Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
PURE STORAGE, INC.
(Name of issuer)
Class A Common Stock, $0.0001 par value per share
(Title of class of securities)
74624M102
(CUSIP number)
December 31, 2018
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. 74624M102 | Page 2 of 19 Pages |
(1) |
Names of reporting persons
Greylock XIII Limited Partnership | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
0 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
0 |
(9) |
Aggregate amount beneficially owned by each reporting person
0 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0% | |||||
(12) | Type of reporting person (see instructions)
PN |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 3 of 19 Pages |
(1) |
Names of reporting persons
Greylock XIII-A Limited Partnership | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
0 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
0 |
(9) |
Aggregate amount beneficially owned by each reporting person
0 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0% | |||||
(12) | Type of reporting person (see instructions)
PN |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 4 of 19 Pages |
(1) |
Names of reporting persons
Greylock XIII GP LLC | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
0 | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
0 |
(9) |
Aggregate amount beneficially owned by each reporting person
0 | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0% | |||||
(12) | Type of reporting person (see instructions)
PN |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 5 of 19 Pages |
(1) |
Names of reporting persons
Greylock XIV Limited Partnership | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
1,309,275 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
1,309,275 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
1,309,275 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0.60% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
PN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held by Greylock XIV Limited Partnership represents 0.28% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 6 of 19 Pages |
(1) |
Names of reporting persons
Greylock XIV-A Limited Partnership | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
72,737 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
72,737 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
72,737 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0.03% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
PN |
(1) | Represents 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 72,737 shares of Class A Common Stock held by Greylock XIV-A Limited Partnership represents 0.02% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 7 of 19 Pages |
(1) |
Names of reporting persons
Greylock XIV GP LLC | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Delaware |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
1,382,012 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
1,382,012 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
1,382,012 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0.64% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
PN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Greylock XIV GP LLC is the general partner of Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 8 of 19 Pages |
(1) |
Names of reporting persons
William W. Helman | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
1,382,012 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
1,382,012 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
1,382,012 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0.64% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
IN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Helman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 9 of 19 Pages |
(1) |
Names of reporting persons
Aneel Bhusri | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
986,151 | ||||
(6) | Shared voting power
1,382,012 (1) | |||||
(7) | Sole dispositive power
986,151 | |||||
(8) | Shared dispositive power
1,382,012 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
2,368,163 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
1.09% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
IN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership, 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, and 986,151 shares of Class A Common Stock held directly by Mr. Bhusri. Mr. Bhusri, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 2,368,163 shares of Class A Common Stock represents 0.51% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 10 of 19 Pages |
(1) |
Names of reporting persons
Donald A. Sullivan | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
1,382,012 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
1,382,012 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
1,382,012 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ |
|||||
(11) | Percent of class represented by amount in Row (9)
0.64% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
IN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Sullivan, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 11 of 19 Pages |
(1) |
Names of reporting persons
David Sze | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
1,382,012 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
1,382,012 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
1,382,012 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0.64% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
IN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Sze, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 12 of 19 Pages |
(1) |
Names of reporting persons
Reid Hoffman | |||||
(2) | Check the appropriate box if a member of a group (see instructions)
(a) ☐ (b) ☒ | |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
United States |
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
1,382,012 (1) | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
1,382,012 (1) |
(9) |
Aggregate amount beneficially owned by each reporting person
1,382,012 (1) | |||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
☐ | |||||
(11) | Percent of class represented by amount in Row (9)
0.64% (2)(3) | |||||
(12) | Type of reporting person (see instructions)
IN |
(1) | Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Hoffman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership. |
(2) | The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
(3) | The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0..30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018). |
SCHEDULE 13G
CUSIP No. 74624M102 | Page 13 of 19 Pages |
Item 1(a) | Name of Issuer: |
Pure Storage, Inc.
