Sec Form 13G Filing - Battery Ventures IX L.P. filing for Sprinklr Inc. (CXM) - 2024-11-12

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

Sprinklr, Inc.

(Name of Issuer)

 

Class A Common Stock, $0.00003 par value per share

(Title of Class of Securities)

 

85208T107

(CUSIP Number)

 

September 30, 2024

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
   
¨ Rule 13d-1(c)
   
x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Ventures IX, L.P.

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

14,570,734 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

14,570,734 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

14,570,734 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

5.7% of common stock (10.2% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

PN

       

 

(1)This Schedule 13G is filed by Battery Ventures IX, L.P. (“BV9”), Battery Investment Partners IX, LLC (“BIP9”), Battery Partners IX, LLC (“BP9”), Battery Ventures Select Fund I, L.P. (“BV Select I”), Battery Partners Select Fund I, L.P. (“BP Select I”), Battery Investment Partners Select Fund I, L.P. (“BIP Select I”), Battery Partners Select Fund I GP, LLC (“BP Select I GP”), Neeraj Agrawal (“Agrawal”), Michael Brown (“Brown”), Morad Elhafed (“Elhafed”), Jesse Feldman (“Feldman”), Russell Fleischer (“Fleischer”), Roger H. Lee (“Lee”), Chelsea Stoner (“Stoner”), R. David Tabors (“Tabors”), Dharmesh Thakker (“Thakker”), and Scott R. Tobin (“Tobin”). Agrawal, Brown, Feldman, Lee, Tabors and Tobin are collectively referred to as the “BV Managing Members.” Agrawal, Brown, Elhafed, Feldman, Fleischer, Lee, Stoner, Thakker and Tobin are collectively referred to as the “BP Select Managing Members” and, together with the BV Managing Members and the foregoing entities, the “Reporting Persons.” The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2)Consists of 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9. BP9 is the general partner of BV9 and the BV Managing Members are the managing members of BP9. Each of BP9 and the BV Managing Members shares voting and investment authority over these shares.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 2 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Investment Partners IX, LLC

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

142,987 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

142,987 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

142,987 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

0.1% of common stock (0.1% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

OO

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Consists of 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9. BP9 is the managing member of BIP9 and the BV Managing Members are the managing members of BP9. Each of BP9 and the BV Managing Members shares voting and investment authority over these shares.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 53,335 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 3 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Partners IX, LLC

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

14,713,721 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

14,713,721 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

14,713,721 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

5.8% of common stock (10.3% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

OO

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Consists of (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; and (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9. BP9 is the general partner of BV9 and the managing member of BIP9 and the BV Managing Members are the managing members of BP9. Each of BP9 and the BV Managing Members shares voting and investment authority over these shares.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 5,387,702 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 4 

 

 

5.
CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Ventures Select Fund I, L.P.

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

Sole Voting Power

0 shares

6.

Shared Voting Power

3,384,232 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

3,384,232 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,384,232 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.3% of common stock (2.4% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

PN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Consists of 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I. BP Select I is the general partner of BV Select I, BP Select I GP is the general partner of BP Select I and the BP Select Managing Members are the managing members of BP Select I GP. Each of BP Select I, BP Select I GP and the BP Select Managing Members shares voting and investment authority over these shares.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 5 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Partners Select Fund I, L.P.

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

3,384,232 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

3,384,232 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,384,232 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.3% of common stock (2.4% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

PN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Consists of 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I. BP Select I is the general partner of BV Select I, BP Select I GP is the general partner of BP Select I and the BP Select Managing Members are the managing members of BP Select I GP. Each of BP Select I, BP Select I GP and the BP Select Managing Members shares voting and investment authority over these shares.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 6 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Investment Partners Select Fund I, L.P.

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

334,704 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

334,704 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

334,704 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

0.1% of common stock (0.2% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

PN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Consists of 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP Select I GP is the general partner of BIP Select I and the BP Select Managing Members are the managing members of BP Select I GP. Each of BP Select I GP and the BP Select Managing Members shares voting and investment authority over these shares.

 

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.
(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 119,034 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 7 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Battery Partners Select Fund I GP, LLC

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

3,718,936 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

3,718,936 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,718,936 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.5% of common stock (2.7% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

OO

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Consists of (i) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I and (ii) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BP Select Managing Members are the managing members of BP Select I GP. Each of BP Select I GP and the BP Select Managing Members shares voting and investment authority over these shares.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,322,602 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 8 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Neeraj Agrawal

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

973,342

6.

Shared Voting Power

18,432,657 (2)

7.

Sole Dispositive Power

973,342

8.

Shared Dispositive Power

18,432,657 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

19,405,999 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

7.7% of common stock (13.5% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9; (iii) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (iv) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP9 is the general partner of BV9 and the managing member of BIP9. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BV Managing Members, as managing members of BP9, share voting and investment authority over the shares held by each of BV9 and BIP9. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 6,710,304 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 9 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Michael Brown

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

484,562

6.

Shared Voting Power

18,432,657 (2)

7.

Sole Dispositive Power

484,562

8.

