Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
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CORVUS GOLD ULC
(AS SUCCESSOR BY AMALGAMATION TO CORVUS GOLD INC.)
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(Name of Issuer)
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Common Shares
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(Title of Class of Securities)
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221013105
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(CUSIP Number)
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Kandimathie Christine Ramon
AngloGold Ashanti Limited
112 Oxford Road
Houghton Estate
Johannesburg, 2198
South Africa
+27 (0)11 637-6019
With a copy to:
George A. Stephanakis, Esq.
Cravath, Swaine & Moore LLP
CityPoint
One Ropemaker Street
London EC2Y 9HR
United Kingdom
+44 (0)20 7453 1000
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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January 18, 2022
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(Date of Event which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom
copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 221013105
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1
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NAMES OF REPORTING PERSONS
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AngloGold Ashanti Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC, OO (See
Item 3)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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South Africa
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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127,003,470 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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127,003,470 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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127,003,470 (
See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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100%(1) (See Item 5)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC, CO
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Percentage ownership is based on an aggregate number of 127,003,470 common shares of the Issuer outstanding as of January 14, 2022, as disclosed by the Issuer in its Quarterly Report for the quarterly period ended November 30,
2021 on Form 10-Q, filed with the SEC on January 14, 2022.
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CUSIP No. 221013105
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1
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NAMES OF REPORTING PERSONS
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AngloGold Ashanti (U.S.A.) Exploration Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC, OO (See
Item 3)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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127,003,470 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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127,003,470 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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127,003,470 (See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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100%(1) (See Item 5)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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| (1) |
Percentage ownership is based on an aggregate number of 127,003,470 common shares of the Issuer outstanding as of January 14, 2022, as disclosed by the Issuer in its Quarterly Report for the quarterly period ended November 30,
2021 on Form 10-Q, filed with the SEC on January 14, 2022.
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CUSIP No. 221013105
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1
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NAMES OF REPORTING PERSONS
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1323606 B.C. Unlimited Liability Company (which became Corvus Gold ULC as a result of the amalgamation)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC, OO
(See Item 3)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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British Columbia, Canada
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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127,003,470 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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127,003,470 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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127,003,470 (See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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100%(1) (See Item 5)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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| (1) |
Percentage ownership is based on an aggregate number of 127,003,470 common shares of the Issuer outstanding as of January 14, 2022, as disclosed by the Issuer in its Quarterly Report for the quarterly period ended November
30, 2021 on Form 10-Q, filed with the SEC on January 14, 2022.
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This Statement constitutes Amendment No. 3 (“Amendment No. 3”) to the Schedule 13D (the “Original Schedule 13D” and, as amended, the “Amended Schedule 13D”) filed with
the Securities and Exchange Commission (“SEC”) on July 13, 2021, as amended by Amendment No. 1 filed on September 14, 2021 and Amendment No. 2 filed on September 17, 2021, with respect to the common shares, no par value, of Corvus Gold
Inc. (the “Issuer”), held by 1323606 B.C. Unlimited Liability Company (the “Purchaser”). The Purchaser is a wholly owned subsidiary of AngloGold Ashanti (U.S.A.) Holdings Inc. (“AGA (U.S.A.) Holdings”), which is a wholly
owned subsidiary of AngloGold Ashanti (U.S.A.) Exploration Inc. (“AGA (U.S.A.) Exploration”), which is a wholly owned subsidiary of AngloGold Ashanti North America Inc. (“AGA North America”), which is a wholly owned subsidiary
of AngloGold Ashanti USA Incorporated, which is a wholly owned subsidiary of AngloGold Ashanti Limited (“AGA”). AGA and the aforementioned wholly owned subsidiaries of AGA are collectively referred to herein as the “AGA Entities”.
Upon completion of the Transaction, the Purchaser and the Issuer were amalgamated to form one corporate entity which has been renamed “Corvus Gold ULC”, with the legal existence of the
Purchaser surviving the amalgamation. All references herein to the “Purchaser” with respect to any period after the Effective Time of the amalgamation are references to Corvus Gold ULC, the amalgamated entity.
