Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
EMBARK TECHNOLOGY, INC.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
29079J103
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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☐
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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP NO.
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66516U200
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Schedule 13G
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1
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NAMES OF REPORTING PERSONS
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Alberta Investment Management Corporation
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Alberta, Canada
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,742,3361
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6
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SHARED VOTING POWER
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-0-
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7
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SOLE DISPOSITIVE POWER
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3,742,3361
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8
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SHARED DISPOSITIVE POWER
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-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,742,3361
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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1.0%2
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12
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TYPE OF REPORTING PERSON*
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FI
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Represents (i) 1,447,462 shares of Class A Common Stock of the Issuer held by the Reporting Person, (ii) 933,334 shares of Class A Common Stock underlying private placement warrants of the Issuer held
by the Reporting Person that are exercisable within the next 60 days, and (iii) 1,361,540 shares of Class A Common Stock underlying public warrants of the Issuer held by the Reporting Person that are exercisable within the next 60
days.
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Based on 364,768,959 shares of Class A Common Stock of the Issuer outstanding, consisting of (i) the 362,474,085 shares of Class A Common Stock outstanding as of November 10, 2021 as reported in the
Issuer’s prospectus supplement filed pursuant to Rule 424(b)(3) filed with the SEC on December 14, 2021, plus (ii) 933,334 shares of Class A Common Stock underlying the private placement warrants held by the Reporting Person, and
(iii) 1,361,540 shares of Class A Common Stock underlying the public warrants held by the Reporting Person.
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Item 1 (a)
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Name of Issuer:
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Embark Technology, Inc. (the “Issuer”)
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Item 1 (b)
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Address of Issuer's Principal Executive Offices:
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424 Townsend Street, San Francisco, CA 94107
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Item 2 (a)
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Name of Person Filing:
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Alberta Investment Management Corporation (the “Reporting Person”)
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(b)
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Address of Principal Business Office or, if none, Residence:
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1600 - 10250 101 Street NW
Edmonton, Alberta T5J 3P4
Canada
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Citizenship:
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The Reporting Person is organized under the laws of Alberta, Canada.
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(d)
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Title of Class of Securities:
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Class A Common Stock, par value $0.0001 per share (the “Common Stock”).
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(e)
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CUSIP No.:
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29079J103
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Item 3
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If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
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Not Applicable
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Item 4 (a)
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Ownership
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A.
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Alberta Investment Management Corporation
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(a)
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Amount beneficially owned: 3,742,336 shares
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Reflects 1,447,462 shares of Common Stock, 933,334 private placement warrants and 1,361,540 public warrantsto purchase Common Stock of the Issuer held by the
Reporting Person. Each warrant entitles the holder to purchase one share of Common Stock at an exercise price of $11.50 per share .
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(b)
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Percent of class: 1.0%
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Based on 364,768,959 shares of Class A Common Stock of the Issuer outstanding, consisting of (i) the 362,474,085 shares of Class A Common Stock outstanding as of
November 10, 2021 as reported in the Issuer’s prospectus supplement filed pursuant to Rule 424(b)(3) filed with the SEC on December 14, 2021, plus (ii) 933,334 shares of Class A Common Stock underlying the private placement warrants
held by the Reporting Person, and (iii) 1,361,540 shares of Class A Common Stock underlying the public warrants held by the Reporting Person.
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(c)
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Number of shares as to which such person has:
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Alberta Investment Management Corporation
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(i)
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Sole power to vote or direct the vote: 3,742,336
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(ii)
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Shared power to vote or direct the vote: -0-
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(iii)
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Sole power to dispose or direct the disposition: 3,742,336
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(iv)
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Shared power to dispose or direct the disposition: -0-
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Item 5
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Ownership of Five Percent or Less of a Class:
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If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].
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Item 6
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Ownership of More Than Five Percent on Behalf of Another Person:
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Pursuant to the Alberta Investment Management Corporation Act, SA 2007 c A-26.5, AIMCo provides investment management services for a diverse group of Alberta
public sector clients, including Alberta public sector pension plans and provincial endowment funds.
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
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Not applicable.
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Item 8
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Identification and Classification of Members of the Group:
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Not applicable.
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Item 9
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Notice of Dissolution of Group:
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Not applicable.
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Item 10
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Certification:
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination
under § 240.14a-11.
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SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2022
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ALBERTA INVESTMENT MANAGEMENT CORPORATION
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By:
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/s/ Jessica Reddy
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Name:
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Jessica Reddy
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Title:
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Acting Chief Compliance Officer
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