Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Next.e.GO N.V.
(Name of Issuer)
Ordinary Shares, nominal value €0.12 per share
(Title of Class of Securities)
N63018118**
(CUSIP Number)
October 19, 2023
(Date of Event which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
[ ]
|
Rule 13d-1(b)
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[X]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
**Represents the CINS number for the ordinary shares.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. N63018118
|
1.
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Names of Reporting Persons
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MOORE CAPITAL MANAGEMENT, LP
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2.
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Check the Appropriate Box If a Member of a Group (See Instructions)
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a.
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[ ]
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||
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b.
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[X]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
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DELAWARE
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5.
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Sole Voting Power
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Number of
Shares
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26,250
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|
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Beneficially
Owned By
Each
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6.
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Shared Voting Power
0
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Reporting
Person
With
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7.
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Sole Dispositive Power
26,250
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8.
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Shared Dispositive Power
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0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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||
26,250
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10.
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Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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[ ]
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11.
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Percent of Class Represented By Amount in Row (9)
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Less than 0.1%
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12.
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Type of Reporting Person (See Instructions)
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PN; IA
CUSIP NO. N63018118
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1.
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Names of Reporting Persons
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MMF LT, LLC
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2.
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Check the Appropriate Box If a Member of a Group (See Instructions)
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||
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a.
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[ ]
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||
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b.
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[X]
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3.
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SEC Use Only
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||
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4.
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Citizenship or Place of Organization
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DELAWARE
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5.
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Sole Voting Power
|
|
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Number of
Shares
|
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26,250
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|
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Beneficially
Owned By
Each
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6.
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Shared Voting Power
0
|
|
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Reporting
Person
With
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7.
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Sole Dispositive Power
26,250
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|
|
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8.
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Shared Dispositive Power
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0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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||
26,250
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10.
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Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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[ ]
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11.
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Percent of Class Represented By Amount in Row (9)
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Less than 0.1%
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12.
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Type of Reporting Person (See Instructions)
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OO
CUSIP NO. N63018118
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1.
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Names of Reporting Persons
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MOORE GLOBAL INVESTMENTS, LLC
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2.
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Check the Appropriate Box If a Member of a Group (See Instructions)
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||
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a.
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[ ]
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b.
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[X]
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3.
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SEC Use Only
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||
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4.
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Citizenship or Place of Organization
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DELAWARE
|
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5.
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Sole Voting Power
|
|
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Number of
Shares
|
|
26,250
|
|
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Beneficially
Owned By
Each
|
6.
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Shared Voting Power
0
|
|
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Reporting
Person
With
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7.
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Sole Dispositive Power
26,250
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|
|
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8.
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Shared Dispositive Power
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|
|
|
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0
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|
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
|
||
26,250
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10.
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Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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[ ]
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11.
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Percent of Class Represented By Amount in Row (9)
|
Less than 0.1%
|
12.
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Type of Reporting Person (See Instructions)
|
OO
CUSIP NO. N63018118
|
1.
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Names of Reporting Persons
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MOORE CAPITAL ADVISORS, L.L.C.
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2.
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Check the Appropriate Box If a Member of a Group (See Instructions)
|
||
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a.
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[ ]
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||
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b.
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[X]
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||
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3.
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SEC Use Only
|
||
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4.
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Citizenship or Place of Organization
|
||
DELAWARE
|
|
5.
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Sole Voting Power
|
|
|
Number of
Shares
|
|
26,250
|
|
|
Beneficially
Owned By
Each
|
6.
|
Shared Voting Power
0
|
|
|
Reporting
Person
With
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7.
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Sole Dispositive Power
26,250
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|
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8.
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Shared Dispositive Power
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|
|
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0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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||
26,250
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10.
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Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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[ ]
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11.
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Percent of Class Represented By Amount in Row (9)
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Less than 0.1%
|
12.
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Type of Reporting Person (See Instructions)
|
OO
CUSIP NO. N63018118
|
1.
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Names of Reporting Persons
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MOORE STRATEGIC VENTURES, LLC
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2.
|
Check the Appropriate Box If a Member of a Group (See Instructions)
|
||
|
a.
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[ ]
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||
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b.
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[X]
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||
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3.
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SEC Use Only
|
||
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4.
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Citizenship or Place of Organization
|
||
DELAWARE
|
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5.
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Sole Voting Power
|
|
|
Number of
Shares
|
|
6,752,541*
|
|
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Beneficially
Owned By
Each
|
6.
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Shared Voting Power
0
|
|
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Reporting
Person
With
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7.
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Sole Dispositive Power
6,752,541*
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8.
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Shared Dispositive Power
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0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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||
6,752,541*
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10.
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Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
[ ]
|
11.
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Percent of Class Represented By Amount in Row (9)
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9.2%
|
12.
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Type of Reporting Person (See Instructions)
|
OO
|
*
|
Excludes 2,288,236 additional Ordinary Shares that Moore Strategic Ventures, LLC (“MSV”) has the right to receive if the Ordinary Shares meet or exceed certain target prices as set forth in the Issuer’s Amendment No. 8 to Form F-4 filed
with the Securities and Exchange Commission (the “SEC”) on September 19, 2023.