All references herein to “$” and “US$” are to U.S. dollars and all references to “C$” are to Canadian dollars.
This Amendment No. 3 amends the Amended Schedule 13D on behalf of the undersigned to furnish the information set forth herein. Except as set forth herein, all Items of the Amended Schedule
13D remain unchanged. Capitalized terms used but not defined in this Amendment No. 3 have the meanings assigned to them in the Amended Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND
Paragraphs (a) - (c) of Item 2 of the Amended Schedule 13D are hereby deleted in their entirety and replaced with the following:
This statement is being filed jointly by the Purchaser, AGA (U.S.A.) Exploration and AGA (together, the “Reporting Persons”). Each of the Reporting Persons is party to that certain
Joint Filing Agreement, as amended by that certain Joinder Agreement, as further described in Item 6.
The name, state or other place of organization and address of the principal office of each of the Reporting Persons and the other AGA Entities are set forth on Schedule A attached hereto and
are incorporated herein by reference. The AGA Entities operate an independent, global gold mining business with a diverse portfolio of operations, projects and exploration activities across nine countries on four continents.
The name, citizenship, business address, present principal occupation or employment, and the name, business address and principal business of any corporation or other organization in which
such employment is conducted, of each director and executive officer of the AGA Entities (collectively referred to herein as the “AGA Directors and Officers”) are set forth on Schedule B attached hereto and incorporated herein by
reference.
Paragraph (d) of Item 2 of the Amended Schedule 13D is hereby deleted in its entirety and replaced with the following:
During the last five years, none of the AGA Entities nor, to the knowledge of the Reporting Persons, any of the AGA Directors and Officers, has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
Paragraph (e) of Item 2 of the Amended Schedule 13D is hereby deleted in its entirety and replaced with the following:
During the last five years, none of the AGA Entities nor, to the knowledge of the Reporting Persons, any of the AGA Directors and Officers, has been a party to a civil proceeding of a
judicial or
administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Item 3 of the Amended Schedule 13D is hereby amended to add the following at the end thereof:
The description of the Transaction set forth in Item 4 below is incorporated by reference in its entirety into this Item 3.
ITEM 4. PURPOSE OF TRANSACTION
Item 4 of the Amended Schedule 13D is hereby amended to add the following at the end thereof:
On January 18, 2022, the Issuer, the Purchaser and AGAH completed the Transaction, pursuant to which, among other things, the Purchaser acquired the remaining 80.5% of the outstanding Corvus
Shares not already owned by the Purchaser (as further described below) at a price of C$4.10 per Corvus Share in cash.
On January 11, 2022, a total of 24,774,949 Corvus Shares, equal to 19.5% of the outstanding Corvus Shares, were transferred by way of a capital contribution (i) from AGA (U.S.A.) Exploration
to AGA (U.S.A.) Holdings in exchange for 24,774,949 common shares in the capital of AGA (U.S.A.) Holdings with a subscription price of C$4.10 per common share of AGA (U.S.A.) Holdings, and (ii) from AGA (U.S.A.) Holdings to the Purchaser in
exchange for 24,774,949 common shares in the capital of the Purchaser with a subscription price of C$4.10 per common share of the Purchaser.
As part of completion of the Transaction, the Purchaser and the Issuer were amalgamated to form one corporate entity which has been renamed “Corvus Gold ULC”, with the legal existence of the
Purchaser surviving the amalgamation, and all of the issued and outstanding Corvus Shares were canceled pursuant to a statutory plan of arrangement under the Business
Corporations Act (British Columbia). AGA (U.S.A.) Holdings, which is the direct parent company of the Purchaser, received one common share in the authorized share structure of Corvus Gold ULC for each common share previously held by AGA (U.S.A.) Holdings in the Purchaser. Corvus Gold ULC is now a direct wholly owned subsidiary of AGA (U.S.A.) Holdings. The articles and notice of articles of
Corvus Gold ULC are substantially in the form of the articles and notice of articles of the Purchaser, as in effect prior to the completion of the Transaction.
