Sec Form 13G Filing - Boxer Capital LLC filing for UNIQURE N V (QURE) - 2024-07-18

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
uniQure N.V.
(Name of Issuer)
Ordinary Shares, par value €0.05 per share
(Title of Class of Securities)
N90064101
(CUSIP Number)

July 10, 2024
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)
☒ Rule 13d-1(c)
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




   
CUSIP No. N90064101
13G

1
NAMES OF REPORTING PERSONS
 
 
 
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
2,500,000
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 
2,500,000
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 
2,500,000
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
5.1%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
OO
 
 
 
 




   
CUSIP No. N90064101
13G

1
NAMES OF REPORTING PERSONS
 
 
 
Boxer Asset Management Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Bahamas
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
2,500,000
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 
2,500,000
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
&#x A0;
2,500,000
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
5.1%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
CO
 
 
 
 




   
CUSIP No. N90064101
13G

1
NAMES OF REPORTING PERSONS
 
 
 
Joe Lewis
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
United Kingdom
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
2,500,000
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 
2,500,000
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 
2,500,000
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
5.1%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
IN
 
 
 
 




Item 1. (a)
Name of Issuer
   
 
The name of the issuer is uniQure N.V. (the “Issuer”).
   
Item 1. (b)
Address of Issuer’s Principal Executive Offices
   
 
The Issuer’s principal executive offices are located at Paasheuvelweg 25a 1105 BP Amsterdam, The Netherlands.
    
Item 2. (a)
Name of Person Filing
     
 
This Schedule 13G is jointly filed by Boxer Capital, LLC (“Boxer Capital”), Boxer Asset Management Inc. (“Boxer Management”) and Joe Lewis (collectively, the “Reporting Persons”). Boxer Management is the managing member and majority owner of Boxer Capital. Joe Lewis is the sole indirect beneficial owner of and controls Boxer Management.
     
Item 2. (b)
Address of Principal Business Office or, if None, Residence
     
 
The principal business address of Boxer Capital is: 12860 El Camino Real, Suite 300, San Diego, CA 92130. The principal business address of Boxer Management and Joe Lewis is: Cay House, EP Taylor Drive N7776, Lyford Cay, New Providence, Bahamas.
     
 Item 2. (c)
Citizenship
 
     
 
Boxer Capital is a limited liability company organized under the laws of Delaware. Boxer Management is a corporation organized under the laws of the Bahamas. Joe Lewis is a citizen of the United Kingdom.
     
Item 2. (d)
Title of Class of Securities
     
 
Ordinary Shares, €0.05 par value per share (“Common Stock”).
     
Item 2. (e)
CUSIP Number
     
 
The CUSIP number for the Common Stock is N90064101.
     
Item 3.
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
     
 
Not Applicable.
     
Item 4.
Ownership
   
   
(a)
Amount beneficially owned:
       
     
The Reporting Persons beneficially own 2,500,000 shares of Common Stock.
       
   
(b)
Percent of class:
       
   
The percentage of beneficial ownership set forth herein is based on 48,549,437 shares of Common Stock reported outstanding on May 2, 2024 in the Quarterly Report on Form 10-Q filed by the Issuer with the Securities and Exchange Commission on May 7, 2024. The number of shares of Common Stock beneficially owned by the Reporting Persons represent 5.1% of the Issuer’s outstanding shares of Common Stock.
       
   
(c)
Number of shares as to which such person has:
         
     
(i)
Sole power to vote or to direct the vote:
         
       
None of the Reporting Persons has sole power to vote or to direct the vote of any shares of Common Stock.
         
     
(ii)
Shared power to vote or to direct the vote:
         
       
Boxer Capital, Boxer Management and Joe Lewis have shared power to vote or to direct the vote of 2,500,000 shares of Common Stock.
         
     
(iii)
 Sole power to dispose or to direct the disposition of:
         
       
None of the Reporting Persons has sole power to dispose or to direct the disposition of any shares of Common Stock.
         
     
(iv)
 Shared power to dispose or to direct the disposition of:
         
       
Boxer Capital, Boxer Management and Joe Lewis have shared power to dispose or to direct the disposition of 2,500,000 shares of Common Stock.
     




     
Item 5.
Ownership of Five Percent or Less of a Class
     
 
Not Applicable.
     
Item 6.
 
Ownership of More than Five Percent on Behalf of Another Person
     
 
Other than as may result from indirect interests of investors in Boxer Capital, no persons other than the Reporting Persons have the right to receive or the power to direct the receipt of dividends, or proceeds of sale of the securities disclosed herein.
     
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
     
 
Not Applicable.
 
     
Item 8.
Identification and Classification of Members of the Group
     
 
See Item 2.
 
     
Item 9.
Notice of Dissolution of Group
     
 
Not Applicable.
 
     
Item 10.
Certification
 
     
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
   
Exhibits
 
      1
Joint Filing Agreement, dated July 18, 2024, among the Reporting Persons.





SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  July 18, 2024
 

 
BOXER CAPITAL, LLC
 
 
 
 
 
 
 
By:
/s/ Aaron I. Davis
 
 
 
 
Name:  
Aaron I. Davis
 
 
 
Title:
Authorized Signatory
 
 
 
 
 
 
BOXER ASSET MANAGEMENT INC.
 
 
 
 
 
 
 
By:
/s/ Paul Higgs
 
 
 
 
Name:
Paul Higgs
 
 
 
Title:
Director
 
 
 
 
 
 
JOSEPH C. LEWIS
 
 
 
 
 
 
 
/s/ Joseph C. Lewis
 
 
  
Joseph C. Lewis, Individually