/16/2021
Purchase of Cash-Settled Total Return Swap 11,488 31.5086 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,100 2.8251 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 2,400 3.6829 07/19/2021
Purchase of Cash-Settled Total Return Swap 22,975 32.8880 07/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,300 2.8613 07/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 7,100 3.6101 07/27/2021
Purchase of Cash-Settled Total Return Swap 22,975 32.4465 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,800 2.7704 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,700 3.7233 07/28/2021
Purchase of Common Stock 11,192 34.0644 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 3,300 2.7704 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 9,900 3.6028 07/29/2021
Purchase of Common Stock 27,484 35.0656 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 6,000 2.4922 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 16,900 3.5463 07/30/2021
Purchase of Common Stock 17,899 36.5356 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 2,200 5.0140 08/02/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 500 4.0278 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 3,300 5.0553 08/04/2021
Purchase of Common Stock 23,762 32.0300 08/05/2021
Purchase of Common Stock 70,405 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 5,700 3.6133 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 4,000 4.1285 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike P rice) 1 6,000 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 2,000 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST, LP

 

Purchase of Common Stock 1,118 33.9109 06/10/2021
Purchase of Common Stock 907 33.7373 06/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 400 2.8750 06/15/2021
Purchase of Common Stock 1,012 33.1194 06/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,000 3.1900 06/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,400 3.2433 06/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)1 800 4.4625 06/21/2021
Purchase of Common Stock 1,012 32.5300 06/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.0000 06/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 300 2.7233 06/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 300 2.6333 06/22/2021
Purchase of Common Stock 1,013 33.5200 06/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 2.9833 06/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 300 2.9352 06/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 300 2.9333 06/24/2021
Purchase of Cash-Settled Total Return Swap 3,112 33.3211 07/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 2.8957 07/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 800 3.3200 07/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 900 3.0913 07/06/2021
Purchase of Cash-Settled Total Return Swap 2,075 32.5776 07/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.2495 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 500 3.7399 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 500 3.5886 07/07/2021
Purchase of Cash-Settled Total Return Swap 1,037 32.9765 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.1508 07/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 200 3.9331 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 200 3.6708 07/13/2021
Purchase of Cash-Settled Total Return Swap 3,112 31.6310 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 100 3.6790 07/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 100 4.5640 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 100 4.3640 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 700 3.4756 07/14/2021
Purchase of Cash-Settled Total Return Swap 1,037 32.1116 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 500 3.3977 07/16/2021
Purchase of Cash-Settled Total Return Swap 1,037 31.5086 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 100 2.9000 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 200 3.7090 07/19/2021
Purchase of Cash-Settled Total Return Swap 2,075 32.8880 07/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.8874 07/27/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 600 3.6069 07/27/2021
Purchase of Cash-Settled Total Return Swap 2,075 32.4465 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.7962 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 500 3.7200 07/28/2021
Purchase of Common Stock 1,026 34.0642 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 100 2.7092 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 200 3.6397 07/29/2021
Purchase of Common Stock 2,521 35.0655 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 500 2.4989 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 1,400 3.5333 07/30/2021
Purchase of Common Stock 1,642 36.5301 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 300 5.0333 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 200 5.0917 08/04/2021
Purchase of Common Stock 2,146 32.0300 08/05/2021
Purchase of Common Stock 6,359 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 500 3.6200 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 400 4.1400 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 500 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 200 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST INSTITUTIONAL, LP

 

