Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934 |
ADVANCED EMISSIONS SOLUTIONS, INC. |
(Name of Issuer)
|
Common Stock, par value $0.001 per share |
(Title of Class of Securities)
|
00770C101 |
(CUSIP Number)
|
December 31, 2021 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo A-N Credit Fund (Delaware), L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
Page 2 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo A-N Credit Management, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
Page 3 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo Credit Strategies Master Fund Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
CO | |||||
Page 4 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo ST Fund Management LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
Page 5 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo ST Operating LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
Page 6 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo ST Capital LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
Page 7 of 22
1 | Name
of Reporting PersonS | ||
ST Management Holdings, LLC | |||
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
2 | (a) | ¨ | |
(b) | ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENship or place of organization | ||
Cayman Islands |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power |
0 shares of Common Stock | ||
6 | shared voting power |
|
0 shares of Common Stock | ||
7 | sole dispositive power |
|
0 shares of Common Stock | ||
8 | shared dispositive power |
|
0 shares of Common Stock |
9 | aggregate amount beneficially owned by each reporting person | |
0 shares of Common Stock | ||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | x |
11 | percent of class represented by amount in row (9) | |
0.0% | ||
12 | type of reporting person (See Instructions) | |
OO |
Page 8 of 22
1 | Name
of Reporting PersonS | ||
Apollo Credit Management, LLC | |||
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
2 | (a) | ¨ | |
(b) | ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENship or place of organization | ||
Delaware |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power |
0 shares of Common Stock | ||
6 | shared voting power |
|
0 shares of Common Stock | ||
7 | sole dispositive power |
|
0 shares of Common Stock | ||
8 | shared dispositive power |
|
0 shares of Common Stock |
9 | aggregate amount beneficially owned by each reporting person | |
0 shares of Common Stock | ||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | x |
11 | percent of class represented by amount in row (9) | |
0.0% | ||
12 | type of reporting person (See Instructions) | |
OO |
Page 9 of 22
1 | Name
of Reporting PersonS | ||
Apollo Capital Credit Management, LLC | |||
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
2 | (a) | ¨ | |
(b) | ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENship or place of organization | ||
Delaware |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power |
0 shares of Common Stock | ||
6 | shared voting power |
|
0 shares of Common Stock | ||
7 | sole dispositive power |
|
0 shares of Common Stock | ||
8 | shared dispositive power |
|
0 shares of Common Stock |
9 | aggregate amount beneficially owned by each reporting person | |
0 shares of Common Stock | ||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | x |
11 | percent of class represented by amount in row (9) | |
0.0% | ||
12 | type of reporting person (See Instructions) | |
OO |
Page 10 of 22
1 | Name
of Reporting PersonS | ||
Apollo SA Management, LLC | |||
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | |||
2 | (a) | ¨ | |
(b) | ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENship or place of organization | ||
Delaware |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power |
0 shares of Common Stock | ||
6 | shared voting power |
|
0 shares of Common Stock | ||
7 | sole dispositive power |
|
0 shares of Common Stock | ||
8 | shared dispositive power |
|
0 shares of Common Stock |
9 | aggregate amount beneficially owned by each reporting person | |
0 shares of Common Stock | ||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) | x |
11 | percent of class represented by amount in row (9) | |
0.0% | ||
12 | type of reporting person (See Instructions) | |
OO |
Page 11 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo Capital Management, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
Page 12 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo Capital Management GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
Page 13 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo Management Holdings, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
Page 14 of 22
1 | Name of Reporting PersonS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Apollo Management Holdings GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organizat ion | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | sole voting power | |||
0 shares of Common Stock | |||||
6 | shared voting power | ||||
0 shares of Common Stock | |||||
7 | sole dispositive power | ||||
0 shares of Common Stock | |||||
8 | shared dispositive power | ||||
0 shares of Common Stock | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares of Common Stock | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
Page 15 of 22
Item 1. | (a) | Name of Issuer |
Advanced Emissions Solutions, Inc.
