Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
BankUnited, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
06652K103
(CUSIP Number)
January 31, 2014
(Date of Event which Requires filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 06652K103 | SCHEDULE 13G | Page 1 of 34 |
1 | NAMES OF REPORTING PERSONS
The Carlyle Group L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,448,314 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,448,314 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,448,314 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.4% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 2 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Group Management L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,448,314 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,448,314 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,448,314 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.4% | |||||
12 | TYPE OF REPORTING PERSON
OO (Limited Liability Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 3 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Holdings II GP L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,092,658 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,092,658 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,092,658 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.1% | |||||
12 | TYPE OF REPORTING PERSON
OO (Limited Liability Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 4 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Holdings II L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Québec | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,092,658 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,092,658 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,092,658 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.1% | |||||
12 | TYPE OF REPORTING PERSON
OO (Québec société en commandit) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 5 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group Cayman Investment Holdings, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,092,658 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,092,658 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,092,658 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.1% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 6 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group Cayman Investment Holdings Sub L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,092,658 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,092,658 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,092,658 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.1% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 7 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group V, L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,546,329 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,546,329 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,546,329 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.5% | |||||
12 | TYPE OF REPORTING PERSON
OO (Limited Liability Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 8 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group V, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,546,329 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,546,329 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,546,329 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.5% | |||||
12 | TYPE OF REPORTING PERSON
PN |
td> | ||||
CUSIP No. 06652K103 | SCHEDULE 13G | Page 9 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Partners V, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,455,378 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,455,378 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,455,378 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.4% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 10 of 34 |
1 | NAMES OF REPORTING PERSONS
CP V Coinvestment A, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
58,450 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
58,450 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,450 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 11 of 34 |
1 | NAMES OF REPORTING PERSONS
CP V Coinvestment B, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
3,220 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
3,220 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,220 | |||||
10 | CHECK IF THE AGGRE GATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 12 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Partners V-A, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
29,281 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
29,281 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,281 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 13 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Financial Services, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,546,329 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,546,329 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,546,329 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.5% | |||||
12 | TYPE OF REPORTING PERSON
OO (Cayman Islands Exempt Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 14 of 34 |
1 | NAMES OF REPORTING PERSONS
TCG Financial Services, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,546,329 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,546,329 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,546,329 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.5% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 15 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Financial Services BU, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,546,329 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,546,329 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,546,329 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.5% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 16 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Holdings I GP Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 17 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Holdings I GP Sub L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
font> | 5 | SOLE VOTING POWER
0 | |||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
OO (Limited Liability Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 18 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Holdings I L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 19 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group, L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
OO (Limited Liability Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 20 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group Sub L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 21 of 34 |
1 | NAMES OF REPORTING PERSONS
TC Group CSP II, L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
OO (Limited Liability Company) |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 22 of 34 |
1 | NAMES OF REPORTING PERSONS
CSP II General Partner, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
355,656 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
355,656 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,656 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.4% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 23 of 34 |
1 | NAMES OF REPORTING PERSONS
Carlyle Strategic Partners II, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
343,708 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
343,708 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
343,708 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.3% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 24 of 34 |
1 | NAMES OF REPORTING PERSONS
CSP II Coinvestment, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZEN OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
11,948 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
11,948 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,948 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON
PN |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 25 of 34 |
ITEM 1. (a) | Name of Issuer: |
BankUnited, Inc. (the Issuer)
(b) | Address of Issuers Principal Executive Offices: |
14817 Oak Lane
Miami Lakes, FL 33016
ITEM 2. (a) | Name of Person Filing: |
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
Carlyle Group Management L.L.C.
The Carlyle Group L.P.
Carlyle Holdings II GP L.L.C.
Carlyle Holdings II L.P.
TC Group Cayman Investment Holdings, L.P.
TC Group Cayman Investment Holdings Sub L.P.
TC Group V, L.L.C.
TC Group V, L.P.
Carlyle Partners V, L.P.
CP V Coinvestment A, L.P.
CP V Coinvestment B, L.P.
Carlyle Partners V-A, L.P.
Carlyle Financial Services, Ltd.
TCG Financial Services, L.P.
Carlyle Financial Services BU, L.P.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
TC Group, L.L.C.
TC Group Sub L.P.
TC Group CSP II, L.L.C.
CSP II General Partner, L.P.
Carlyle Strategic Partners II, L.P.
CSP II Coinvestment, L.P.
CUSIP No. 06652K103 | SCHEDULE 13G | Page 26 of 34 |
(b) | Address or Principal Business Office: |
The address for each of TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., Carlyle Financial Services, Ltd., TCG Financial Services, L.P. is c/o Intertrust Corporate Services, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005 Cayman Islands. The address for each of the other Reporting Persons is c/o The Carlyle Group, 1001 Pennsylvania Ave. NW, Suite 220 South, Washington, D.C. 20004-2505.
