Sec Form 13G Filing - Greylock XIII Limited Partnership filing for Pure Storage, Inc. (PSTG) - 2019-02-06

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

PURE STORAGE, INC.

(Name of issuer)

Class A Common Stock, $0.0001 par value per share

(Title of class of securities)

74624M102

(CUSIP number)

December 31, 2018

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐  Rule 13d-1(b)

☐  Rule 13d-1(c)

☒  Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 2 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Greylock XIII Limited Partnership

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  Delaware

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  0

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  0

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  0

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0%

(12)      

  Type of reporting person (see instructions)

 

  PN


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 3 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Greylock XIII-A Limited Partnership

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  Delaware

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  0

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  0

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  0

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0%

(12)      

  Type of reporting person (see instructions)

 

  PN


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 4 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Greylock XIII GP LLC

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  Delaware

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  0

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  0

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  0

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0%

(12)      

  Type of reporting person (see instructions)

 

  PN


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 5 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Greylock XIV Limited Partnership

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  Delaware

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  1,309,275 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  1,309,275 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  1,309,275 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.60% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  PN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held by Greylock XIV Limited Partnership represents 0.28% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 6 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Greylock XIV-A Limited Partnership

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  Delaware

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  72,737 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  72,737 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  72,737 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.03% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  PN

 

(1)

Represents 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 72,737 shares of Class A Common Stock held by Greylock XIV-A Limited Partnership represents 0.02% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 7 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Greylock XIV GP LLC

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  Delaware

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  1,382,012 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  1,382,012 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  1,382,012 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.64% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  PN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Greylock XIV GP LLC is the general partner of Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 8 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  William W. Helman

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  United States

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  1,382,012 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  1,382,012 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  1,382,012 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.64% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  IN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Helman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 9 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Aneel Bhusri

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  United States

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  986,151

  (6)     

  Shared voting power

 

  1,382,012 (1)

  (7)     

  Sole dispositive power

 

  986,151

  (8)     

  Shared dispositive power

 

  1,382,012 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  2,368,163 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  1.09% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  IN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership, 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, and 986,151 shares of Class A Common Stock held directly by Mr. Bhusri. Mr. Bhusri, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 2,368,163 shares of Class A Common Stock represents 0.51% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHED ULE 13G

 

CUSIP No. 74624M102    Page 10 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Donald A. Sullivan

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  United States

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  1,382,012 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  1,382,012 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  1,382,012 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.64% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  IN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Sullivan, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 11 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  David Sze

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  United States

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  1,382,012 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  1,382,012 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  1,382,012 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.64% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  IN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Sze, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

Based on the aggregate number of shares of Class A Common Stock beneficially owned by the reporting person. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 12 of 19 Pages

 

  (1)       

  Names of reporting persons

 

  Reid Hoffman

  (2)      

  Check the appropriate box if a member of a group (see instructions)

 

  (a)  ☐        (b)  ☒

  (3)      

  SEC use only

 

  (4)      

  Citizenship or place of organization

 

  United States

Number of

shares

  beneficially  

owned by

each

reporting

person

with:

    (5)     

  Sole voting power

 

  0

  (6)     

  Shared voting power

 

  1,382,012 (1)

  (7)     

  Sole dispositive power

 

  0

  (8)     

  Shared dispositive power

 

  1,382,012 (1)

  (9)      

  Aggregate amount beneficially owned by each reporting person

 

  1,382,012 (1)

(10)      

  Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

  ☐

(11)      

  Percent of class represented by amount in Row (9)

 

  0.64% (2)(3)

(12)      

  Type of reporting person (see instructions)

 

  IN

 

(1)

Represents 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership. Mr. Hoffman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership.

(2)

The percent of class was calculated based on 216,507,814 shares of Class A Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

(3)

The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represents 0..30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock, based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 13 of 19 Pages

 

Item 1(a)

Name of Issuer:

Pure Storage, Inc.

 

Item 1(b)

Address of Issuer’s Principal Executive Offices:

650 Castro Street, Suite 400

Mountain View, CA 94041

 

Item 2(a)

Name of Person Filing:

The reporting persons are:

(i) Greylock XIII Limited Partnership;

(ii) Greylock XIII-A Limited Partnership;

(iii) Greylock XIII GP LLC, the General Partner of Greylock XIII Limited Partnership and Greylock XIII-A Limited Partnership;

(iv) Greylock XIV Limited Partnership;

(v) Greylock XIV-A Limited Partnership;

(vi) Greylock XIV GP LLC, the General Partner of Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership;

(vii) William W. Helman, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC;

(viii) Aneel Bhusri, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC;

(ix) Donald A. Sullivan, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC;

(x) David Sze, a Managing General Partner of Greylock XIII GP LLC and Greylock XIV GP LLC; and