(b) | Address of Issuer’s Principal Executive Offices |
640 Plaza Drive, Suite 270,
Highlands Ranch, CO 80129
Item 2. | (a) | Name of Person Filing |
This statement is filed by (i) Apollo A-N Credit Fund (Delaware), L.P. (“A-N Credit”); (ii) Apollo A-N Credit Management, LLC (“A-N Credit Management”); (iii) Apollo Credit Strategies Master Fund Ltd. (“Credit Strategies”); (iv) Apollo ST Fund Management LLC (“ST Management”); (v) Apollo ST Operating LP (“ST Operating”); (vi) Apollo ST Capital LLC (“ST Capital”); (vii) ST Management Holdings, LLC (“ST Management Holdings”); (viii) Apollo Credit Management, LLC (“ACM LLC”); (ix) Apollo Capital Credit Management, LLC (“ACCM LLC”); (x) Apollo SA Management, LLC (“SA Management”); (xi) Apollo Capital Management, L.P. (“Capital Management”); (xii) Apollo Capital Management GP, LLC (“Capital Management GP”); (xiii) Apollo Management Holdings, L.P. (“Management Holdings”); and (xiv) Apollo Management Holdings GP, LLC (“Management Holdings GP”). The foregoing are collectively referred to herein as the “Reporting Persons.”
A-N Credit Management serves as the investment manager for A-N Credit. ST Management serves as the investment manager for Credit Strategies. ST Operating is the sole member of ST Management. The general partner of ST Operating is ST Capital. ST Management Holdings is the sole member of ST Capital.
ACM LLC provides investment management services for Franklin K2 Long Short Credit Fund (“Franklin K2”). ACCM LLC is the sole member of ACM LLC. SA Management provides investment management services for (i) Franklin Templeton Investment Funds (“FTIF Franklin”), (ii) Franklin K2 Alternative Strategies Fund (“FASF-Franklin K2”), and (iii) FTIF Franklin K2 Long/Short Credit Fund (“FTIF Franklin K2 Long/Short”).
Capital Management serves as the sole member of A-N Credit Management, ACCM LLC, and SA Management, as the sole member and manager of ST Management Holdings, and provides investment management services for K2 Apollo Liquid Credit Master Fund Ltd (“K2 Apollo”). Capital Management GP serves as the general partner of Capital Management. Management Holdings serves as the sole member and manager of Capital Management GP, and Management Holdings GP serves as the general partner of Management Holdings.
(b) | Address of Principal Business Office or, if none, Residence |
The address of the principal office of each of A-N Credit is One Manhattanville Road, Suite 201, Purchase, New York 10577. The principal office of Credit Strategies is c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman, KY-9008, Cayman Islands. The principal office of each of A-N Credit Management, ST Management, ST Operating, ST Capital, ST Management Holdings, ACM LLC, ACCM LLC, SA Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP is 9 W. 57th Street, 43rd Floor, New York, New York 10019.
Page 16 of 27
(c) | Citizenship |
A-N Credit, ST Operating, Capital Management and Management Holdings are each Delaware limited partnerships. Credit Strategies and ST Management Holdings are each exempted companies incorporated in the Cayman Islands with limited liability. A-N Credit Management, ST Management, ST Capital, ST Management Holdings, ACM LLC, ACCM LLC, SA Management, Capital Management GP and Management Holdings GP are each Delaware limited liability companies.
(d) | Title of Class of Securities |
Common Stock, par value $0.001 per share (the “Common Stock”).
(e) | CUSIP Number |
00770C101
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
A-N Credit | 0 | |
A-N Credit Management | 0 | |
Credit Strategies | 0 | |
ST Management | 0 | |
ST Operating | 0 | |
ST Capital | 0 | |
ST Management Holdings | 0 | |
ACM | 0 | |
ACM LLC | 0 | |
SA Management | 0 | |
Capital Management | 0 | |
Capital Management GP | 0 | |
Management Holdings | 0 | |
Management Holdings GP | 0 |
The number of shares of Common Stock reported as beneficially owned in this Schedule 13G is as of December 31, 2021. As of December 31, 2021, the Reporting Persons beneficially owned an aggregate of 0 shares of Common Stock. The number of shares reported as beneficially owned by Capital Management include, among others, 0 shares of Common Stock held by K2 Apollo, for which Capital Management has the authority to vote and to make investment decisions. The shares of Common Stock reported as beneficially owned by A-N Credit Management, ST Management Holdings, ACCM LLC, and SA Management are also included in the shares reported as beneficially owned by Capital Management, Capital Management GP, Management Holdings and Management Holdings GP.