Shared Dispositive Power

18,432,657 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

18,917,219 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

7.5% of common stock (13.2% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9; (iii) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (iv) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP9 is the general partner of BV9 and the managing member of BIP9. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BV Managing Members, as managing members of BP9, share voting and investment authority over the shares held by each of BV9 and BIP9. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 6,710,304 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 10 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Morad Elhafed

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x(1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

91,284

6.

Shared Voting Power

3,718,936 (2)

7.

Sole Dispositive Power

91,284

8.

Shared Dispositive Power

3,718,936 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,810,220 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instruct ions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.5% of common stock (2.8% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (ii) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,322,602 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 11 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Jesse Feldman

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1) 

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

363,880

6.

Shared Voting Power

18,432,657 (2)

7.

Sole Dispositive Power

363,880

8.

Shared Dispositive Power

18,432,657 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

18,796,537 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

7.4% of common stock (13.1% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9; (iii) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (iv) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP9 is the general partner of BV9 and the managing member of BIP9. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BV Managing Members, as managing members of BP9, share voting and investment authority over the shares held by each of BV9 and BIP9. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 6,710,304 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 12 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Russell Fleischer

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

3,718,936 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

3,718,936 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,718,936 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.5% of common stock (2.7% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (ii) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,322,602 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 13 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Roger H. Lee

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

514,799

6.

Shared Voting Power

18,432,657 (2)

7.

Sole Dispositive Power

514,799

8.

Shared Dispositive Power

18,432,657 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

18,947,456 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

7.5% of common stock (13.2% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9; (iii) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (iv) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP9 is the general partner of BV9 and the managing member of BIP9. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BV Managing Members, as managing members of BP9, share voting and investment authority over the shares held by each of BV9 and BIP9. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 6,710,304 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 14 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Chelsea R. Stoner

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

220,767

6.

Shared Voting Power

3,718,936 (2)

7.

Sole Dispositive Power

220,767

8.

Shared Dispositive Power

3,718,936 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,939,703 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.6% of common stock (2.8% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (ii) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,322,602 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 15 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

R. David Tabors

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

14,713,721 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

14,713,721 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

14,713,721 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

5.8% of common stock (10.3% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; and (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9. BP9 is the general partner of BV9 and the managing member of BIP9. The BV Managing Members, as managing members of BP9, share voting and investment authority over the shares held by each of BV9 and BIP9.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 5,387,702 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 16 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Dharmesh Thakker

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

0 shares

6.

Shared Voting Power

3,718,936 (2)

7.

Sole Dispositive Power

0 shares

8.

Shared Dispositive Power

3,718,936 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

3,718,936 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

1.5% of common stock (2.7% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (ii) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 11 9,034 shares of Class B common stock held by BIP Select I. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 1,322,602 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 17 

 

 

CUSIP No.   85208T107
1.

Names of Reporting Persons

Scott R. Tobin

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨ (b) x (1)

3. SEC Use Only
4.

Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

599,096

6.

Shared Voting Power

18,432,657 (2)

7.

Sole Dispositive Power

599,096

8.

Shared Dispositive Power

18,432,657 (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

19,031,753 (2)

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨
11.

Percent of Class Represented by Amount in Row (9)

7.5% of common stock (13.2% of Class A common stock) (3) (4)

12.

Type of Reporting Person (See Instructions)

IN

       

(1)This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)Includes (i) 9,236,367 shares of Class A common stock and 5,334,367 shares of Class A common stock issuable upon conversion of 5,334,367 shares of Class B common stock held by BV9; (ii) 89,652 shares of Class A common stock and 53,335 shares of Class A common stock issuable upon conversion of 53,335 shares of Class B common stock held by BIP9; (iii) 2,180,664 shares of Class A common stock and 1,203,568 shares of Class A common stock issuable upon conversion of 1,203,568 shares of Class B common stock held by BV Select I; and (iv) 215,670 shares of Class A common stock and 119,034 shares of Class A common stock issuable upon conversion of 119,034 shares of Class B common stock held by BIP Select I. BP9 is the general partner of BV9 and the managing member of BIP9. BP Select I is the general partner of BV Select I. BP Select I GP is the general partner of BP Select I and BIP Select I. The BV Managing Members, as managing members of BP9, share voting and investment authority over the shares held by each of BV9 and BIP9. The BP Select Managing Members, as managing members of BP Select I GP, share voting and investment authority over the shares held by each of BV Select I and BIP Select I.

 

(3)Calculation of the percentage of common stock beneficially owned is based on a total of 253,468,481 shares of Common Stock (136,970,240 shares of Class A Common Stock and 116,498,241 shares of Class B Common Stock) outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024.

 

(4)Calculation of the percentage of Class A common stock beneficially owned is based on the sum of (i) 136,970,240 shares of Class A Common Stock outstanding as of August 30, 2024 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on September 4, 2024 and (ii) Class A common stock issuable upon conversion of 6,710,304 shares of Class B common stock beneficially owned by the Reporting Person, which are treated as converted into Class A common stock only for the purpose of computing the Class A common stock beneficial ownership percentage of the Reporting Person.

 

 18 

 

 

Item 1.
  (a)

Name of Issuer

Sprinklr, Inc.