(xi) Reid Hoffman, a Managing General Partner of Greylock XIV GP LLC

 

Item 2(b)

Address of Principal Business Office or, if None, Residence:

The address of each of the reporting persons is:

2550 Sand Hill Road

Suite 200

Menlo Park, CA 94025

 

Item 2(c)

Citizenship:

(i) Greylock XIII Limited Partnership, a Delaware limited partnership;

(ii) Greylock XIII-A Limited Partnership, a Delaware limited partnership;

(iii) Greylock XIII GP LLC, a Delaware limited liability company;

(iv) Greylock XIV Limited Partnership, a Delaware limited partnership;

(v) Greylock XIV-A Limited Partnership, a Delaware limited partnership;

(vi) Greylock XIV GP LLC, a Delaware limited liability company;

(vii) William W. Helman, a U.S. citizen;

(viii) Aneel Bhusri, a U.S. citizen;

(ix) Donald A. Sullivan, a U.S. citizen;

(x) David Sze, a U.S. citizen; and

(xi) Reid Hoffman, a U.S. citizen


Item 2(d)

Title of Class of Securities:

This Schedule 13G report relates to the Class A Common Stock, par value $0.0001 per share (the “Class A Common Stock”), of Pure Storage, Inc.

 

Item 2(e)

CUSIP Number:

74624M102

 

Item 3

Description of Person Filing:

Not applicable.

 

Item 4

Ownership:

(a) and (b) Amount Beneficially Owned:

 

  (i)

Greylock XIII Limited Partnership directly owns no shares of Class B Common Stock and no shares of Class A Common Stock.

 

  (ii)

Greylock XIII-A Limited Partnership directly owns no shares of Class B Common Stock and no shares of Class A Common Stock.

 

  (iii)

Greylock XIII GP LLC is the general partner of Greylock XIII Limited Partnership and Greylock XIII-A Limited Partnership, and may be deemed to beneficially own no shares of Class B Common Stock or Class A Common Stock.

 

  (iv)

Greylock XIV Limited Partnership directly owns 1,309,275 shares of Class A Common Stock, which represents approximately 0.60% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held by Greylock XIV Limited Partnership represents 0.28% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

 

  (v)

Greylock XIV-A Limited Partnership directly owns 72,737 shares of Class A Common Stock, which represents approximately 0.03% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 72,737 shares of Class A Common Stock held by Greylock XIV-A Limited Partnership represents 0.02% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

 

  (vi)

Greylock XIV GP LLC is the general partner of Greylock XIV Limited Partnership and Greylock XIV-A Limited Partnership, and may be deemed to beneficially own 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represents approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership represents 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

 

  (vii)

Mr. Helman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.


  (viii)

Mr. Bhusri directly holds 986,151 shares of Class A Common Stock directly, and as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 1.09% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 2,368,163 shares of Class A Common Stock represent 0.51% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

 

  (ix)

Mr. Sullivan, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

 

  (x)

Mr. Sze, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

 

  (xi)

Mr. Hoffman, as a Managing General Partner of Greylock XIV GP LLC, may be deemed to beneficially own the 1,309,275 shares of Class A Common Stock held directly by Greylock XIV Limited Partnership and 72,737 shares of Class A Common Stock held directly by Greylock XIV-A Limited Partnership, which represent approximately 0.64% of the outstanding shares of Class A Common Stock. The percentage reported does not reflect the ten for one voting power of the Class B Common Stock. The 1,382,012 shares of Class A Common Stock represent 0.30% of the aggregate combined voting power of the Class A Common Stock and Class B Common Stock.

(c) Number of Shares as to which the Person has:

 

     NUMBER OF SHARES OF CLASS B COMMON STOCK  
Reporting Person    (i)      (ii)      (iii)      (iv)  

Greylock XIII Limited Partnership

     0        0        0        0  

Greylock XIII-A Limited Partnership

     0        0        0        0  

Greylock XIII GP LLC

     0        0        0        0  
     NUMBER OF SHARES OF CLASS A COMMON STOCK  
Reporting Person    (i)      (ii)      (iii)      (iv)  

Greylock XIV Limited Partnership

     0        1,309,275        0        1,309,275  

Greylock XIV-A Limited Partnership

     0        72,737        0        72,737  

Greylock XIV GP LLC

     0        1,382,012        0        1,382,012  

William W. Helman

     0        1,382,012        0        1,382,012  

Aneel Bhusri

     986,151        1,382,012        986,151        1,382,012  

Donald A. Sullivan

     0        1,382,012        0        1,382,012  

David Sze

     0        1,382,012        0        1,382,012  

Reid Hoffman

     0        1,382,012        0        1,382,012  

 

(i)

Sole power to vote or direct the vote

(ii)

Shared power to vote or to direct the vote

(iii)

Sole power to dispose or to direct the disposition of

(iv)

Shared power to dispose or to direct the disposition of


Percentages calculated based on based on (i) 216,507,814 shares of Class A Common Stock and (ii) 25,108,923 shares of Class B Common Stock outstanding as of November 28, 2018 (as reported in the issuer’s Quarterly Report on Form 10-Q as filed by the issuer with the SEC on December 6, 2018).