Purchase of Common Stock 12,691 33.8987 06/10/2021
Purchase of Common Stock 10,284 33.7223 06/11/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 4,200 2.8600 06/15/2021
Purchase of Common Stock 11,488 33.1059 06/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 23,000 3.1900 06/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 27,600 3.2433 06/21/2021
Purchase of December 16, 2022 Put Options ($25.00 Strike Price)1 9,200 4.4600 06/21/2021
Purchase of Common Stock 11,488 32.5300 06/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 700 2.9200 06/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,300 2.7100 06/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,700 2.6200 06/22/2021
Purchase of Common Stock 11,487 33.5200 06/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 800 2.9033 06/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,600 2.9219 06/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,600 2.9200 06/24/2021
Purchase of Cash-Settled Total Return Swap 34,388 33.3211 07/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,400 2.8657 07/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 9,300 3.3200 07/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 10,000 3.0913 07/06/2021
Purchase of Cash-Settled Total Return Swap 22,925 32.5776 07/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,600 3.1695 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 5,600 3.7399 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 5,900 3.5886 07/07/2021
Purchase of Cash-Settled Total Return Swap 11,463 32.9765 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 500 3.0708 07/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,100 3.9031 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,100 3.6408 07/13/2021
Purchase of Cash-Settled Total Return Swap 34,388 31.6310 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 3.6041 07/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 500 4.4440 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 400 4.2516 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 8,200 3.4560 07/14/2021
Purchase of Cash-Settled Total Return Swap 11,463 32.1116 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,300 3.3977 07/16/2021
Purchase of Cash-Settled Total Return Swap 11,463 31.5086 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,100 2.8200 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 2,400 3.6790 07/19/2021
Purchase of Cash-Settled Total Return Swap 22,925 32.8880 07/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,200 2.8574 07/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 7,100 3.6069 07/27/2021
Purchase of Cash-Settled Total Return Swap 22,925 32.4465 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,800 2.7562 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,700 3.7100 07/28/2021
Purchase of Common Stock 11,156 34.0642 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,600 2.6192 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 4,900 3.5997 07/29/2021
Purchase of Common Stock 27,398 35.0655 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 5,900 2.4889 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 16,500 3.5333 07/30/2021
Purchase of Comm on Stock 17,844 36.5218 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 2,100 5.0100 08/02/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 500 1.0200 08/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 3,300 5.0517 08/04/2021
Purchase of Common Stock 23,710 32.0300 08/05/2021
Purchase of Common Stock 70,250 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 5,700 3.6100 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 4,000 4.1250 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 6,000 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 2,000 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES Q

 

Purchase of Common Stock 50,750 32.2834 07/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 3,300 3.1596 07/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 12,100 3.7576 07/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 12,800 3.5340 07/08/2021
Purchase of Common Stock 14,500 33.3514 07/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,000 2.8943 07/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,700 3.5769 07/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,800 3.3583 07/09/2021
Purchase of Common Stock 23,972 34.1987 07/12/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,300 2.7205 07/12/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 4,600 3.5696 07/12/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 4,900 3.3068 07/12/2021
Purchase of Common Stock 81,000 33.1166 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 4,000 3.0708 07/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 15,000 3.9031 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 16,200 3.6408 07/13/2021
Purchase of Common Stock 36,000 31.4744 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 300 3.5790 07/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 500 4.4440 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 600 4.2391 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 8,500 3.4559 07/14/2021
Purchase of Common Stock 21,600 32.1233 07/15/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 28,700 2.5751 07/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,500 3.5200 07/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 9,800 3.4607 07/15/2021
Purchase of Common Stock 26,000 32.1268 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 12,200 3.3977 07/16/2021
Purchase of Common Stock 26,000 31.3156 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,600 7.6410 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,400 1.3578 07/19/2021
Purchase of Common Stock 13,000 32.5717 07/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 3,900 2.8092 07/20/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 7,500 3.4100 07/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,500 3.4234 07/20/2021
Purchase of Common Stock 4,114 32.5969 07/28/2021
Purchase of Common Stock 5,004 34.0642 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 500 2.6292 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 1,700 3.5997 07/29/2021
Purchase of Common Stock 12,288 35.0655 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,600 2.4889 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 7,400 3.5333 07/30/2021
Purchase of Common Stock 8,003 36.5229 08/02/2021
Purchase of Common Stock 34,000 36.4936 08/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 900 5.0111 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 10,100 4.9475 08/03/2021
Purchase of Common Stock 12,597 36.7039 08/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 1,000 4.0100 08/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 6,200 5.0517 08/04/2021
Purchase of Common Stock 13,725 32.0011 08/05/2021
Purchase of Common Stock 40,666 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 3,300 3.6100 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 2,300 4.1250 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 3,500 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 1,200 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES R

