Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 14)*
Huttig Building Products, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
448451104
(CUSIP Number)
February 12, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 2 OF 10 PAGES |
| 1 | Name of reporting persons Phillip Hauser |
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| 2 | Check the appropriate box if a member of a group [ ] (a) [x] (b) |
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| 3 | SEC use only |
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| 4 | Citizenship or place of organization Federal Republic of Germany |
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| Number of shares beneficially owned by each reporting person with | 5 | Sole voting power 2,578,595 |
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| 6 | Shared voting power 0 |
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| 7 | Sole dispositive power 2,578,595 |
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| 8 | Shared dispositive power 0 |
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| 9 | Aggregate amount beneficially owned by each reporting person 2,578,595 |
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| 10 | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) |
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| 11 | Percent of class represented by amount in Row (9) 9.59% |
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| 12 | Type of reporting person (see instructions) IN |
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| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 3 OF 10 PAGES |
| 1 | Name of reporting persons Fritz Hauser |
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| 2 | Check the appropriate box if a member of a group [ ] (a) [x] (b) |
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| 3 | SEC use only |
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| 4 | Citizenship or place of organization Federal Republic of Germany |
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| Number of shares beneficially owned by each reporting person with | 5 | Sole voting power 2,578,595 |
|
| 6 | Shared voting power 0 |
||
| 7 | Sole dispositive power 2,578,595 |
||
| 8 | Shared dispositive power 0 |
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| 9 | Aggregate amount beneficially owned by each reporting person 2,578,595 |
||
| 10 | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) |
||
| 11 | Percent of class represented by amount in Row (9) 9.59% |
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| 12 | Type of reporting person (see instructions) IN |
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| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 4 OF 10 PAGES |
| 1 | Name of reporting persons Hauser Family AG |
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| 2 | Check the appropriate box if a member of a group [ ] (a) [x] (b) |
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| 3 | SEC use only |
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| 4 | Citizenship or place of organization Freiburg im Breisgau, Baden-Württemberg, Federal Republic of Germany |
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| Number of shares beneficially owned by each reporting person with | 5 | Sole voting power 1,494,918 |
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| 6 | Shared voting power 0 |
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| 7 | Sole dispositive power 1,494,918 |
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| 8 | Shared dispositive power 0 |
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| 9 | Aggregate amount beneficially owned by each reporting person 1,494,918 |
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| 10 | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) |
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| 11 | Percent of class represented by amount in Row (9) 5.56% |
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| 12 | Type of reporting person (see instructions) FI |
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| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 5 OF 10 PAGES |
| 1 | Name of reporting persons Hauser & Friends AG |
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| 2 | Check the appropriate box if a member of a group [ ] (a) [x] (b) |
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| 3 | SEC use only |
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| 4 | Citizenship or place of organization Freiburg im Breisgau, Baden-Württemberg, Federal Republic of Germany |
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| Number of shares beneficially owned by each reporting person with | 5 | Sole voting power 1,083,677 |
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| 6 | Shared voting power 0 |
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| 7 | Sole dispositive power 1,083,677 |
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| 8 | Shared dispositive power 0 |
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| 9 | Aggregate amount beneficially owned by each reporting person 1,083,677 |
||
| 10 | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) |
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| 11 | Percent of class represented by amount in Row (9) 4.03% |
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| 12 | Type of reporting person (see instructions) FI |
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| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 6 OF 10 PAGES |
Item 1(a) Name of issuer:
Huttig Building Products, Inc.
Item 1(b) Address of issuer's principal executive offices:
555 Maryville University Drive
Suite 400
St. Louis, Missouri 63141
Item 2(a) Name of persons filing:
Item 2(b) Address of principal business office or, if none, residence:
Item 2(c) Citizenship:
This Statement is filed by the following persons:
Phillip Hauser
Kaiser-Joseph-Strasse 254
79098 Freiburg im Breisgau
Germany
(Citizen of the Federal Republic of Germany)
Fritz Hauser
Kaiser-Joseph-Strasse 254
79098 Freiburg im Breisgau
Germany
(Citizen of the Federal Republic of Germany)
Hauser Family AG
Kaiser-Joseph-Strasse 254
79098 Freiburg im Breisgau
Germany
(German corporation)
Hauser & Friends AG
Kaiser-Joseph-Strasse 254
79098 Freiburg im Breisgau
Germany
(German corporation)
| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 7 OF 10 PAGES |
Item 2(d) Title of class of securities:
Common Stock
Item 2(e) CUSIP No.:
448451104
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
Not Applicable
Item 4. Ownership
Phillip Hauser
(a) Amount beneficially owned: 2,578,595
(b) Percent of class: 9.59%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 2,578,595
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or direct the disposition of: 2,578,595
(iv) shared power to dispose or to direct the disposition of: 0
Fritz Hauser
(a) Amount beneficially owned: 2,578,595
(b) Percent of class: 9.59%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 2,578,595
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or direct the disposition of: 2,578,595
(iv) shared power to dispose or to direct the disposition of: 0
Hauser Family AG
(a) Amount beneficially owned: 1,494,918
(b) Percent of class: 5.56%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 1,494,918
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or direct the disposition of: 1,494,918
(iv) shared power to dispose or to direct the disposition of: 0
| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 8 OF 10 PAGES |
Hauser & Friends AG
(a) Amount beneficially owned: 1,083,677
(b) Percent of class: 4.03%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 1,083,677
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or direct the disposition of: 1,083,677
(iv) shared power to dispose or to direct the disposition of: 0
Item 5. Ownership of 5 Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 9 OF 10 PAGES |
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated this 12th day of February, 2021
PHILLIP HAUSER
/s/ Phillip Hauser
FRITZ HAUSER
/s/ Fritz Hauser
HAUSER FAMILY AG
/s/ Phillip Hauser, Fritz Hauser
Phillip Hauser (Co-President), Fritz Hauser (Co-President)
HAUSER & FRIENDS AG
/s/ Phillip Hauser, Fritz Hauser
Phillip Hauser (Co-President), Fritz Hauser (Co-President)
| CUSIP No. 448451104 | SCHEDULE 13G | PAGE 10 OF 10 PAGES |
CONSENT TO JOINT FILING
Dated this 12th day of February, 2021.
PHILLIP HAUSER
/s/ Phillip Hauser
FRITZ HAUSER
/s/ Fritz Hauser
HAUSER FAMILY AG
/s/ Phillip Hauser, Fritz Hauser
Phillip Hauser (Co-President), Fritz Hauser (Co-President)
HAUSER & FRIENDS AG
/s/ Phillip Hauser, Fritz Hauser
Phillip Hauser (Co-President), Fritz Hauser (Co-President)