Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934 |
HCM Acquisition Corp |
(Name of Issuer) |
Class A ordinary share, par value $0.0001 per share |
(Title of Class of Securities) |
G4365A101 |
(CINS Number) |
December 31, 2022 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SEC 1745 (3-06)
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo PPF Credit Strategies, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 sha res | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
2
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Credit Strategies Master Fund Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Cayman Islands | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
CO | |||||
3
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo ST Fund Management LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
4
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo ST Operating LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
5
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo ST Capital LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
6
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
ST Management Holdings, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
7
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo SPAC Fund I, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Cayman Islands | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
757,268 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
8
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo SPAC Management I, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
9
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo SPAC Management I GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
757,268 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
10
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Credit Management, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
11
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Capital Credit Management, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
12
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo SA Management, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
0 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
0 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
0 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) x | ||||
11 | percent of class represented by amount in row (9) | ||||
0.0% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
13
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Capital Management, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
757,268 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
14
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Capital Management GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
757,268 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
15
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Management Holdings, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
757,268 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
PN | |||||
16
CINS No. G4365A101 |
1 | Name
of Reporting PersonS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). | ||||
Apollo Management Holdings GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
(a) ¨ | |||||
(b) ¨ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENship or place of organization | ||||
Delaware | |||||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | sole voting power | |||
0 shares | |||||
6 | shared voting power | ||||
757,268 shares | |||||
7 | sole dispositive power | ||||
0 shares | |||||
8 | shared dispositive power | ||||
757,268 shares | |||||
9 | aggregate amount beneficially owned by each reporting person | ||||
757,268 shares | |||||
10 | check box if the aggregate amount in row (9) excludes certain shares (See Instructions) ¨ | ||||
11 | percent of class represented by amount in row (9) | ||||
2.6% | |||||
12 | type of reporting person (See Instructions) | ||||
OO | |||||
17
Item 1. | (a) | Name of Issuer |
HCM Acquisition Corp
(b) | Address of Issuer’s Principal Executive Offices |
100 First Stamford Place, Suite 330
Stamford, CT 06902
Item 2. | (a) | Name of Person Filing |
This statement is filed by (i) Apollo PPF Credit Strategies, LLC (“PPF Credit Strategies”); (ii) Apollo Credit Strategies Master Fund Ltd. (“Credit Strategies”); (iii) Apollo ST Fund Management LLC (“ST Management”); (iv) Apollo ST Operating LP (“ST Operating”); (v) Apollo ST Capital LLC (“ST Capital”); (vi) ST Management Holdings, LLC (“ST Management Holdings”); (vii) Apollo SPAC Fund I, L.P. (“SPAC Fund I”); (viii) Apollo SPAC Management I, L.P. (“SPAC Management I”); (ix) Apollo SPAC Management I GP, LLC (“SPAC Management I GP”); (x) Apollo Credit Management, LLC (“ACM LLC”); (xi) Apollo Capital Credit Management, LLC (“ACCM LLC”); (xii) Apollo SA Management, LLC (“SA Management”); (xiii) Apollo Capital Management, L.P. (“Capital Management”); (xiv) Apollo Ca pital Management GP, LLC (“Capital Management GP”); (xv) Apollo Management Holdings, L.P. (“Management Holdings”); and (xvi) Apollo Management Holdings GP, LLC (“Management Holdings GP”). The foregoing are collectively referred to herein as the “Reporting Persons.”
SPAC Fund I holds securities of the Issuer. PPF Credit Strategies and Credit Strategies no longer hold any securities of the Issuer.
Apollo PPF Credit Strategies Management, LLC serves as the investment manager of PPF Credit Strategies. ST Management serves as the investment manager for Credit Strategies. ST Operating is the sole member of ST Management. The general partner of ST Operating is ST Capital. ST Management Holdings is the sole member of ST Capital. SPAC Management I serves as the investment manager for SPAC Fund I. The general partner of SPAC Management I is SPAC Management I GP.
ACM LLC provides investment management services for Franklin K2 Long Short Credit Fund (“Franklin K2”) and FASF Franklin K2 Alternative Strategies Fund (“FASF-Franklin K2”). ACCM LLC is the sole member of ACM LLC.
SA Management provides investment management services for Franklin Templeton Investment Funds - Franklin K2 Alternative Strategies Fund (“FTIF-Franklin K2”).