Effective upon the completion of the Transaction, Jeffrey A. Pontius, Carl Brechtel, Peggy Wu, Marla K. Ritchie, Ronald Largent, Steve K. Aaker, Anton Drescher, Ed Yarrow, and Rowland Perkins
resigned as directors and/or officers of the Issuer, and the directors were replaced by Timothy Thompson and Robert Hayes. Further, Timothy Thompson, Wayne Chancellor and Katie Burritts were appointed officers of Corvus Gold ULC.
On January 7, 2022, the Issuer notified Nasdaq of its intention to voluntarily delist the shares of Corvus Gold ULC from Nasdaq. In connection with the completion of the Transaction, Corvus
Gold ULC, in coordination with Nasdaq, has filed a Form 25 with the SEC to delist the shares of Corvus Gold ULC from Nasdaq and terminate registration of the shares of Corvus Gold ULC under Section 12(b) of the Exchange Act. Corvus Gold ULC
also intends to file a Form 15 to terminate registration of the shares of Corvus Gold ULC under Section 12(g) of the Exchange Act and to suspend Corvus Gold ULC’s reporting obligations under Section 15(d) of the Exchange Act. Moreover, Corvus
Gold ULC intends to cause the shares of Corvus Gold ULC to cease to be listed on the Toronto Stock Exchange as soon as possible. An application was made for Corvus Gold ULC to cease to be a reporting issuer in the provinces of Canada in which
it is a reporting issuer, such provinces being British Columbia, Alberta and Ontario, and to otherwise terminate Covus Gold ULC’s public reporting requirements.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Paragraphs (a) - (e) of Item 5 of the Amended Schedule 13D are hereby deleted in their entirety and replaced with the following:
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(a)
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See Items 7 through 13 on the cover pages to this statement on the Amended Schedule 13D. The Purchaser is a wholly owned subsidiary of AGA (U.S.A.) Holdings, which is a wholly owned subsidiary of AGA (U.S.A.) Exploration, which
is a wholly owned subsidiary of AGA North America, which is a wholly owned subsidiary of AngloGold Ashanti USA Incorporated, which is a wholly owned subsidiary of AGA. Each of AGA and AGA (U.S.A.) Exploration may be considered to be
a beneficial owner of the Corvus Shares by virtue of its indirect ownership of all of the equity and voting power of the Purchaser. The Corvus Shares comprise 100% of the outstanding common shares of the Issuer (based on an
aggregate number of 127,003,470 common shares of the Issuer outstanding as of January 14, 2022, as disclosed by the Issuer in its Quarterly Report for the quarterly period ended November 30, 2021 on Form 10-Q, filed with the SEC on
January 14, 2022).
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(b)
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See Items 7 through 13 on the cover pages to this statement on the Amended Schedule 13D. The Purchaser has power both to dispose of and exercise the voting rights attributable to the Corvus Shares. Each of AGA and AGA (U.S.A.)
Exploration may be deemed to control the Purchaser and therefore share voting power and investment power with respect to the Corvus Shares. See Item 2 of this Statement on the Amended Schedule 13D for information on the AGA
Entities.
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(c)
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Except for the completion of the transactions as set out in Item 4 above, none of the Reporting Persons has effected any transaction in Corvus Shares during the last 60 days.
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(d)
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No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Corvus Shares beneficially owned by the Reporting Persons.
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(e)
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Not applicable.
