Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)
KINDER MORGAN, INC.
(Name of Issuer)
Class P Common Stock
(Title of Class of Securities)
49456B101
(CUSIP Number)
December 31, 2015
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 1 of 8 | |||||
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
x | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizen or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person | |||||
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 2 of 8 | |||||
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
x | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizen or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person | |||||
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 3 of 8 | |||||
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
x | ||||
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3 |
SEC Use Only | |||||
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4 |
Citizen or Place of Organization | |||||
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Number of |
5 |
Sole Voting Power | |||||
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6 |
Shared Voting Power | ||||||
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7 |
Sole Dispositive Power | ||||||
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8 |
Shared Dispositive Power | ||||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |||||
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11 |
Percent of Class Represented by Amount in Row 9 | |||||
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12 |
Type of Reporting Person | |||||
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 4 of 8 |
Item 1. | ||
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(a) |
Name of Issuer: |
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(b) |
Address of Issuers Principal Executive Offices: Houston, Texas 77002 |
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Item 2. | ||
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(a) |
Name of Person Filing:
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
Highstar Capital LP Highstar III Knight Acquisition Sub, L.P. (Highstar III) Highstar KMI Blocker LLC (Highstar KMI) |
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(b) |
Address or Principal Business Office:
The address for each of the Reporting Persons is c/o Highstar Capital, 277 Park Avenue, 45th floor, New York, New York 10172. |
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(c) |
Citizenship of each Reporting Person is: Each of the reporting persons is organized in the state of Delaware. |
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(d) |
Title of Class of Securities: Class P common stock, $0.01 par value (Common Stock) |
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(e) |
CUSIP Number: 49456B101 |
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Item 3. |
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Not applicable. |
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 5 of 8 |
Item 4. |
Ownership |
Ownership (a-c)
The ownership information presented below represents beneficial ownership of Common Stock as of December 31, 2015, based upon 2,231,514,695 shares of Common Stock and outstanding as of October 22, 2015.
Reporting Person |
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Amount |
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Percent |
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Sole |
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Shared |
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Sole |
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Shared |
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Highstar Capital LP |
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41,231,155 |
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1.8 |
% |
0 |
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41,231,155 |
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0 |
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41,231,155 |
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Highstar III Knight Acquisition Sub, L.P. |
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15,789,859 |
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0.7 |
% |
0 |
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15,789,859 |
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0 |
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15,789,859 |
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Highstar KMI Blocker LLC |
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25,441,296 |
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1.1 |
% |
0 |
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25,441,296 |
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0 |
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25,441,296 |
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Highstar III and Highstar KMI (together, the Highstar Entities) are the record holders of 15,789,859 and 25,441,296 shares of Common Stock, respectively. Affiliates of PineBridge Investments LLC (PineBridge) serve as the general partner of Highstar III and the managing member of Highstar KMI, and, accordingly, may be deemed to beneficially own the shares owned of record by the Highstar Entities. PineBridge has delegated management authority for such general partner and managing member to Highstar Capital LP, which also serves as the investment manager for the Highstar Entities. Highstar Capital LP is controlled by Christopher Lee, Michael Miller, John Stokes, Christopher Beall and Scott Litman and, in such capacities, these individuals may be deemed to share beneficial ownership of the shares beneficially owned by the Highstar Entities. Such individuals expressly disclaim any such beneficial ownership.
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Item 5. |
Ownership of Five Percent or Less of a Class |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Not applicable. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
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Not applicable |
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Item 8. |
Identification and Classification of Members of the Group |
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Not applicable. |
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Item 9. |
Notice of Dissolution of Group |
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Not applicable. |
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 6 of 8 |
Item 10. |
Certification |
Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 17, 2016
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HIGHSTAR CAPITAL LP | |
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by: |
/s/ Scott Litman |
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Name: |
Scott Litman |
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Title: |
Executive Vice-President |
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HIGHSTAR III KNIGHT ACQUISITION SUB, L.P. | |
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by: |
Highstar GP III Prism Fund, L.P., its General Partner |
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by: |
Highstar Management III, LLC, its General Partner |
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by: |
Highstar Capital LP, its attorney-in-fact |
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by: |
/s/ Scott Litman |
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Name: |
Scott Litman |
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Title: |
Executive Vice-President |
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HIGHSTAR KMI BLOCKER LLC | |
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by: |
Highstar III Knight Acquisition Sub, L.P., its managing |
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member | |
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by: |
Highstar GP III Prism Fund, L.P., its General Partner |
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by: |
Highstar Management III, LLC, its General Partner |
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by: |
Highstar Capital LP, its attorney-in-fact |
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by: |
/s/ Scott Litman |
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Name: |
Scott Litman |
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Title: |
Executive Vice-President |
CUSIP No. 49456B101 |
SCHEDULE 13G |
Page 7 of 8 |
LIST OF EXHIBITS
Exhibit No. |
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Description |
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24 |
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Powers of Attorney (incorporated by reference to Exhibit 24 to the Schedule 13G filed by the Reporting Persons on February 14, 2012). |
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99 |
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Joint Filing Agreement (incorporated by reference to Exhibit 99 to the Schedule 13G filed by the Reporting Persons on February 14, 2012). |