Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 4)*
Under the Securities Exchange Act of 1934
USA COMPRESSION PARTNERS, LP
|
(Name of Issuer)
|
Common Units
|
(Title of Class of Securities)
|
90290N109
|
(CUSIP Number)
|
H. Steven Walton
Frederic Dorwart, Lawyers PLLC
124 East Fourth Street
Tulsa, Oklahoma 74103
(918) 583-9922
|
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
|
August 17, 2018
|
(Date of Event Which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Argonaut Private Equity, L.L.C.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Oklahoma
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
1,945,536.003
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.16%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
2
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Don P. Millican
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.16%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
3
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Frederic Dorwart
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
7,425
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
7,425
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,952,961.003
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.17%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
4
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Ken Kinnear
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
2,970
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
< div style="text-align: left"> |
|
||
2,970
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,948,506.003
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.17%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
5
1
|
NAMES OF REPORTING PERSON
|
|
|
||
George B. Kaiser
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
7,425
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
7,425
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,952,961.003
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.17%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
6
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Robert Waldo
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
12,142.761
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
12,142.761
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,945,536.003
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,957,678.764
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.18%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
7
Item 1. |
Security and Issuer
|
Item 1 is hereby amended by deleting Item 1 of the Initial 13D in its entirety and replacing it with the following:
The Schedule 13D filed with the Securities and Exchange Commission on September 6, 2013 by the Reporting Persons (defined below) with respect to the common units (the “Common Units”), of USA Compression Partners, LP (the “Issuer” or the “Company”), amended on May 29, 2014 (“Amendment No. 1”), amended on May 29, 2017 (“Amendment No. 2”), and amended on May 25, 2018 (“Amendment No. 3”) is hereby amended by this Amendment No. 4 to furnish the additional information set forth herein. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Initial 13D. The principal executive office address of the Issuer is 100 Congress Avenue, Suite 450, Austin, Texas 78701.
Item 3. |
Source and Amount of Funds or Other Consideration
|
Item 3 is hereby amended by deleting Item 3 of Amendment No. 3 in its entirety and replacing it with the following:
· |
As of the date hereof, Argonaut owns 1,945,536.003Common Units. Argonaut’s consideration for 6,615,766 of the Common Units was the sale of certain assets of S&R Compression, LLC (“S&R”) as described in Item 4, and additional Common Units were acquired pursuant to the Issuer’s Distribution Reinvestment Plan and through open market transactions.
|
· |
As of the date hereof, Mr. Millican owns 0 Common Units. Mr. Millican’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4.
|
· |
As of the date hereof, Mr. Dorwart owns 7,425 Common Units. Mr. Dorwart’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4.
|
· |
As of the date hereof, Mr. Kinnear owns 2,970 Common Units. Mr. Kinnear’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4.
|
· |
As of the date hereof, Mr. Kaiser owns 7,425 Common Units. Mr. Kaiser’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4.
|
· |
As of the date hereof, Mr. Waldo owns 12,142.761 Common Units. Mr. Waldo’s consideration for 7,425 of the Common Units was the sale of certain assets of S&R as described in Item 4, and additional Common Units were acquired pursuant to the Issuer’s Distribution Reinvestment Plan.
|
Item 5. |
Interest in Securities of the Issuer
|
Item 5 is hereby amended by deleting Item 5 of Amendment No. 3 in its entirety and replacing it with the following:
(a) and (b) As of August 3, 2018, there were 89,953,619 Common Units outstanding based on the information contained in the Issuer’s Form 10-Q filed on August 7, 2018 and information subsequently disclosed.
As of the date hereof, Argonaut directly owns 1,945,536.003 Common Units (approximately 2.16%).
As of the date hereof, Mr. Millican directly owns 0 Common Units (0%). As the manager of Argonaut, Mr. Millican is in possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 1,945,536.003 Common Units held by Argonaut. Argonaut disclaims beneficial ownership of 0 Common Units directly owned by Mr. Millican. As of the date hereof, Mr. Millican may be deemed the beneficial owner of 1,945,536.003 Common Units (approximately 2.16% of the Common Units outstanding).
8
As of the date hereof, Mr. Dorwart directly owns 7,425 Common Units (approximately 0.01%). As the manager of Argonaut, Mr. Dorwart is in possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 1,945,536.003 Common Units held by Argonaut. Argonaut disclaims beneficial ownership of 7,425 Common Units directly owned by Mr. Dorwart. As of the date hereof, Mr. Dorwart may be deemed the beneficial owner of 1,945,536.003 Common Units (approximately 2.17% of the Common Units outstanding).
As of the date hereof, Mr. Kinnear directly owns 2,970 Common Units (approximately 0.00%). As the manager of Argonaut, Mr. Kinnear is in possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 1,945,536.003 Common Units held by Argonaut. Argonaut disclaims beneficial ownership of 2,970 Common Units directly owned by Mr. Kinnear. As of the date hereof, Mr. Kinnear may be deemed the beneficial owner of 1,945,536.003 Common Units (approximately 2.16% of the Common Units outstanding).