 

Item 5

Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒

 

Item 6

Ownership of More than Five Percent o n Behalf of Another Person:

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

Not applicable.

 

Item 8

Identification and Classification of Members of the Group:

Each of the reporting persons expressly disclaims membership in a “Group” as defined in Rule 13d-1(b)(ii)(J).

 

Item 9

Notice of Dissolution of Group:

Not applicable.

 

Item 10

Certification:

Not applicable.

This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).


SCHEDULE 13G

 

CUSIP No. 74624M102    Page 17 of 19 Pages

 

SIGNATURE

After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.

DATED: February 6, 2019

 

GREYLOCK XIII GP LLC
By:  

/s/ Aneel Bhusri

  Aneel Bhusri, Managing Member
By:  

/s/ William W. Helman

  William W. Helman, Managing Member
By:  

/s/ Donald A. Sullivan

  Donald A. Sullivan, Managing Member
By:  

/s/ David Sze

  David Sze, Managing Member

 

GREYLOCK XIII LIMITED PARTNERSHIP
By:   Greylock XIII GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member
  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member


GREYLOCK XIII-A LIMITED PARTNERSHIP
By:   Greylock XIII GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member
  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member
GREYLOCK XIV GP LLC
By:  

/s/ Aneel Bhusri

  A neel Bhusri, Managing Member
By:  

/s/ William W. Helman

  William W. Helman, Managing Member
By:  

/s/ Donald A. Sullivan

  Donald A. Sullivan, Managing Member
By:  

/s/ David Sze

  David Sze, Managing Member
By:  

/s/ Reid Hoffman

  Reid Hoffman, Managing Member
GREYLOCK XIV LIMITED PARTNERSHIP
By:   Greylock XIV GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member


  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member
  By:  

/s/ Reid Hoffman

    Reid Hoffman, Managing Member
GREYLOCK XIV-A LIMITED PARTNERSHIP
By:   Greylock XIV GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member
  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member
  By:  

/s/ Reid Hoffman

    Reid Hoffman, Managing Member
   

/s/ William W. Helman

    William W. Helman
   

/s/ Aneel Bhusri

    Aneel Bhusri
   

/s/ Donald A. Sullivan

    Donald A. Sullivan
   

/s/ David Sze

    David Sze
   

/s/ Reid Hoffman

    Reid Hoffman


SCHEDULE 13G

Exhibit I

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Pure Storage, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.

EXECUTED as of this 6th day of February, 2019.

 

GREYLOCK XIII GP LLC
By:  

/s/ Aneel Bhusri

  Aneel Bhusri, Managing Member
By:  

/s/ William W. Helman

  William W. Helman, Managing Member
By:  

/s/ Donald A. Sullivan

  Donald A. Sullivan, Managing Member
By:  

/s/ David Sze

  David Sze, Managing Member
GREYLOCK XIII LIMITED PARTNERSHIP
By:   Greylock XIII GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member
  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member


GREYLOCK XIII-A LIMITED PARTNERSHIP
By:   Greylock XIII GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member
  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member
GREYLOCK XIV GP LLC
By:  

/s/ Aneel Bhusri

  Aneel Bhusri, Managing Member
By:  

/s/ William W. Helman

  William W. Helman, Managing Member
By:  

/s/ Donald A. Sullivan

  Donald A. Sullivan, Managing Member
By:  

/s/ David Sze

  David Sze, Managing Member
By:  

/s/ Reid Hoffman

  Reid Hoffman, Managing Member
GREYLOCK XIV LIMITED PARTNERSHIP
By:   Greylock XIV GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member


  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member
  By:  

/s/ Reid Hoffman

    Reid Hoffman, Managing Member
GREYLOCK XIV-A LIMITED PARTNERSHIP
By:   Greylock XIV GP LLC
  General Partner
  By:  

/s/ Aneel Bhusri

    Aneel Bhusri, Managing Member
  By:  

/s/ William W. Helman

    William W. Helman, Managing Member
  By:  

/s/ Donald A. Sullivan

    Donald A. Sullivan, Managing Member
  By:  

/s/ David Sze

    David Sze, Managing Member
  By:  

/s/ Reid Hoffman

    Reid Hoffman, Managing Member

/s/ William W. Helman

William W. Helman

/s/ Aneel Bhusri

Aneel Bhusri

/s/ Donald A. Sullivan

Donald A. Sullivan

/s/ David Sze

David Sze

/s/ Reid Hoffman

Reid Hoffman