 

Purchase of Common Stock 49,000 32.2834 07/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 3,200 3.1596 07/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 11,700 3.7576 07/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 12,400 3.5340 07/08/2021
Purchase of Common Stock 14,000 33.3514 07/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,000 2.8943 07/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,600 3.5769 07/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,700 3.3583 07/09/2021
Purchase of Common Stock 22,640 34.1987 07/12/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,300 2.7205 07/12/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 4,300 3.5696 07/12/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 4,600 3.3068

07/12/2021

 

 

Purchase of Common Stock 76,500 33.1166 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 3,900 3.0708 07/13/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 14,300 3.9031 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 15,300 3.6408 07/13/2021
Purchase of Common Stock 34,000 31.4744 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 3.6041 07/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price) 500 4.4440 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 8,100 3.4560 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 500 4.2440 07/14/2021
Purchase of Common Stock 20,400 32.1233 07/15/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 26,600 2.5751 07/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,300 3.5200 07/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 9,400 3.4607 07/15/2021
Purchase of Common Stock 24,000 32.1268 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 11,200 3.3977 07/16/2021
Purchase of Common Stock 24,000 31.3156 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,400 2.8200 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price) 1 5,000 3.6790 07/19/2021
Purchase of Common Stock 12,000 32.5718 07/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 3,700 2.8092 07/20/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 7,000 3.4100 07/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,000 3.4234 07/20/2021
Purchase of Common Stock 10,071 32.5969 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 600 2.7629 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 1,800 3.7100 07/28/2021
Purchase of Common Stock 4,830 34.0642 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 800 2.6217 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 2,300 3.5997 07/29/2021
Purchase of Common Stock 11,862 35.0655 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,600 2.4889 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 7,100 3.5333 07/30/2021
Purchase of Common Stock 7,544 36.5230 08/02/2021
Purchase of Common Stock 34,000 36.4936 08/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 900 5.0111 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 10,100 4.9475 08/03/2021
Purchase of Common Stock 12,455 36.7039 08/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 900 4.0111 08/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 6,100 5.0517 08/04/2021
Purchase of Common Stock 13,910 32.0011 08/05/2021
Purchase of Common Stock 41,214 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 3,400 3.6100 08/05/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 2,300 4.1250 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 3,500 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 1,100 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES S

 