Capital Management serves as the sole member of SPAC Management I GP, ACCM LLC, and SA Management, the sole member and manager of ST Management Holdings, and provides investment management services for K2 Apollo Credit Master Fund Ltd. (“K2 Apollo”). Capital Management GP serves as the general partner of Capital Management. Management Holdings serves as the sole member and manager of Capital Management GP, and Management Holdings GP serves as the general partner of Management Holdings.
18
(b) | Address of Principal Business Office or, if none, Residence |
The principal office of each of PPF Credit Strategies and SPAC Fund I is One Manhattanville Road, Suite 201, Purchase, New York 10577. The principal office of Credit Strategies is c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman, KY-9008, Cayman Islands. The principal office of each of ST Management, ST Operating, ST Capital, ST Management Holdings, SPAC Management I, SPAC Management I GP, ACM LLC, ACCM LLC, SA Management, Capital Management, Capital Management GP, Management Holdings, and Management Holdings GP is 9 W. 57th Street, 43rd Floor, New York, New York 10019.
(c) | Citizenship |
Credit Strategies is an exempted company incorporated in the Cayman Islands with limited liability. SPAC Fund I is a Cayman Islands exempted limited partnership. PPF Credit Strategies, ST Management, ST Capital, ST Management Holdings, SPAC Management I GP, ACM LLC, ACCM LLC, SA Management, Capital Management GP, and Management Holdings GP are each a Delaware limited liability company. ST Operating, SPAC Management I, Capital Management, and Management Holdings are each a Delaware limited partnership.
(d) | Title of Class of Securities |
Class A ordinary share, par value $0.0001 per share (the “Common Stock”).
(e) | CUSIP Number |
G4365A101
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Item 4. | Ownership. |
Beneficial ownership information is reported as of December 31, 2022. SPAC Fund I also holds 378,634 redeemable warrants that entitle the holder thereof to purchase one share of Common Stock upon 30 days after the completion of the Issuer’s Initial Business Combination, and will expire five years after the completion of the Issuer’s Initial Business Combination or earlier upon redemption or liquidation.
19
(a) | Amount beneficially owned: |
PPF Credit Strategies | 0 | |||
Credit Strategies | 0 | |||
ST Management | 0 | |||
ST Operating | 0 | |||
ST Capital | 0 | |||
ST Management Holdings | 0 | |||
SPAC Fund I | 757,268 | |||
SPAC Management I | 757,268 | |||
SPAC Management I GP | 757,268 | |||
ACM LLC | 0 | |||
ACCM LLC | 0 | |||
SA Management | 0 | |||
Capital Management | 757,268 | ; | ||
Capital Management GP | 757,268 | |||
Management Holdings | 757,268 | |||
Management Holdings GP | 757,268 |
PPF Credit Strategies, Credit Strategies, and SPAC Fund I each disclaims beneficial ownership of all shares of Common Stock included in this report other than the shares of Common Stock held of record by such Reporting Person, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose. ST Management, ST Operating, ST Capital, ST Management Holdings, SPAC Management I, SPAC Management I GP, ACM LLC, ACCM LLC, SA Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP, and Messrs. Scott Kleinman, James Zelter and Marc Rowan, the managers, as well as executive officers, of Management Holdings GP, each disclaims beneficial ownership of all shares of Common Stock included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(b) | Percent of class: |
PPF Credit Strategies | 0.0 | % | ||
Credit Strategies | 0.0 | % | ||
ST Management | 0.0 | % | ||
ST Operating | 0.0 | % | ||
ST Capital | 0.0 | % | ||
ST Management Holdings | 0.0 | % | ||
SPAC Fund I | 2.6 | % | ||
SPAC Management I | 2.6 | % | ||
SPAC Management I GP | 2.6 | % | ||
ACM LLC | 0.0 | % | ||
ACCM LLC | 0.0 | % | ||
SA Management | 0.0 | % | ||
Capital Management | 2.6 | % | ||
Capital Management GP | 2.6 | % | ||
Management Holdings | 2.6 | % | ||
Management Holdings GP | 2.6 | % |
The percentages are based on 28,750,000 shares of Common Stock outstanding as of November 3, 2022, as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed on November 3, 2022.