  (b)

Address of Issuer’s Principal Executive Offices

441 9th Avenue, 12th Floor
New York, NY 10001

 
Item 2.
  (a)

Name of Person Filing

Battery Ventures IX, L.P. (“BV9”)

Battery Investment Partners XI, LLC (“BIP9”)

Battery Partners IX, LLC (“BP9”)

Battery Ventures Select Fund I, L.P. (“BV Select I”)

Battery Partners Select Fund I, L.P. (“BP Select I”)

Battery Investment Partners Select Fund I, L.P. (“BIP Select I”)

Battery Partners Select Fund I GP, LLC (“BP Select I GP”)

Neeraj Agrawal (“Agrawal”)

Michael Brown (“Brown”)

Morad Elhafed (“Elhafed”)

Jesse Feldman (“Feldman”)

Russell Fleischer (“Fleischer”)

Roger H. Lee (“Lee”)

Chelsea Stoner (“Stoner”)

R. David Tabors (“Tabors”

Dharmesh Thakker (“Thakker”)

Scott R. Tobin (“Tobin”)

  (b)

Address of Principal Business Office or, if none, Residence

Battery Ventures

One Marina Park Drive

Suite 1100

Boston, MA 02210

  (c) Citizenship      
    Entities: BV9 - Delaware
      BIP9 - Delaware
      BP9 - Delaware
      BV Select I - Delaware
      BP Select I - Delaware
      BIP Select I - Delaware
      BP Select I GP - Delaware
           
    Individuals: Agrawal - United States
      Brown - United States
      Elhafed - United States
      Feldman - United States
      Fleischer - United States
      Lee - United States
      Stoner - United States
      Tabors - United States
      Thakker - United States
      Tobin - United States

  (d)

Title of Class of Securities

Class A Common Stock, $0.00003 par value per share

  (e)

CUSIP Number

85208T107

 

 19 

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  Not applicable
 
Item 4. Ownership
The following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1 is provided as of November 12, 2024:
  (a)

Amount beneficially owned:

See Row 9 of cover page for each Reporting Person

  (b)

Percent of class:

See Row 11 of cover page for each Reporting Person

  (c) Number of shares as to which the person has:
    (i)

Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

    (ii)

Shared power to vote or to direct the vote:

See Row 6 of cover page for each Reporting Person.

    (iii)

Sole power to dispose or to direct the disposition of:

See Row 7 of cover page for each Reporting Person.

    (iv)

Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 
Item 5. Ownership of Five Percent or Less of a Class
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ¨
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person
  Not applicable
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
  Not applicable
 
Item 8. Identification and Classification of Members of the Group
  Not applicable

 

 20 

 

 

Item 9. Notice of Dissolution of Group
  Not applicable
 
Item 10. Certification
  Not applicable

 

 21 

 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: November 12, 2024

 

BATTERY VENTURES IX, L.P.   BATTERY VENTURES SELECT FUND I, L.P.
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

BATTERY INVESTMENT PARTNERS XI, LLC   BATTERY PARTNERS SELECT FUND I, L.P.
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

BATTERY PARTNERS XI, LLC   BATTERY INVESTMENT PARTNERS SELECT FUND I, L.P.
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

NEERAJ AGRAWAL   BATTERY PARTNERS SELECT FUND I GP, LLC
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

MICHAEL BROWN   CHELSEA R. STONER
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

MORAD ELHAFED   R. DAVID TABORS
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

JESSE FELDMAN   DHARMESH THAKKER
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

RUSSELL FLEISCHER   SCOTT R. TOBIN
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

ROGER H. LEE    
     
By: /s/ Christopher Schiavo    
Name: Christopher Schiavo    
Title: Attorney-in-Fact    

 

 22 

 

 

  ATTENTION  
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

 23 

 

 

Exhibit(s):

 

AJoint Filing Agreement

 

 24 

 

 

EXHIBIT A

JOINT FILING AGREEMENT

 

We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Class A Common Stock of Sprinklr, Inc. is filed on behalf of each of us.

 

Dated: November 12, 2024

 

BATTERY VENTURES IX, L.P.   BATTERY VENTURES SELECT FUND I, L.P.
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

BATTERY INVESTMENT PARTNERS XI, LLC   BATTERY PARTNERS SELECT FUND I, L.P.
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

BATTERY PARTNERS XI, LLC   BATTERY INVESTMENT PARTNERS SELECT FUND I, L.P.
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

NEERAJ AGRAWAL   BATTERY PARTNERS SELECT FUND I GP, LLC
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

MICHAEL BROWN   CHELSEA R. STONER
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

MORAD ELHAFED   R. DAVID TABORS
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

JESSE FELDMAN   DHARMESH THAKKER
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

RUSSELL FLEISCHER   SCOTT R. TOBIN
     
By: /s/ Christopher Schiavo   By: /s/ Christopher Schiavo
Name: Christopher Schiavo   Name: Christopher Schiavo
Title: Attorney-in-Fact   Title: Attorney-in-Fact

 

ROGER H. LEE    
     
By: /s/ Christopher Schiavo    
Name: Christopher Schiavo    
Title: Attorney-in-Fact