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CUSIP NO. N63018118
|
1.
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Names of Reporting Persons
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LOUIS M. BACON
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2.
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Check the Appropriate Box If a Member of a Group (See Instructions)
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||
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a.
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[ ]
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b.
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[X]
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3.
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SEC Use Only
|
||
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4.
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Citizenship or Place of Organization
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||
UNITED STATES
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5.
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Sole Voting Power
|
|
|
Number of
Shares
|
|
6,778,791*
|
|
|
Beneficially
Owned By
Each
|
6.
|
Shared Voting Power
0
|
|
|
Reporting
Person
With
|
7.
|
Sole Dispositive Power
6,778,791*
|
|
|
|
8.
|
Shared Dispositive Power
|
|
|
|
|
0
|
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||
6,778,791*
|
10.
|
Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
[ ]
|
11.
|
Percent of Class Represented By Amount in Row (9)
|
9.3%
|
12.
|
Type of Reporting Person (See Instructions)
|
IN
|
*
|
Excludes 2,288,236 additional Ordinary Shares that MSV has the right to receive if the Ordinary Shares meet or exceed certain target prices as set forth in the Issuer’s Amendment No. 8 to Form F-4 filed with the SEC on September 19, 2023.
|
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Item 1(a).
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Name of Issuer:
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Next.e.GO N.V. (the “Issuer”).
|
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Item 1(b).
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Address of the Issuer's Principal Executive Offices:
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Lilienthalstraße 1
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52068 Aachen, Germany
|
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Item 2(a).
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Name of Person Filing
|
|
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This statement is being filed (1) by Moore Capital Management, LP, a Delaware limited partnership (“MCM”), (2) by MMF LT, LLC, a Delaware limited liability company (“MMF”), (3) by Moore Global Investments, LLC, a Delaware limited liability
company (“MGI”), (4) by Moore Capital Advisors, L.L.C., a Delaware limited liability company (“MCA”), (5) by Moore Strategic Ventures, LLC, a Delaware limited liability company (“MSV”) and (6) by Louis M. Bacon (“Mr. Bacon”), a United States
citizen, in his capacity as chairman, chief executive officer and director of MCM. MCM, as the investment manager of MMF, has voting and investment control over the shares held by MMF. MGI and MCA are the sole owners of MMF. Mr. Bacon is the
indirect majority owner of and controls MCM and its general partner, MCA, and is the indirect majority owner of MMF. Mr. Bacon has indirect voting and investment control over the shares held by MSV and may be deemed the beneficial owner of
the shares held by MSV. This statement relates to Shares (as defined below) held by MMF and MSV. Each of MCM, MMF, MGI, MCA, MSV and Mr. Bacon, in the capacities set forth above, may be deemed to be the beneficial owner of Shares, as
applicable.
|
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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|
|
|
|
|
The principal business office of each of MCM, MMF, MGI, MCA, MSV and Mr. Bacon is located at 11 Times Square, 39th Floor, New York, New York 10036.
|
|
Item 2(c).
|
Citizenship:
|
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i)
|
MCM is a Delaware limited partnership;
|
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ii)
|
MMF is a Delaware limited liability company;
|
|
iii)
|
MGI is a Delaware limited liability company;
|
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iv)
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MCA is a Delaware limited liability company;
|
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v)
|
MSV is a Delaware limited liability company; and
|
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vi)
|
Mr. Bacon is a United States citizen.
|
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Item 2(d).
|
Title of Class of Securities:
|
|
|
Ordinary Shares, nominal value €0.12 per share (the "Shares").
|
|
Item 2(e).
|
CUSIP Number:
|
|
|
|
|
|
N63018118
|
|
Item 3.
|
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
|
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This Item 3 is not applicable.
|
| Item 4. | Ownership: |
|
Item 4(a).
|
Amount Beneficially Owned:
|
||
|
|
|
||
|
|
Items 5 through 9 and 11 of each of the cover pages to this Schedule 13G are incorporated herein by reference.
MMF directly holds and beneficially owns 26,250 Shares. MSV directly holds and beneficially owns 6,752,541 Shares. As of the date hereof, each of MCM, MGI, MCA and Mr. Bacon may be deemed to be the beneficial owner of the 26,250 Shares
held by MMF and Mr. Bacon may be deemed to be the beneficial owner of the 6,752,541 Shares held by MSV. Such beneficial ownership excludes 2,288,236 additional Shares that MSV has the right to receive if the Shares meet or exceed certain
target prices as set forth in the Issuer’s Amendment No. 8 to Form F-4 filed with the Securities and E
xchange Commission (“SEC”) on September 19, 2023.
|
||
|
|
|
||
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Item 4(b).