5.2100
Purchase of Common Stock 42,000 32.2834 07/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,800 3.1596 07/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 10,100 3.7576 07/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 10,600 3.5340 07/08/2021
Purchase of Common Stock 12,000 33.3514 07/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 800 2.8943 07/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,100 3.5769 07/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,100 3.3583 07/09/2021
Purchase of Common Stock 19,977 34.1987 07/12/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,100 2.7205 07/12/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,800 3.5696 07/12/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 4,100 3.3068 07/12/2021
Purchase of Common Stock 67,500 33.1166 07/13/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 3,400 3.0708 07/13/2021
Purchase o f November 18, 2022 Put Options ($23.00 Strike Price)1 12,500 3.9031 07/13/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 13,500 3.6408 07/13/2021
Purchase of Common Stock 30,000 31.4744 07/14/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 3.6041 07/14/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 400 4.4516 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 7,100 3.4563 07/14/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 500 4.2440 07/14/2021
Purchase of Common Stock 18,000 32.1234 07/15/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 23,700 2.5751 07/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,100 3.5200 07/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 8,300 3.4607 07/15/2021
Purchase of Common Stock 21,000 32.1268 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 9,900 3.3977 07/16/2021
Purchase of Common Stock 21,000 31.3156 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,100 2.8200 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 4,400 3.6790 07/19/2021
Purchase of Common Stock 10,500 32.5719 07/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 3,200 2.8092 07/20/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 6,100 3.4100 07/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 4,400 3.4234 07/20/2021
Purchase of Common Stock 1,153 33.7481 07/21/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.5500 07/21/2021
Purchase of Common Stock 2,304 33.4351 07/22/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 200 2.6500 07/21/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 500 3.4095 07/21/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 400 3.4250 07/22/2021
Purchase of Common Stock 2,304 32.9284 07/23/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 400 2.7250 07/23/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 1,200 3.5700 07/23/2021
Purchase of Common Stock 929 33.8876 07/26/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 300 2.5583 07/26/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 1,000 3.4200 07/26/2021
Purchase of Common Stock 8,296 32.4551 07/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 800 2.8574 07/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 2,600 3.6069 07/27/2021
Purchase of Common Stock 19,275 32.5969 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,500 2.7562 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price) 1 4,700 3.7100 07/28/2021
Purchase of Common Stock 4,379 34.0642 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,400 2.6192 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 4,100 3.5997 07/29/2021
Purchase of Common Stock 10,753 35.0655 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,400 2.4889 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 6,600 3.5333 07/30/2021
Purchase of Common Stock 26,796 36.5216 08/02/2021
Purchase of Common Stock 34,000 36.4936 08/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 800 5.0125 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 10,100 4.9475 08/03/2021
Purchase of Common Stock 9,239 36.7043 08/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 1,400 4.0100 08/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 9,400 5.0517 08/04/2021
Purchase of Common Stock 13,526 32.0011 08/05/2021
Purchase of Common Stock 40,077 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 3,300 3.6100 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 2,300 4.1250 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 3,500 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 1,100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I LP – SERIES T

 

Purchase of Common Stock 12,129 33.7363 07/21/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,700 2.5100 07/21/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 5,200 3.995 07/21/2021
Purchase of Common Stock 24,259 33.4292 07/22/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 1,700 2.6100 07/22/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 4,700 3.4100 07/22/2021
Purchase of Common Stock 24,259 32.9284 07/23/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 4,200 2.7200 07/23/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 12,400 3.5700 07/23/2021
Purchase of Common Stock 9,775 33.8730 07/26/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 3,500 2.5450 07/26/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 10,800 3.4200 07/26/2021
Purchase of Common Stock 87,332 32.4551 07/27/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 8,600 2.8574 07/27/2021
Purchase of November 18, 2022 Put Options ($20.00 Strike Price)1 27,000 3.6069 07/27/2021
Purchase of Common Stock 90,626 32.5969 07/28/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 8,400 2.7562 07/28/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 26,400 3.7100 07/28/2021
Purchase of Common Stock 3,972 34.0642 07/29/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 7,100 2.6192 07/29/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 21,900 3.5997 07/29/2021
Purchase of Common Stock 9,754 35.0655 07/30/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price) 1 2,400 2.4889 07/30/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 6,700 3.5333 07/30/2021
Purchase of Common Stock 27,448 36.5215 08/02/2021
Purchase of Common Stock 32,000 36.4936 08/03/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 700 5.0143 08/02/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 9,700 4.9475 08/03/2021
Purchase of Common Stock 23,330 36.7033 08/04/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 1,900 4.0100 08/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 12,100 5.0517 08/04/2021
Purchase of Common Stock 13,644 32.0011 08/05/2021
Purchase of Common Stock 40,426 33.3326 08/05/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 3,300 3.6100 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 2,300 4.1250 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 3,500 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 1,100 5.2100 08/06/2021

 

 

CUSIP No. 393222104

ANCORA CATALYST SPV I SPC LTD. – SEGREGATED PORTFOLIO H

 