(c) | Citizenship of each Reporting Person is: |
TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., Carlyle Financial Services, Ltd., TCG Financial Services, L.P. are organized in the Cayman Islands. Carlyle Holdings II L.P. is a Québec société en commandit. Each of the other Reporting Persons is organized in the state of Delaware.
(d) | Title of Class of Securities: |
Common stock, par value $0.01 per share (Common Stock).
(e) | CUSIP Number: |
06652K103
ITEM 3. |
Not applicable.
CUSIP No. 06652K103 | SCHEDULE 13G | Page 27 of 34 |
ITEM 4. | Ownership |
Ownership (a-c)
The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of January 31, 2014, based upon 101,013,014 shares of the Issuers Common Stock outstanding as of December 31, 2013.
Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
Carlyle Group Management L.L.C. |
3,448,314 | 3.4 | % | 0 | 3,448,314 | 0 | 3,448,314 | |||||||||||||||||
The Carlyle Group L.P. |
3,448,314 | 3.4 | % | 0 | 3,448,314 | 0 | 3,448,314 | |||||||||||||||||
Carlyle Holdings II GP L.L.C. |
3,092,658 | 3.1 | % | 0 | 3,092,658 | 0 | 3,092,658 | |||||||||||||||||
Carlyle Holdings II L.P. |
3,092,658 | 3.1 | % | 0 | 3,092,658 | 0 | 3,092,658 | |||||||||||||||||
TC Group Cayman Investment Holdings, L.P. |
3,092,658 | 3.1 | % | 0 | 3,092,658 | 0 | 3,092,658 | |||||||||||||||||
TC Group Cayman Investment Holdings Sub L.P. |
3,092,658 | 3.1 | % | 0 | 3,092,658 | 0 | 3,092,658 | |||||||||||||||||
TC Group V, L.L.C. |
1,546,329 | 1.5 | % | 0 | 1,546,329 | 0 | 1,546,329 | |||||||||||||||||
TC Group V, L.P. |
1,546,329 | 1.5 | % | 0 | 1,546,329 | 0 | 1,546,329 | |||||||||||||||||
Carlyle Partners V, L.P. |
1,455,378 | 1.4 | % | 0 | 1,455,378 | 0 | 1,455,378 | |||||||||||||||||
CP V Coinvestment A, L.P. |
58,450 | 0.1 | % | 0 | 58,450 | 0 | ; | 58,450 | ||||||||||||||||
CP V Coinvestment B, L.P. |
3,220 | * | 0 | 3,220 | 0 | 3,220 | ||||||||||||||||||
Carlyle Partners V-A, L.P. |
29,281 | * | 0 | 29,281 | 0 | 29,281 | ||||||||||||||||||
Carlyle Financial Services, Ltd. |
1,546,329 | 1.5 | % | 0 | 1,546,329 | 0 | 1,546,329 | |||||||||||||||||
TCG Financial Services, L.P. |
1,546,329 | 1.5 | % | 0 | 1,546,329 | 0 | 1,546,329 | |||||||||||||||||
Carlyle Financial Services BU, L.P. |
1,546,329 | 1.5 | % | 0 | 1,546,329 | 0 | 1,546,329 | |||||||||||||||||
Carlyle Holdings I GP Inc. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
Carlyle Holdings I GP Sub L.L.C. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
Carlyle Holdings I L.P. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
TC Group, L.L.C. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
TC Group Sub L.P. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
TC Group CSP II, L.L.C. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
CSP II General Partner, L.P. |
355,656 | 0.4 | % | 0 | 355,656 | 0 | 355,656 | |||||||||||||||||
Carlyle Strategic Partners II, L.P. |
343,708 | 0.3 | % | 0 | 343,708 | 0 | 343,708 | |||||||||||||||||
CSP II Coinvestment, L.P. |
11,948 | * | 0 | 11,948 | 0 | ; | 11,948 |
* | Represents less than 0.1% of the Common Stock outstanding. |
Carlyle Partners V, L.P., CP V Coinvestment A, L.P., CP V Coinvestment B, L.P., Carlyle Partners V-A, L.P. and Carlyle Financial Services BU, L.P. are the record holders of 1,455,378, 58,450, 3,220, 29,281 and 1,546,329 shares of Common Stock, respectively. Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. are the record holders of 343,708 and 11,948 shares of Common Stock, respectively.
Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ.