Item 1(b) | Address of Issuers Principal Executive Offices: |
650 Castro Street, Suite 400
Mountain View, CA 94041
Item 2(a) | Name of Person Filing: |
The reporting persons are:
(i) Greylock XIII Limited Partnership;
(ii) Greylock XIII-A Limited Partnership;
(iii) Greylock XIII GP LLC, the General Partner of Greylock XIII Limited Partnership and Greylock XIII-A Limited Partnership;
(iv) Greylock XIV Limited Partnership;
(v) Greylock XIV-A Limited Partnership;
(vi) Greylock XIV GP LLC, the General Partner of Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership;
(vii) William W. Helman, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC;
(viii) Aneel Bhusri, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC;
(ix) Donald A. Sullivan, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC;
(x) David Sze, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC; and
(xi) Reid Hoffman, a Managing General Partner of Greylock XIV GP LLC
Item 2(b) | Address of Principal Business Office or, if None, Residence: |
The address of each of the reporting persons is:
2550 Sand Hill Road
Suite 200
Menlo Park, CA 94025
Item 2(c) | Citizenship: |
(i) Greylock XIII Limited Partnership, a Delaware limited partnership;
(ii) Greylock XIII-A Limited Partnership, a Delaware limited partnership;
(iii) Greylock XIII GP LLC, a Delaware limited liability company;
(iv) Greylock XIV Limited Partnership, a Delaware limited partnership;
(v) Greylock XIV-A Limited Partnership, a Delaware limited partnership;
(vi) Greylock XIV GP LLC, a Delaware limited liability company;
(vii) William W. Helman, a U.S. citizen;
(viii) Aneel Bhusri, a U.S. citizen;
(ix) Donald A. Sullivan, a U.S. citizen;
(x) David Sze, a U.S. citizen; and
(xi) Reid Hoffman, a U.S. citizen
Item 2(d) | Title of Class of Securities: |
This Schedule 13G report relates to the Class A Common Stock, par value $0.0001 per share (the Class A Common Stock), of Pure Storage, Inc.
Item 2(e) | CUSIP Number: |
74624M102
Item 3 | Description of Person Filing: |
Not applicable.
Item 4 | Ownership: |
(a) and (b) Amount Beneficially Owned:
(i) | Greylock XIII Limited Partnership directly owns no shares of Class B Common Stock and no shares of Class A Common Stock. |
(ii) | Greylock XIII-A Limited Partnership directly owns no shares of Class B Common Stock and no shares of Class A Common Stock. |
(iii) | Greylock XIII GP LLC is the general partner of Greylock XIII Limited Partnership and Greylock XIII-A Limited Partnership, and may be deemed to beneficially own no shares of Class B Common Stock or Class A Common Stock. |
(iv) | Greylock XIV Limited Partnership directly owns 1,309,275 shares of Class A Common Stock, which represents approximately 0.60% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held by Greylock XIV Limited Partnership represents 0.28% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(v) | Greylock XIV-A Limited Partnership directly owns 72,737 shares of Class A Common Stock, which represents approximately 0.03% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 72,737 shares of Class A Common Stock held by Greylock XIV-A Limited Partnership represents 0.02% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(vi) | Greylock XIV GP LLC is the general partner of Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership, and may be deemed to beneficially own 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represents approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(vii) | Mr. Helman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(viii) | Mr. Bhusri directly holds 986,151 shares of Class A Common Stock directly, and as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 1.09% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 2,368,163 shares of Class A Common Stock represent 0.51% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(ix) | Mr. Sullivan, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(x) | Mr. Sze, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(xi) | Mr. Hoffman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock. |
(c) Number of Shares as to which the Person has:
NUMBER OF SHARES OF CLASS B COMMON STOCK | ||||||||||||||||
Reporting Person | (i) | (ii) | (iii) | (iv) | ||||||||||||
Greylock XIII Limited Partnership |
0 | 0 | 0 | 0 | ||||||||||||
Greylock XIII-A Limited Partnership |
0 | 0 | 0 | 0 | ||||||||||||
Greylock XIII GP LLC |
0 | 0 | 0 | 0 | ||||||||||||
NUMBER OF SHARES OF CLASS A COMMON STOCK | ||||||||||||||||
Reporting Person | (i) | (ii) | (iii) | (iv) | ||||||||||||
Greylock XIV Limited Partnership |
0 | 1,309,275 | 0 | 1,309,275 | ||||||||||||
Greylock XIV-A Limited Partnership |
0 | 72,737 | 0 | 72,737 | ||||||||||||
Greylock XIV GP LLC |
; | 0 | 1,382,012 | 0 | 1,382,012 | |||||||||||
William W. Helman |
0 | 1,382,012 | 0 | 1,382,012 | ||||||||||||
Aneel Bhusri |
986,151 | 1,382,012 | 986,151 | 1,382,012 | ||||||||||||
Donald A. Sullivan |
0 | 1,382,012 | 0 | 1,382,012 | ||||||||||||
David Sze |
0 | 1,382,012 | 0 | 1,382,012 | ||||||||||||
Reid Hoffman |
0 | 1,382,012 | 0 | 1,382,012 |
(i) | Sole power to vote or direct the vote |
(ii) | Shared power to vote or to direct the vote |
(iii) | Sole power to dispose or to direct the disposition of |
(iv) | Shared power to dispose or to direct the disposition of |
Percentages calculated based on based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuers Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).
