SCHEDULE 13G/A
0001104659-22-021730
0001472322
XXXXXXXX
LIVE
5
Common Stock, par value $0.001 per share
12/19/2024
0001766140
UNICYCIVE THERAPEUTICS, INC.
90466Y103
4300 EL CAMINO REAL, SUITE 210,
LOS ALTOS
CA
94022
Rule 13d-1(b)
Nantahala Capital Management, LLC
MA
0.00
10879142.00
0.00
10879142.00
10879142.00
N
9.99
IA
Wilmot B. Harkey
X1
0.00
10879142.00
0.00
10879142.00
10879142.00
N
9.99
HC
IN
Daniel Mack
X1
0.00
10879142.00
0.00
10879142.00
10879142.00
N
9.99
HC
IN
UNICYCIVE THERAPEUTICS, INC.
4300 EL CAMINO REAL, SUITE 210, LOS ALTOS, CA, 94022
(1) Nantahala Capital Management, LLC ("Nantahala")
(2) Wilmot B. Harkey
(3) Daniel Mack (together the "Reporting Persons")
130 Main St. 2nd Floor, New Canaan, CT 06840
(1) Nantahala is a Massachusetts limited liability company. (2) Each of Messrs. Harkey and Mack is a citizen of the United States of America.
N
IA
HC
As of December 19, 2024, Nantahala may be deemed to be the beneficial owner of 10,879,142 Shares held by funds and separately managed accounts under its control, and as the managing members of Nantahala, each of Messrs. Harkey and Mack may be deemed to be a beneficial owner of those Shares. The 10,879,142 Shares includes 479,364 Shares which may be acquired by the Reporting Persons within sixty days through the exercise of warrants.
As of December 19, 2024, each of the Reporting Persons may be deemed to be the beneficial owner of the following percentage of the total number of Shares outstanding based on 108,420,957 shares outstanding received from the issuer on December 19, 2024. :
(1) Nantahala Capital Management, LLC ("Nantahala") : 9.99%
(2) Wilmot B. Harkey: 9.99%
(3) Daniel Mack: 9.99%
(1) Nantahala Capital Management, LLC ("Nantahala") : 0 Shares.
(2) Wilmot B. Harkey: 0 Shares.
(3) Daniel Mack: 0 Shares.
(1) Nantahala Capital Management, LLC ("Nantahala") : 10,879,142 Shares.
(2) Wilmot B. Harkey: 10,879,142 Shares.
(3) Daniel Mack: 10,879,142 Shares.
(1) Nantahala Capital Management, LLC ("Nantahala") : 0 Shares.
(2) Wilmot B. Harkey: 0 Shares.
(3) Daniel Mack: 0 Shares.
(1) Nantahala Capital Management, LLC ("Nantahala") : 10,879,142 Shares.
(2) Wilmot B. Harkey: 10,879,142 Shares.
(3) Daniel Mack: 10,879,142 Shares.
Y
N
BLACKWELL PARTNERS LLC - SERIES A, a fund advised by Nantahala, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of more than five percent of the outstanding shares of common stock beneficially owned by Nantahala reported herein.
N
Each of Messrs. Harkey and Mack is filing this Schedule 13G as a control person in respect of shares beneficially owned by Nantahala, an investment adviser as described in ss. 240.13d-1(b)(1)(ii)(E). See Item 4(a).
Y
Y
N
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.
Nantahala Capital Management, LLC
/s/ Taki Vasilakis
12/20/2024
Wilmot B. Harkey
/s/ Wilmot B. Harkey
12/20/2024
Daniel Mack
/s/ Daniel Mack
12/20/2024