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ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
Item 6 of the Amended Schedule 13D is hereby supplemented by incorporating by reference in its entirety the information set forth in Item 4 above and amended to add the following at the end
thereof:
On January 17, 2022, each of the Reporting Persons entered into a Joinder Agreement (the “Joinder Agreement”) to the Joint Filing Agreement, originally dated as of July 13, 2021 (the
“Joint Filing Agreement”), pursuant to which the Purchaser agreed to be bound by the terms and conditions set forth therein, including, among other things, the joint filing on behalf of each party of statements on the Amended Schedule
13D, and any amendments thereto, with respect to the Corvus Shares. A copy of the Joint Filing Agreement was filed as Exhibit 99.1 to the Original Schedule 13D and is incorporated herein by reference. A copy of the Joinder Agreement is filed
herewith as Exhibit 99.21 and incorporated herein by reference. The foregoing description of the Joinder Agreement is qualified in its entirety by reference to the Joinder Agreement, filed herewith.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
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Exhibit 99.21
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Joinder Agreement, dated January 17, 2022, by and between the Reporting Persons (filed herewith).
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Date: January 18, 2022
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AngloGold Ashanti Limited
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By:
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/s/ Kandimathie Christine Ramon | |
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Name:
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Kandimathie Christine Ramon
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Title:
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Chief Financial Officer &
Executive Director
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AngloGold Ashanti (U.S.A.) Exploration Inc.
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By:
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/s/ Timothy Thompson | |
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Name:
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Timothy Thompson
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Title:
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Director & President
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1323606 B.C. Unlimited Liability Company (which became Corvus Gold ULC as a result of the amalgamation)
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By:
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/s/ Timothy Thompson | |
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Name:
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Timothy Thompson
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Title:
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President
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SCHEDULE A
AGA ENTITIES
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AGA Entity
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Name, state or other place of
organization
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Address of the principal office
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AngloGold Ashanti Limited
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South Africa
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112 Oxford Road, Houghton Estate, Johannesburg, 2198, South Africa
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AngloGold Ashanti USA Incorporated
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Delaware
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4601 DTC Boulevard, Suite 550, Denver, CO 80237
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AngloGold Ashanti North America Inc.
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Colorado
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4601 DTC Boulevard, Suite 550, Denver, CO 80237
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AngloGold Ashanti (U.S.A.) Exploration Inc.
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Delaware
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4601 DTC Boulevard, Suite 550, Denver, CO 80237
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AngloGold Ashanti (U.S.A.) Holdings Inc.
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Delaware
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4601 DTC Boulevard, Suite 550, Denver, CO 80237
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1323606 B.C. Unlimited Liability Company (which became Corvus Gold ULC as a result of the amalgamation)
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British Columbia, Canada
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Suite 1700, Park Place, 666 Burrard Street, Vancouver BC V6C 2X8
Canada
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SCHEDULE B
AGA DIRECTORS AND OFFICERS
The name, country of citizenship and current principal occupation or employment of each of the AGA Directors and Officers are set forth below. Unless otherwise indicated in the tables below each
occupation set forth opposite an individual’s name refers to a position with an AGA Entity.
AngloGold Ashanti Limited
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Name (and business address where not
112 Oxford Road, Houghton Estate, Johannesburg, 2198, South Africa
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than an AGA Entity)
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Alberto Calderon Zuleta
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Colombia
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Executive Director & Chief Executive Officer
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Kandimathie Christine Ramon
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South Africa
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Executive Director & Chief Financial Officer
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Albert Garner
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U.S.A.
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Independent Non-Executive Director of AGA and Managing Director and Vice Chair of Investment Banking of Lazard Ltd. whose principal business address is at 30 Rockefeller Plaza, New York, NY 10112
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Rhidwaan Gasant
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South Africa
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Independent Non-Executive Director
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Nelisiwe Magubane
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South Africa
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Independent Non-Executive Director
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Maria Ramos
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South Africa
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Independent Non-Executive Director
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Maria Richter
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Panama, U.S.A.