Item 5 | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Not applicable.
Item 8 | Identification and Classification of Members of the Group: |
Each of the reporting persons expressly disclaims membership in a Group as defined in Rule 13d-1(b)(ii)(J).
Item 9 | Notice of Dissolution of Group: |
Not applicable.
Item 10 | Certification: |
Not applicable.
This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).
SCHEDULE 13G
CUSIP No. 74624M102 | Page 17 of 19 Pages |
SIGNATURE
After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
DATED: February 6, 2019
GREYLOCK XIII GP LLC | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member |
GREYLOCK XIII LIMITED PARTNERSHIP | ||||
By: | Greylock XIII GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member |
GREYLOCK XIII-A LIMITED PARTNERSHIP | ||||
By: | Greylock XIII GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
GREYLOCK XIV GP LLC | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
By: | /s/ Reid Hoffman | |||
Reid Hoffman, Managing Member | ||||
GREYLOCK XIV LIMITED PARTNERSHIP | ||||
By: | Greylock XIV GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member |
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
By: | /s/ Reid Hoffman | |||
Re id Hoffman, Managing Member | ||||
GREYLOCK XIV-A LIMITED PARTNERSHIP | ||||
By: | Greylock XIV GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
By: | /s/ Reid Hoffman | |||
Reid Hoffman, Managing Member | ||||
/s/ William W. Helman | ||||
William W. Helman | ||||
/s/ Aneel Bhusri | ||||
Aneel Bhusri | ||||
/s/ Donald A. Sullivan | ||||
Donald A. Sullivan | ||||
/s/ David Sze | ||||
David Sze | ||||
/s/ Reid Hoffman | ||||
Reid Hoffman |
SCHEDULE 13G
Exhibit I
JOINT FILING AGREEMENT
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Pure Storage, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.
EXECUTED as of this 6th day of February, 2019.
GREYLOCK XIII GP LLC | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
GREYLOCK XIII LIMITED PARTNERSHIP | ||||
By: | Greylock XIII GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member |
GREYLOCK XIII-A LIMITED PARTNERSHIP | ||||
By: | Greylock XIII GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
GREYLOCK XIV GP LLC | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
By: | /s/ Reid Hoffman | |||
Reid Hoffman, Managing Member | ||||
GREYLOCK XIV LIMITED PARTNERSHIP | ||||
By: | Greylock XIV GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member |
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
By: | /s/ Reid Hoffman | |||
Reid Hoffman, Managing Member | ||||
GREYLOCK XIV-A LIMITED PARTNERSHIP | ||||
By: | Greylock XIV GP LLC | |||
General Partner | ||||
By: | /s/ Aneel Bhusri | |||
Aneel Bhusri, Managing Member | ||||
By: | /s/ William W. Helman | |||
William W. Helman, Managing Member | ||||
By: | /s/ Donald A. Sullivan | |||
Donald A. Sullivan, Managing Member | ||||
By: | /s/ David Sze | |||
David Sze, Managing Member | ||||
By: | /s/ Reid Hoffman | |||
& #xA0; | Reid Hoffman, Managing Member | |||
/s/ William W. Helman | ||||
William W. Helman | ||||
/s/ Aneel Bhusri | ||||
Aneel Bhusri | ||||
/s/ Donald A. Sullivan | ||||
Donald A. Sullivan | ||||
/s/ David Sze | ||||
David Sze | ||||
/s/ Reid Hoffman | ||||
Reid Hoffman |