Purchase of Common Stock 50,000 33.9414 07/02/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 3,800 2.6947 07/02/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 13,900 3.2570 07/02/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 14,700 3.0459 07/02/2021
Purchase of Common Stock 75,000 33.6218 07/06/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 5,200 2.8657 07/06/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 20,200 3.3200 07/06/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 21,700 3.0913 07/06/2021
Purchase of Common Stock 100,000 31.7323 07/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 6,600 3.1695 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 24,300 3.7399 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 25,400 3.5886 07/07/2021
Purchase of Common Stock 33,250 32.2834 07/08/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,200 3.1596 07/08/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 8,000 3.7576 07/08/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 8,400 3.5340 07/08/2021
Purchase of Common Stock 9,500 33.3514 07/09/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 700 2.8943 07/09/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,400 3.5769 07/09/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,500 3.3583 07/09/2021
Purchase of Common Stock 29,000 32.1268 07/16/2021
Purchase of Common Stock 29,000 31.3156 07/19/2021
Purchase of Common Stock 14,500 32.5715 07/20/2021
Purchase of Common Stock 11,718 33.7364 07/21/2021
Purchase of Common Stock 23,437 33.4292 07/22/2021
Purchase of Common Stock 23,437 32.9284 07/23/2021
Purchase of Common Stock 9,444 33.8731 07/26/2021
Purchase of Common Stock 84,372 32.4551 07/27/2021
Purchase of Common Stock 125,914 32.5969 07/28/2021
Purchase of Common Stock 10,151 34.0642 07/29/2021
Purchase of Common Stock 24,931 35.0655 07/30/2021
Purchase of Common Stock 16,237 36.5219 08/02/2021
Purchase of Common Stock 66,000 36.4934 08/03/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 1,100 4.0100 08/04/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 7,200 5.0517 08/04/2021
Purchase of May 20, 2022 Put Options ($25 Strike Price) 1 2,800 3.6100 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 2,000 4.1250 08/05/2021
Purchase of December 16, 2022 Put Options ($22 Strike Price) 1 3,000 4.1100 08/06/2021
Purchase of December 16, 2022 Put Options ($25 Strike Price) 1 1,000 5.2100 08/06/2021
Purchase of Common Stock 2,230 35.3664 08/09/2021

 

 

CUSIP No. 393222104

ANCORA ALTERNATIVES, LLC

(Through the Ancora Alternatives SMA)

 

Purchase of Common Stock 5,270 31.4940 07/14/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 2,300 3.4303 07/14/2021
Purchase of Common Stock 5,224 32.1042 07/15/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,100 3.7200 07/15/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 2,400 3.4403 07/15/2021
Purchase of Common Stock 15,325 31.7581 07/16/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,600 3.8304 07/16/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price) 7,000 3.4303 07/16/2021
Purchase of Common Stock 15,883 31.2978 07/19/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 2,100 2.8403 07/19/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 6,600 3.6751 07/19/2021
Purchase of Common Stock 34,500 32.3838 07/20/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 5,100 2.7940 07/20/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 15,900 3.6240 07/20/2021
Purchase of Common Stock 24,000 33.4581 07/21/2021
Purchase of May 20, 2022 Put Options ($22.00 Strike Price)1 3,000 2.6303 07/23/2021
Purchase of December 16, 2022 Put Options ($20.00 Strike Price)1 9,000 3.5303 07/23/2021

 

 

CUSIP No. 393222104

ANCORA ADVISORS, LLC

(Through the Ancora Advisors SMAs)

 

