Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Dream Finders Homes, Inc.
(Name of Issuer)
Class A Common Stock, par value $0.01 per share
(Title of Class of Securities)
26154D100
(CUSIP Number)
September 30, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 26154D100
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13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
Boston Omaha Corporation
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
2,868,037
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
2,868,037
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,868,037
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.88%(1)
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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(1)
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Calculations are based upon 32,295,329 shares of Class A Common Stock outstanding as of August 10, 2021, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on August 10, 2021.
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2
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CUSIP No. 26154D100
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13G
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Page 3 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
United Casualty & Surety Insurance Company
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Nebraska
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
120,000
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
120,000
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
120,000
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4%(1)
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IC
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(1)
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Calculations are based upon 32,295,329 shares of Class A Common Stock outstanding as of August 10, 2021, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on August 10, 2021.
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3
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CUSIP No. 26154D100
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13G
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Page 4 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
BOC DFH LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
2,748,037
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
2,748,037
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,748,037
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.51%(1)
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
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(1)
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Calculations are based upon 32,295,329 shares of Class A Common Stock outstanding as of August 10, 2021, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on August 10, 2021.
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4
This Amendment No. 1 (“Amendment No. 1”) is filed pursuant to Rule 13d-2(a) promulgated under the Securities Exchange Act of 1934, as amended, with respect to the Class A Common Stock,
par value $0.01 per share (the “Shares”), of Dream Finders Homes, Inc. (the “Issuer”) beneficially owned by Boston Omaha Corporation, United Casualty & Surety Insurance Company and BOC DFH LLC (collectively, the “Reporting Persons”), and amends
and supplements the Schedule 13G filed January 29, 2021 (the “Schedule 13G”). Except as set forth herein, the Schedule 13G is unmodified.
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Item 4.
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Ownership.
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Item 4 is hereby amended as follows:
Boston Omaha has shared voting power and shared dispositive power with regard to 2,868,037 Shares. UC&S has shared voting power and shared dispositive power with regard to 120,000 Shares. BOC DFH
has shared voting power and shared dispositive power with regard to 2,748,037 Shares.
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Item 10.
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Certification.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §
240.14a-11.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: October 6, 2021
BOSTON OMAHA CORPORATION
By: /s/ Joshua P. Weisenburger
Name: Joshua P. Weisenburger
Title: Chief Financial Officer
Name: Joshua P. Weisenburger
Title: Chief Financial Officer
UNITED CASUALTY & SURETY INSURANCE COMPANY
By: /s/ Robert F. Thomas
Name: Robert F. Thomas
Title: President
Name: Robert F. Thomas
Title: President
BOC DFH LLC
By: /s/ Joshua P. Weisenburger
Name: Joshua P. Weisenburger
Title: Treasurer
Name: Joshua P. Weisenburger
Title: Treasurer
[Signature Page to Schedule 13G/A]
EXHIBIT INDEX
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Exhibit 99.1
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Joint Filing Agreement, as required by Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended
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