Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
Kosmos Energy Ltd.
(Name of Issuer)
Common Shares, Par Value $0.01
(Title of Class of Securities)
G5315B 10 7
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G5315B 10 7 | |||||
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Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
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(b): |
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SEC Use Only | |||
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Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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Type of Reporting Person | |||
(1) The total number of shares reported by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership (WP VIII), includes 472,018 common shares that are owned by its affiliated partnership Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands, and 46,770 common shares that are owned by its affiliated partnership WP-WPVIII Investors, L.P., a Delaware limited partnership. WP VIII expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by WP VIII.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
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(b): |
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SEC Use Only | |||
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Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The total number of shares reported by Warburg Pincus International Partners, L.P., a Delaware limited partnership (WPIP), includes 671,488 common shares that are owned by its affiliated partnership Warburg Pincus Netherlands International Partners C.V. I, a company incorporated under the laws of the Netherlands, and 24,841 common shares that are owned by its affiliated partnership WP-WPIP Investors, L.P., a Delaware limited partnership. WPIP expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by WPIP.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
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(b): |
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SEC Use Only | |||
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Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
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(b): |
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3 |
SEC Use Only | |||
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Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
o | ||
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(b): |
x | ||
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3 |
SEC Use Only | |||
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Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
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(b): |
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
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(b): |
x | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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2 |
Check the Appropriate Box if a Member of a Group | |||
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(a): |
o | ||
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(b): |
x | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a): |
o | ||
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(b): |
x | ||
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3 |
SEC Use Only < /td> | |||
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Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Used on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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2 |
Check the Appropriate Box if a Member of a Group | |||
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(a): |
o | ||
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(b): |
x | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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7 |
Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
CUSIP No. G5315B 10 7 | |||||
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1 |
Name of Reporting Person | |||
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2 |
Check the Appropriate Box if a Member of a Group | |||
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(a): |
o | ||
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(b): |
x | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
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Number of |
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Sole Voting Power | |||
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6 |
Shared Voting Power | ||||
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Sole Dispositive Power | ||||
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8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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12 |
Type of Reporting Person | |||
(1) The reporting person expressly disclaims beneficial ownership with respect to any common shares other than the common shares owned of record by such reporting person.
(2) Based on 433,617,302 common shares issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018.
Item 1(a). |
Name of Issuer: | ||
Item 1(b). |
Address of Issuers Principal Executive Offices: 2 Church Street Hamilton HM 11, Bermuda | ||
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Item 2(a). |
Names of Persons Filing: | ||
Item 2(b) |
Address or Principal Business Office or, if none, Residence: | ||
Item 2(c). |
Citizenship: | ||
Item 2(d). |
Title of Class of Securities: | ||
Item 2(e). |
CUSIP Number: | ||
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Item 3. |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | ||
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(a) |
o |
Broker or dealer registered under section 15 of the Act. |
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(b) |
o |
Bank as defined in section 3(a)(6) of the Act. |
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(c) |
o |
Insurance company as defined in section 3(a)(19) of the Act. |
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(d) |
o |
Investment company registered under section 8 of the Investment Company Act of 1940. |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G). |
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(h) |
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. |
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(j) |
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). |
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(k) |
o |
Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
Item 4. |
Ownership: |
The information required by Item 4 is set forth in Rows 5 11 of the cover page hereto for each Warburg Pincus Reporting Person and is incorporated herein by reference for each such Warburg Pincus Reporting Person.
Due to their respective relationships with the Warburg Pincus Investors, and each other, each of WP-WP VIII Investors GP L.P., WP-WPIP Investors GP L.P., WPP GP LLC, WP Partners LP, WP Partners GP, WP, WP LLC, and Messrs. Kaye and Landy may be deemed to beneficially own the Common Shares of the Issuer held of record by the Warburg Pincus Investors. Each of WP-WP VIII Investors GP L.P., WP-WPIP Investors GP L.P., WPP GP LLC, WP Partners LP, WP Partners GP, WP, WP LLC and Messrs. Kaye and Landy disclaims beneficial ownership (within the meaning of Rule 13d-3 of the Exchange Act) of all Common Shares in which such Warburg Pincus Reporting Persons does not have a pecuniary interest.
The percentages used herein are calculated based upon the 433,617,302 Common Shares of the Issuer issued and outstanding as of November 1, 2018, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed by the Issuer with the SEC on November 5, 2018. | |
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Item 5. |
Ownership of Five Percent or Less of a Class: |
Not applicable. | |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable. | |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Not applicable. | |
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Item 8. |
Identification and Classification of Members of the Group: |
The Warburg Pincus Reporting Persons are making this single, joint filing because they may be deemed to constitute a group within the meaning of Section 13(d)-3 of the Exchange Act. The Joint Filing Agreement among the Warburg Pincus Reporting Persons to file this Schedule 13G/A jointly in accordance with Rule 13d-1(K) of the Exchange Act is attached hereto as Exhibit 99.1. | |
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Item 9. |
Notice of Dissolution of Group: |
Not applicable. |
Item 10. |
Certifications: |
Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete and correct.
Dated: February 8, 2019
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WARBURG PINCUS PRIVATE EQUITY VIII, L.P. | |
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By: |
Warburg Pincus Partners, L.P., its General Partner |
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By: |
Warburg Pincus Partners GP LLC, its General Partner |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WARBURG PINCUS INTERNATIONAL PARTNERS, L.P. | |
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By: |
Warburg Pincus Partners, L.P., its General Partner |
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By: |
Warburg Pincus Partners GP LLC, its General Partner |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WP-WP VIII INVESTORS GP L.P. | |
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By: |
WPP GP LLC, its General Partner |
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By: |
Warburg Pincus Partners, L.P., its Managing Member |
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By: |
Warburg Pincus Partners GP LLC, its General Partner |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WP-WPIP INVESTORS GP L.P. | |
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By: |
WPP GP LLC, its General Partner |
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By: |
Warburg Pincus Partners, L.P., its Managing Member |
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By: |
Warburg Pincus Partners GP LLC, its General Partner |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WPP GP LLC | |
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By: |
Warburg Pincus Partners, L.P., its Managing Member |
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By: |
Warburg Pincus Partners GP LLC, its General Partner |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WARBURG PINCUS PARTNERS, L.P. | |
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By: |
Warburg Pincus Partners GP LLC, its General Partner |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WARBURG PINCUS PARTNERS GP LLC | |
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By: |
Warburg Pincus & Co., its Managing Member |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WARBURG PINCUS & CO. | |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Partner |
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WARBURG PINCUS LLC | |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss |
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Title: |
Managing Director |
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MR. CHARLES R. KAYE | |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss, Attorney-in-Fact* |
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for Charles R. Kaye |
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MR. JOSEPH P. LANDY | |
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By: |
/s/ Robert B. Knauss |
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Name: |
Robert B. Knauss, Attorney-in-Fact* |
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for Joseph P. Landy |
* The Power of Attorney given by each of Mr. Kaye and Mr. Landy was previously filed with the U.S. Securities and Exchange Commission on July 12, 2016 as an exhibit to a beneficial ownership report on Schedule 13D filed by Warburg Pincus LLC. with respect to WEX, Inc. and is hereby incorporated by reference.