Page 17 of 27
A-N Credit and Credit Strategies each disclaims beneficial ownership of Common Stock reported in this report not owned of record by such Reporting Persons. The other Reporting Persons, and Messrs. Marc Rowan, Scott Kleinman and James Zelter, the managers, as well as executive officers, of Management Holdings GP, each disclaim beneficial ownership of all shares of Common Stock included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(b) | Percent of class: |
A-N Credit | 0.0% | |
A-N Credit Management | 0.0% | |
Credit Strategies | 0.0% | |
ST Management | 0.0% | |
ST Operating | 0.0% | |
ST Capital | 0.0% | |
ST Management Holdings | 0.0% | |
ACM LLC | 0.0% | |
ACCM LLC | 0.0% | |
SA Management | 0.0% | |
Capital Management | 0.0% | |
Capital Management GP | 0.0% | |
Management Holdings | 0.0% | |
Management Holdings GP | 0.0% |
The percentage amounts are based on 18,865,140 shares of Common Stock outstanding as of November 4, 2021, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 9, 2021.
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: |
0 for all Reporting Persons
(ii) | Shared power to vote or to direct the vote: |
A-N Credit | 0 | |
A-N Credit Management | 0 | |
Credit Strategies | 0 | |
ST Management | 0 | |
ST Operating | 0 | |
ST Capital | 0 | |
ST Management Holdings | 0 | |
ACM LLC | 0 | |
ACCM LLC | 0 | |
SA Management | 0 | |
Capital Management | 0 | |
Capital Management GP | 0 | |
Management Holdings | 0 | |
Management Holdings GP | 0 |
Page 18 of 27
(iii) | Sole power to dispose or to direct the disposition of: |
0 for all Reporting Persons
(iv) | Shared power to dispose or to direct the disposition of: |
A-N Credit | 0 | |
A-N Credit Management | 0 | |
Credit Strategies | 0 | |
ST Management | 0 | |
ST Operating | 0 | |
ST Capital | 0 | |
ST Management Holdings | 0 | |
ACM LLC | 0 | |
ACCM LLC | 0 | |
SA Management | 0 | |
Capital Management | 0 | |
Capital Management GP | 0 | |
Management Holdings | 0 | |
Management Holdings GP | 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
Item 9. | Notice of Dissolution of Group. |
Not applicable.
Item 10. | Certification. |
Not applicable.
[The remainder of this page intentionally left blank.]
Page 19 of 27
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2022
APOLLO A-N CREDIT FUND (DELAWARE), L.P. | ||||
By: | Apollo A-N Credit Advisors (APO FC Delaware), L.P., | |||
its general partner | ||||
By: | Apollo A-N Credit Advisors (APO FC-GP), LLC, | |||
its general partner | ||||
By: | /s/ Joseph D. Glatt | |||
Name: | Joseph D. Glatt | |||
Title: | Vice President | |||
APOLLO A-N CREDIT MANAGEMENT, LLC | ||||
By: | /s/ Joseph D. Glatt | |||
Name: | Joseph D. Glatt | |||
Title: | Vice President | |||
APOLLO CREDIT STRATEGIES MASTER FUND LTD. | ||||
By: | Apollo ST Fund Management LLC, | |||
its investment manager | ||||
By: | /s/ Joseph D. Glatt | |||
Name: | Joseph D. Glatt | |||
Title: | Vice P resident | |||
APOLLO ST FUND MANAGEMENT LLC | ||||
By: | /s/ Joseph D. Glatt | |||
Name: | Joseph D. Glatt | |||
Title: | Vice President |
Page 20 of 22
APOLLO ST OPERATING LP | |||
By: | Apollo ST Capital LLC, | ||
its general partner | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO ST CAPITAL LLC | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
ST MANAGEMENT HOLDINGS, LLC | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO CREDIT MANAGEMENT, LLC | |||
By: | Apollo Capital Credit Management, LLC, | ||
its sole member | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO CAPITAL CREDIT MANAGEMENT, LLC | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President |
Page 21 of 22
APOLLO SA MANAGEMENT, LLC | |||
By: | Apollo Capital Management, L.P., | ||
its sole member | |||
By: | Apollo Capital Management GP, LLC, | ||
its general partner | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO CAPITAL MANAGEMENT, L.P. | |||
By: | Apollo Capital Management GP, LLC, | ||
its general partner | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO CAPITAL MANAGEMENT GP, LLC | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO MANAGEMENT HOLDINGS, L.P. | |||
By: | Apollo Management Holdings GP, LLC, | ||
its general partner | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President | ||
APOLLO MANAGEMENT HOLDINGS GP, LLC | |||
By: | /s/ Joseph D. Glatt | ||
Name: | Joseph D. Glatt | ||
Title: | Vice President |
Page 22 of 22