20
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
0 for all Reporting Persons
(ii) Shared power to vote or to direct the vote:
PPF Credit Strategies | 0 | |||
Credit Strategies | 0 | |||
ST Management | 0 | |||
ST Operating | 0 | |||
ST Capital | 0 | |||
ST M anagement Holdings | 0 | |||
SPAC Fund I | 757,268 | |||
SPAC Management I | 757,268 | |||
SPAC Management I GP | 757,268 | |||
ACM LLC | 0 | |||
ACCM LLC | 0 | |||
SA Management | 0 | |||
Capital Management | 757,268 | |||
Capital Management GP | 757,268 | |||
Management Holdings | 757,268 | |||
Management Holdings GP | 757,268 |
(iii) Sole power to dispose or to direct the disposition of:
0 for all Reporting Persons
(iv) Shared power to dispose or to direct the disposition of:
PPF Credit Strategies | 0 | |||
Credit Strategies | 0 | |||
ST Management | 0 | |||
ST Operating | 0 | |||
ST Capital | 0 | |||
ST Management Holdings | 0 | |||
SPAC Fund I | 757,268 | |||
SPAC Management I | 757,268 | |||
SPAC Management I GP | 757,268 | |||
ACM LLC | 0 | |||
ACCM LLC | 0 | |||
SA Management | 0 | |||
Capital Management | 757,268 | |||
Capital Management GP | 757,268 | |||
Management Holdings | 757,268 | |||
Management Holdings GP | 757,268 |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
Item 9. | Notice of Dissolution of Group. |
Not applicable.
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
[The remainder of this page is intentionally left blank.]
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 13, 2023
Apollo PPF Credit Strategies, LLC | |||
By: | Apollo PPF Credit Strategies Management, LLC, | ||
its investment manager | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President |
APOLLO CREDIT STRATEGIES MASTER FUND LTD. | |||
By: | Apollo ST Fund Management LLC, | ||
its investment manager | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President |
APOLLO ST FUND MANAGEMENT LLC | ||
By: | /s/ William Kuesel | |
Name: | William Kuesel | |
Title: | Vice President |
APOLLO ST OPERATING LP | |||
By: | Apollo ST Capital LLC, | ||
its general partner | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President |
APOLLO ST CAPITAL LLC | ||
By: | /s/ William Kuesel | |
Name: | William Kuesel | |
Title: | Vice President |
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ST MANAGEMENT HOLDINGS, LLC | ||
By: | /s/ William Kuesel | |
Name: | William Kuesel | |
Title: | Vice President |
APOLLO SPAC FUND I, L.P. | |||
By: | Apollo SPAC Management I, L.P., | ||
its investment manager | |||
By: | Apollo SPAC Management I GP, LLC, | ||
its general partner |
By: | /s/ William Kuesel | |||
Name: | William Kuesel | |||
Title: | Vice President |
APOLLO SPAC MANAGEMENT I, L.P. | |||
By: | Apollo SPAC Management I GP, LLC, | ||
its general partner | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President |
APOLLO SPAC MANAGEMENT I GP, LLC | ||
By: | /s/ William Kuesel | |
Name: | William Kuesel | |
Title: | Vice President |
APOLLO CREDIT MANAGEMENT, LLC | |||
By: | Apollo Capital Credit Management, LLC, | ||
its sole member | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President |
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APOLLO CAPITAL CREDIT MANAGEMENT, LLC | ||
By: | /s/ William Kuesel | |
Name: | William Kuesel | |
Title: | Vice President |
APOLLO SA MANAGEMENT, LLC | ||
By: | Apollo Capital Management, L.P., | |
its sole member | ||
By: | Apollo Capital Management GP, LLC, | ||
its general partner |
By: | /s/ William Kuesel | |||
Name: | William Kuesel | |||
Title: | Vice President |
APOLLO CAPITAL MANAGEMENT, L.P. | |||
By: | Apollo Capital Management GP, LLC, | ||
its general partner | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President |
APOLLO CAPITAL MANAGEMENT GP, LLC | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
Title: | Vice President | ||
APOLLO MANAGEMENT HOLDINGS, L.P. | |||
By: | Apollo Management Holdings GP, LLC, | ||
its general partner | |||
By: | /s/ William Kuesel | ||
Name: | William Kuesel | ||
; | Title: | Vice President | |
25
APOLLO MANAGEMENT HOLDINGS GP, LLC | ||
By: | /s/ William Kuesel | |
Name: | William Kuesel | |
Title: | Vice President |
26