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Percent of Class:
|
||
|
|
|||
|
|
As of the date hereof, each of MCM, MMF, MGI and MCA may be deemed to be the beneficial owner of less than 0.1% of the total number of Shares outstanding, MSV may be deemed to be the beneficial owner of approximately 9.2% of the total
number of Shares outstanding, and Mr. Bacon may be deemed to be the beneficial owner of approximately 9.3% of the total number of Shares outstanding, based on 73,316,318 Shares outstanding as of October 25, 2023, as reported in the Issuer’s
Form 20-F filed with the Securities and Exchange Commission on October 25, 2023, which number excludes 20,000,000 Shares that certain shareholders have the right to receive if the Shares meet or exceed certain target prices as set forth in
the Issuer’s Amendment No. 8 to Form F-4 filed with SEC on September 19, 2023.
|
||
|
|
|
||
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Item 4(c).
|
Number of shares as to which such person has:
|
||
|
|
|
||
|
|
MCM
|
|
|
|
|
(i)
|
Sole power to vote or direct the vote
|
26,250
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
26,250
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|
MMF
|
||
|
|
(i)
|
Sole power to vote or direct the vote
|
26,250
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
26,250
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|
MGI
|
||
|
|
(i)
|
Sole power to vote or direct the vote
|
26,250
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
26,250
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|
MCA
|
||
|
|
(i)
|
Sole power to vote or direct the vote
|
26,250
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
26,250
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|
MSV
|
||
|
|
(i)
|
Sole power to vote or direct the vote
|
6,752,541 (1)
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
6,752,541 (1)
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
|
|
|
|
|
|
|
Mr. Bacon
|
||
|
|
(i)
|
Sole power to vote or direct the vote
|
6,778,791 (1)
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
0
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
6,778,791 (1)
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
0
|
(1) Such beneficial ownership excludes 2,288,236 additional Shares that MSV has the right to receive if the Shares meet or exceed certain target prices as set forth in the Issuer’s Amendment No. 8 to Form F-4 filed with
the SEC on September 19, 2023.
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
|
|
|
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [ ].
|
|
|
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person:
|
|
|
|
|
|
This Item 6 is not applicable.
|
|
|
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
|
|
|
|
|
|
This Item 7 is not applicable.
|
|
|
|
|
Item 8.
|
Identification and Classification of Members of the Group:
|
|
|
|
|
|
This Item 8 is not applicable.
|
|
|
|
|
Item 9.
|
Notice of Dissolution of Group:
|
|
|
|
|
|
This Item 9 is not applicable.
|
|
|
|
|
Item 10.
|
Certification:
|
|
|
By signing below each of the Reporting Persons certifies that, to the best of such person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
|
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
|
Date: October 30, 2023
|
MOORE CAPITAL MANAGEMENT, LP
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
|
|
|
Date: October 30, 2023
|
MMF LT, LLC
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
MOORE GLOBAL INVESTMENTS, LLC
|
|
|
By: Moore Capital Management, LP
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
MOORE CAPITAL ADVISORS, L.L.C.
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
MOORE STRATEGIC VENTURES, LLC
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
LOUIS M. BACON
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Attorney-in-Fact
|
EXHIBIT INDEX
|
A.
|
Joint Filing Agreement, dated as of October 30, 2023, by and among Moore Capital Management, LP, MMF LT, LLC, Moore Global Investments, LLC, Moore Capital Advisors, L.L.C., Moore Strategic Ventures, LLC and Louis M. Bacon.
|
|
B. |
Power of Attorney, dated as of February 10, 2022, granted by Louis M. Bacon in favor of James E. Kaye and James Danza |
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13G with respect to the Ordinary Shares, nominal value €0.12 per share, of Next.e.GO N.V. dated as of October 30, 2023, is, and any
amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934.
|
Date: October 30, 2023
|
MOORE CAPITAL MANAGEMENT, LP
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
|
|
|
Date: October 30, 2023
|
MMF LT, LLC
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
MOORE GLOBAL INVESTMENTS, LLC
|
|
|
By: Moore Capital Management, LP
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
MOORE CAPITAL ADVISORS, L.L.C.
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
MOORE STRATEGIC VENTURES, LLC
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Vice President
|
|
Date: October 30, 2023
|
LOUIS M. BACON
|
|
|
|
|
|
By: /s/ James E. Kaye
|
|
|
James E. Kaye
|
|
|
Attorney-in-Fact
|
EXHIBIT B
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENT, that I, Louis M. Bacon, hereby make constitute and appoint each of James E. Kaye and James Danza, acting individually, as my
agent and attorney-in-fact for the purpose of executing in my name (a) in my personal capacity or (b) in my capacity as Chairman and Chief Executive Officer of each of Moore Capital Management, LP and Moore Capital Advisors, L.L.C. and their
respective affiliates all documents, certificates, instruments, statements, filing and agreements ("documents") to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or
entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities or other investments, and any other documents relating or ancillary thereto, including but not limited to, all
documents relating to filings with the United States Securities and Exchange Commission (the "SEC") pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the "Act") and the rules and regulations promulgated thereunder,
including: (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act including, without limitation: (a) any acquisition statements on Schedule 13D or
Schedule 13G and any amendments thereto, (b) any
joint filing agreements pursuant to Rule 13d-1(k), and (c) any initial statements of, or states of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5 and (2) any information
statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.
This power of attorney shall be valid from the date hereof until revoked by me.
IN WITNESS WHEREOF, I have executed this instrument as of the February 10, 2022.
/s/ Louis M. Bacon
Louis M. Bacon