Purchase of Common Stock 65,000 32.3223 06/17/2021
Purchase of Common Stock 35,000 32.3223 06/17/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,500 3.2543 06/17/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 6,300 3.4792 06/17/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 7,100 3.2024 06/17/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 2,800 3.2543 06/17/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 11,700 3.4792 06/17/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 13,200 3.2024 06/17/2021
Purchase of Common Stock 32,500 31.6377 06/18/2021
Purchase of Common Stock 17,500 31.6377 06/18/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 600 3.4404 06/18/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price) 1 2,800 3.4153 06/18/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,000 3.2612 06/18/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,100 3.4403 06/18/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 5,200 3.4153 06/18/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 5,600 3.2612 06/18/2021
Purchase of Common Stock 32,500 31.7968 06/21/2021
Purchase of Common Stock 17,500 31.7968 06/21/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 700 3.2603 06/21/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,800 3.5403 06/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,800 3.3278 06/21/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,300 3.2603 06/21/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 5,200 3.5403 06/21/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 5,200 3.3278 06/21/2021
Purchase of Common Stock 10,400 32.6703 06/22/2021
Purchase of Common Stock 5,600 32.6703 06/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 2.8904 06/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 900 3.2365 06/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 900 2.9403 06/22/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 400 2.8904 06/22/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 1,700 3.2365 06/22/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 1,700 2.9403 06/22/2021
Purchase of Common Stock 22,100 33.4900 06/23/2021
Purchase of Common Stock 11,900 33.4300 06/23/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 500 2.7636 06/23/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,100 3.1336 06/23/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,300 2.9711 06/23/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,000 2.7637 06/23/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,900 3.1336 06/23/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 4,200 2.9711 06/23/2021
Purchase of Common Stock 16,250 33.4405 06/24/2021
Purchase of Common Stock 8,750 33.4405 06/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 300 2.8053 06/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 1,600 3.1982 06/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 1,600 3.0360 06/24/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 700 2.8053 06/24/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,900 3.1981 06/24/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,900 3.0359 06/24/2021
Purchase of Common Stock 32,500 32.7188 06/25/2021
Purchase of Common Stock 17,500 32.7188 06/25/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 500 2.9974 06/25/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,300 3.4541 06/25/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,300 3.2269 06/25/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 900 2.9974 06/25/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 4,200 3.4541 06/25/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 4,400 3.2269 06/25/2021
Purchase of Common Stock 23,231 32.8119 06/28/2021
Purchase of Common Stock 12,508 32.8119 06/28/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 700 2.9928 06/28/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,700 3.4403 06/28/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 2,800 3.2241 06/28/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,300 2.9928 06/28/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 5,100 3.4403 06/28/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 5,200 3.2241 06/28/2021
Purchase of Common Stock 10,435 33.7753 06/29/2021
Purchase of Common Stock 5,619 33.7753 06/29/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 200 2.7904 06/29/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 700 3.2260 06/29/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 800 3.0381 06/29/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 400 2.7904 06/29/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 1,400 3.2261 06/29/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 1,400 3.0381 06/29/2021
Purchase of Common Stock 31,334 33.7626 06/30/2021
Purchase of Common Stock 16,873 33.7626 06/30/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 800 2.8056 06/30/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 2,900 3.3598 06/30/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,000 3.1756 06/30/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,500 2.8055 06/30/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 5,300 3.3598 06/30/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 5,500 3.1756 06/30/2021
Purchase of Common Stock 10,783 33.8180 07/01/2021
Purchase of Common Stock 5,805 33.8180 07/01/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 900 2.7863 07/01/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 3,700 3.3660 07/01/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 3,900 3.0676 07/01/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 1,600 2.7864 07/01/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 6,800 3.3660 07/01/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 7,100 3.0676 07/01/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 3,800 3.0617 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 14,200 3.7400 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 15,000 3.4124 07/07/2021
Purchase of May 20, 2022 Put Options ($25.00 Strike Price)1 6,500 3.0617 07/07/2021
Purchase of November 18, 2022 Put Options ($23.00 Strike Price)1 24,700 3.7400 07/07/2021
Purchase of December 16, 2022 Put Options ($22.00 Strike Price)1 26,200 3.4124 07/07/2021

 


1 Represents shares of Common Stock underlying American-style put options purchased in the over-the-counter market.