CUSIP No. 06652K103 | SCHEDULE 13G | Page 28 of 34 |
The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P. TC Group Cayman Investment Holdings Sub L.P. is the managing member of TC Group V, L.L.C., which is the general partner of TC Group V, L.P., which is the general partner of each of Carlyle Partners V, L.P., CP V Coinvestment A, L.P., CP V Coinvestment B, L.P. and Carlyle Partners V-A, L.P. TC Group Cayman Investment Holdings Sub L.P. is also the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services BU, L.P. Accordingly, Carlyle Group Management L.L.C. and each of the entities mentioned in this paragraph may be deemed to share beneficial ownership of the shares of Common Stock owned of record by Carlyle Partners V, L.P., CP V Coinvestment A, L.P., CP V Coinvestment B, L.P., Carlyle Partners V-A, L.P. and Carlyle Financial Services BU.
The Carlyle Group L.P. is also the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group CSP II, L.L.C., which is the general partner of CSP II General Partner, L.P., which is the general partner of each of Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P. Accordingly, Carlyle Group Management L.L.C. and each of the entities mentioned in this paragraph may be deemed to share beneficial ownership of the shares of Common Stock owned of record by Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P.
ITEM 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not applicable.
ITEM 8. | Identification and Classification of Members of the Group |
Not applicable.
ITEM 9. | Notice of Dissolution of Group |
Not applicable.
CUSIP No. 06652K103 | SCHEDULE 13G | Page 29 of 34 |
ITEM 10. | Certification |
Not applicable.
CUSIP No. 06652K103 | SCHEDULE 13G | Page 30 of 34 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2014
CARLYLE GROUP MANAGEMENT L.L.C. | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
THE CARLYLE GROUP L.P. | ||
By: Carlyle Group Management L.L.C., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS II GP L.L.C. | ||
By: The Carlyle Group L.P., its managing member | ||
By: Carlyle Group Management L.L.C., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS II L.P. | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | ||
By: Carlyle Holdings II L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 31 of 34 |
TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P. | ||
By: | TC Group Cayman Investment Holdings, L.P., | |
By: | Carlyle Holdings II L.P., its general partner | |
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP V, L.L.C. | ||
By: | TC Group Cayman Investment Holdings Sub L.P., | |
By: | TC Group Cayman Investment Holdings, L.P., | |
By: | Carlyle Holdings II L.P., its general partner | |
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP V, L.P. | ||
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CARLYLE PARTNERS V, L.P. | ||
By: | TC Group V, L.P., its general partner | |
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CP V COINVESTMENT A, L.P. | ||
By: | TC Group V, L.P., its general partner | |
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CP V COINVESTMENT B, L.P. | ||
By: | TC Group V, L.P., its general partner | |
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 32 of 34 |
CARLYLE PARTNERS V-A, L.P. | ||
By: | TC Group V, L.P., its general partner | |
By: | /s/ Jeremy W. Anderson, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CARLYLE FINANCIAL SERVICES, LTD. | ||
By: | TC Group Cayman Investment Holdings Sub L.P., | |
By: | TC Group Cayman Investment Holdings, L.P., | |
By: | Carlyle Holdings II L.P., its general partner | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TCG FINANCIAL SERVICES, L.P. | ||
By: | Carlyle Financial Services, Ltd., its general partner | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE FINANCIAL SERVICES BU, L.P. | ||
By: | TCG Financial Services, L.P., its general partner | |
By: | Carlyle Financial Services, Ltd., its general partner | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS I GP INC. | ||
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
CARLYLE HOLDINGS I GP SUB L.L.C. | ||
By: | Carlyle Holdings I GP Inc., its managing member | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 33 of 34 |
CARLYLE HOLDINGS I L.P. | ||
By: | Carlyle Holdings I GP Sub L.L.C., its general partner | |
By: | Carlyle Holdings I GP Inc., its managing member | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP, L.L.C. | ||
By: | Carlyle Holdings I L.P., its managing member | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP SUB L.P. | ||
By: | TC Group, L.L.C., its general partner | |
By: | Carlyle Holdings I L.P., its managing member | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Chairman | |
TC GROUP CSP II, L.L.C. | ||
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Managing Director | |
CSP II GENERAL PARTNER, L.P. | ||
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person | |
CARLYLE STRATEGIC PARTNERS II, L.P. | ||
By: | CSP II General Partner, L.P., its general partner | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person |
CUSIP No. 06652K103 | SCHEDULE 13G | Page 34 of 34 |
CSP II COINVESTMENT, L.P. | ||
By: | CSP II General Partner, L.P., its general partner | |
By: | /s/ R. Rainey Hoffman, attorney-in-fact | |
Name: | Daniel DAniello | |
Title: | Authorized Person |
LIST OF EXHIBITS
Exhibit No. |
Description | |
24 | Power of Attorney (incorporated by reference to Exhibit 24 to the Schedule 13G filed by the Reporting Persons on February 14, 2013). | |
99 | Joint Filing Agreement (incorporated by reference to Exhibit 99 to the Schedule 13G filed by the Reporting Persons on February 14, 2013). |