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Independent Non-Executive Director
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Alan Ferguson
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United Kingdom
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Independent Non-Executive Director
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Jochen Tilk
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Canada
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Independent Non-Executive Director
|
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Kojo Busia
|
Ghana
|
Independent Non-Executive Director
|
|
Scott Lawson
|
U.S.A.
|
Independent Non-Executive Director
|
|
Lizelle Marwick
|
South Africa
|
Executive Vice President: General Counsel & Compliance
|
|
Vaughan Chamberlain
|
South Africa
|
Interim Chief Development Officer
|
|
Ludwig Eybers
|
South Africa
|
Chief Operating Officer
|
|
Italia Boninelli
|
South Africa
|
HR Executive Consultant
|
|
Stewart Bailey
|
South Africa, United Kingdom
|
Executive Vice President: Corporate Affairs & Sustainability
|
|
Marcelo Godoy
|
U.S.A., Brazil
|
Chief Technology Officer
|
AngloGold Ashanti USA Incorporated
|
Name (and business address where not 4601 DTC Bou
levard, Suite 550, Denver, CO 80237)
|
Country of Citizenship
|
Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than an AGA Entity)
|
| Ludwig Eybers | South Africa | Director (& Chief Operating Officer of AngloGold Ashanti Limited) |
|
Timothy Thompson
|
U.S.A.
|
Director & President
|
|
Marcelo Ortiz de Zarate
|
U.S.A.
|
Director & Vice President
|
|
Wayne Chancellor
|
U.S.A.
|
Vice President & Secretary
|
|
Katie Burritt
|
U.S.A.
|
Treasurer
|
AngloGold Ashanti North America Inc.
|
Name (and business address where not 4601 DTC Boulevard, Suite 550, Denver, CO 80237)
|
Country of Citizenship
|
Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than an AGA Entity)
|
|
Ludwig Eybers
|
South Africa
|
Director (& Chief Operating Officer: International of AngloGold Ashanti Limited)
|
|
Timothy Thompson
|
U.S.A.
|
Director & President
|
|
Marcelo Ortiz de Zarate
|
U.S.A.
|
Director & Vice President
|
|
Wayne Chancellor
|
U.S.A.
|
Vice President & Secretary
|
|
Katie Burritt
|
U.S.A.
|
Treasurer
|
AngloGold Ashanti (U.S.A.) Exploration Inc.
|
Name (and business address where not 4601 DTC Boulevard, Suite 550, Denver, CO 80237)
|
Country of Citizenship
|
Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than an AGA Entity)
|
|
Michael Birkhead
|
U.S.A.
|
Director (& Senior Vice President: Business Improvement and ICE of AngloGold Ashanti Limited)
|
|
Timothy Thompson
|
U.S.A.
|
Director & President
|
|
Marcelo Ortiz de Zarate
|
U.S.A.
|
Director & Vice President
|
|
Wayne Chancellor
|
U.S.A.
|
Vice President & Secretary
|
|
Katie Burritt
|
U.S.A.
|
Treasurer
|
AngloGold Ashanti (U.S.A.) Holdings Inc.
|
Name (and business address where not 4601 DTC Boulevard, Suite 550, Denver, CO 80237)
|
Country of Citizenship
|
Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than an AGA Entity)
|
|
Timothy Thompson
|
U.S.A.
|
Director & President
|
|
Marcelo Ortiz de Zarate
|
U.S.A.
|
Director
|
|
Wayne Chancellor
|
U.S.A.
|
Vice President & Secretary
|
|
Katie Burritt
|
U.S.A.
|
Treasurer
|
|
Korey Christensen
|
U.S.A.
|
Assistant Secretary
|
1323606 B.C. Unlimited Liability Company (which became Corvus Gold ULC as a result of the amalgamation)
|
Name (and business address where not Suite 1700, Park Place, 666 Burrard Street, Vancouver BC V6C 2X8 Canada)
|
Country of Citizenship
|
Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than an AGA Entity)
|
|
Robert Hayes
|
United Kingdom
|
Director (& Group Treasurer of AngloGold Ashanti Limited)
|
|
Timothy Thompson
|
U.S.A.
|
Director & President
|
|
Wayne Chancellor
|
U.S.A.
|
Vice President & Secretary
|
|
Katie Burritt
|
U.S.A.
|
Treasurer
|