Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 9)*
Global X China Consumer ETF (Chiq US)
(Name of Issuer)
Common Stock
(Title of Class of Securities)
37950E408
(CUSIP Number)
December 31, 2020
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. 37950E408
|
13G
|
Page 2 of 8 Pages
|
| 1 |
NAME OF REPORTING PERSONS
Psagot Investment House Ltd.
|
||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) ☐
(b) ☐
|
||
| 3 |
SEC Use Only
|
||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Israel
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5 |
SOLE VOTING POWER
---
|
|
| 6 |
SHARED VOTING POWER
0 (*)
|
||
| 7 |
SOLE DISPOSITIVE POWER
---
|
||
| 8 |
SHARED DISPOSITIVE POWER
970,277 (*)
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
970,277 (*)
|
||
| 10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)
☐
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.99% (*) (**)
|
||
| 12 |
TYPE OF REPORTING PERSON (See instructions)
CO
|
||
(*) The securities reported herein are beneficially owned by portfolio accounts managed by Psagot Securities Ltd. a wholly-owned subsidiary of Psagot Investment House Ltd. Psagot Securities operates under independent
management and makes its own independent voting and investment decisions. Any economic interest or beneficial ownership in any of the securities covered by this report is held for the benefit of the owners of the portfolio accounts. This Statement
shall not be construed as an admission by Psagot Investment House Ltd. or Psagot Securities Ltd. that it is either the beneficial owner of any of the securities covered by this Statement, and both Psagot Investment House Ltd. and Psagot Securities
Ltd. disclaim beneficial ownership of any such securities.
(**) Based on 16,200,000 shares of common stock outstanding as of December 31, 2020(as reported on Bloomberg LP).
2
|
CUSIP No. 37950E408
|
13G
|
Page 3 of 8 Pages
|
| 1 |
NAME OF REPORTING PERSONS
Psagot Securities Ltd.
|
||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) ☐
(b) ☐
|
||
| 3 |
SEC Use Only
|
||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Israel
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5 |
SOLE VOTING POWER
---
|
|
| 6 |
SHARED VOTING POWER
0
|
||
| 7 |
SOLE DISPOSITIVE POWER
---
|
||
| 8 |
SHARED DISPOSITIVE POWER
970,277
|
||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
970,277
|
||
| 10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)
☐
|
||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
;
5.99% (*)
|
||
| 12 |
TYPE OF REPORTING PERSON (See instructions)
CO
|
||
(*) Based on 16,200,000 shares of common stock outstanding as of December 31, 2020 (as reported on Bloomberg LP).
3
Item 1. (a) Name of
Issuer:
|
(b)
|
Global X China Consumer ETF (Chiq US)
Address of Issuer's Principal Executive Offices:
|
|
623 5th, New York 10022, USA
|
|
Item 2. (a)
|
Name of Person Filing:
|
|
1.
|
Psagot Investment House Ltd.
|
|
2.
|
Psagot Securities Ltd.
|
Psagot Securities Ltd is a wholly-owned subsidiary of Psagot Investment House Ltd.
|
(b)
|
Address of
Principal Business Office:
|
|
Psagot Investment House Ltd. - 14 Ahad Ha’am Street, Tel Aviv 6514211, Israel
Psagot Securities Ltd.- 14 Ahad Ha’am Street, Tel Aviv 6514211, Israel
|
|
(c)
|
Citizenship:
Psagot Investment House Ltd. – Israel
Psagot Securities Ltd.- Israel
|
|
(d)
|
Title of Class of Securities:
Common Stock
|
|
(e)
|
CUSIP Number:
37950E408
|
4
|
Item 3.
|
N.A.
|
|
Item 4.
|
Ownership:
|
|
(a)
|
Amount beneficially owned:
|
|
See row 9 of cover page of each reporting person.
Psagot Securities Ltd. operates under independent management and makes its own independent voting and investment decisions. Any economic interest or beneficial ownership in any of the securities covered by this
report is held for the benefit of the owners of the portfolio accounts. This Statement shall not be construed as an admission by Psagot Investment House Ltd. or Psagot Securities Ltd. that either the beneficial owner of any of the
securities covered by this Statement, and both Psagot Investment House Ltd. and Psagot Securities Ltd. disclaim beneficial ownership of any such securities.
|
|
(b)
|
Percent of class:
|
|
See row 11 of cover page of each reporting person
|
|
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
See row 5 of cover page of each reporting person
|
|
(ii)
|
Shared power to vote or to direct the vote:
See row 6 of cover page of each reporting person and note in Item 4(a) above
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
See row 7 of cover page of each reporting person
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
See row 8 of cover page of each reporting person and note in Item 4(a) above
|
5
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
N.A
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another:
|
N.A.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
|
N.A.
|
Item 8.
|
Identification and Classification of Members of the Group:
|
N.A.
|
Item 9.
|
Notice of Dissolution of Group:
|
N.A.
Item 10. Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and
correct.
February 3, 2021
|
February 2, 2021
|
Psagot Investment House Ltd.
/s/ Shlomo Pasha
———————————
By: Shlomo Pasha*
Title: Senior Deputy C.E.O. C.F.O.
/s/ Idan Ben Naim
——————————— By: Idan Ben Naim* Title: VP Head Of Legal Department Psagot Securities Ltd.
/s/ Tamara Direktor
———————————
By: Tamara Direktor*
Title: Chief Executive Officer
/s/ Elad Sadi
———————————
By: Elad Sadi*
Title: Manager of Operation
|
*Signature duly authorized by resolution of the Board of Directors.
7
EXHIBIT NO. DESCRIPTION
|
Exhibit 1
|
Agreement of joint Filing by and among the reporting Persons (incorporated herein by reference to Exhibit 1 to the Schedule 13G filed on May 27, 2014).
|
|
Exhibit 2
|
Attorney's Certification dated February 10, 2021 certifying the signature authority of person(s) signing on behalf of Psagot Investment House Ltd.
|
|
Exhibit 3
|
Attorney's Certification dated February 14, 2021 certifying the signature authority of person(s) signing on behalf of Psagot Securities Ltd.
|
8