As of the date hereof, Mr. Kaiser directly owns 7,425 Common Units (approximately 0.01%). As the manager of Argonaut, Mr. Kaiser is in possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 1,945,536.003 Common Units held by Argonaut. Argonaut disclaims beneficial ownership of 7,425 Common Units directly owned by Mr. Kaiser. As of the date hereof, Mr. Kaiser may be deemed the beneficial owner of 1,945,536.003 Common Units (approximately 2.17% of the Common Units outstanding).
As of the date hereof, Mr. Waldo directly owns 12,142.761 Common Units (approximately 0.01%). As the manager of Argonaut, Mr. Waldo is in possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 1,945,536.003 Common Units held by Argonaut. Argonaut disclaims beneficial ownership of 12,142.761 Common Units directly owned by Mr. Waldo. As of the date hereof, Mr. Waldo may be deemed the beneficial owner of 1,945,536.003 Common Units (approximately 2.18% of the Common Units outstanding).
(c)
Argonaut:
Since the Amendment No. 3 filing, Argonaut has sold the following Common Units of the Issuer on the open market:
Date
|
Quantity
|
Average Price per Unit
(ex. commissions and fees)
|
Total Price
|
5/21/2018
|
3,800.0000
|
18.3153
|
69,598.14
|
5/21/2018
|
5,699.0000
|
18.3
|
104,291.70
|
5/22/2018
|
2,601.0000
|
18.25
|
47,468.25
|
5/22/2018
|
6,447.0000
|
18.4151
|
118,722.15
|
5/23/2018
|
3,600.0000
|
18.2619
|
65,742.84
|
5/29/2018
|
900.0000
|
18.2167
|
16,395.03
|
5/30/2018
|
15,000.0000
|
18.4675
|
277,012.50
|
5/31/2018
|
10,000.0000
|
18.5079
|
185,079.00
|
5/31/2018
|
10,000.0000
|
18.5511
|
185,511.00
|
5/31/2018
|
7,532.0000
|
18.5883
|
140,007.08
|
6/1/2018
|
15,000.0000
|
18.5289
|
277,933.50
|
6/1/2018
|
15,000.0000
|
18.567
|
278,505.00
|
6/1/2018
|
1,494.0000
|
18.5513
|
27,715.64
|
6/1/2018
|
105,000.0000
|
18.5238
|
1,944,999.00
|
6/4/2018
|
1,000.0000
|
18.561
|
18,561.00
|
6/4/2018
|
40,000.0000
|
18.4
|
736,000.00
|
9
6/5/2018
|
10,000.0000
|
18.4151
|
184,151.00
|
6/5/2018
|
1,100.0000
|
18.4018
|
20,241.98
|
6/5/2018
|
50,000.0000
|
18.4
|
920,000.00
|
6/6/2018
|
55,000.0000
|
18.35
|
1,009,250.00
|
6/6/2018
|
400.0000
|
18.4025
|
7,361.00
|
6/7/2018
|
1,200.0000
|
18.4
|
22,080.00
|
6/8/2018
|
100.0000
|
18.41
|
1,841.00
|
6/8/2018
|
100,000.0000
|
18.35
|
1,835,000.00
|
6/11/2018
|
100,000.0000
|
18.325
|
1,832,500.00
|
6/11/2018
|
3,574.0000
|
18.4091
|
65,794.12
|
6/12/2018
|
600.0000
|
18.4
|
11,040.00
|
8/7/2018
|
3,800.0000
|
17.3634
|
65,980.92
|
8/8/2018
|
11,200.0000
|
17.4132
|
195,027.84
|
8/8/2018
|
10,066.0000
|
17.4531
|
175,682.90
|
8/8/2018
|
160,000.0000
|
17.4075
|
2,785,200.00
|
8/9/2018
|
82,000.0000
|
17.3175
|
1,420,035.00
|
8/10/2018
|
1,824.0000
|
17.4007
|
31,738.88
|
8/10/2018
|
51,000.0000
|
17.3377
|
884,222.70
|
8/13/2018
|
400.0000
|
17.4025
|
6,961.00
|
8/13/2018
|
1,000.0000
|
17.324
|
17,324.00
|
8/14/2018
|
9,250.0000
|
17.2611
|
159,665.18
|
8/17/2018
|
790,840.0000
|
17.2595
|
13,649,502.98
|
8/17/2018
|
2,710.0000
|
17.4048
|
47,167.01
|
8/20/2018
|
20,000.0000
|
17.5884
|
351,768.00
|
8/20/2018
|
20,000.0000
|
17.5153
|
350,306.00
|
8/20/2018
|
59,100.0000
|
17.5098
|
1,034,829.18
|
8/20/2018
|
6,006.0000
|
17.5137
|
105,187.28
|
8/21/2018
|
10,368.0000
|
17.5347
|
181,799.77
|
8/21/2018
|
40,900.0000
|
17.5037
|
715,901.33
|
8/22/2018
|
3,626.0000
|
17.5006
|
63,457.18
|
8/22/2018
|
56,300.0000
|
17.4739
|
983,780.57
|
8/22/2018
|
400.0000
|
17.5025
|
7,001.00
|
8/23/2018
|
150,000.0000
|
17.4557
|
2,618,355.00
|
8/23/2018
|
13,268.0000
|
17.5115
|
232,342.58
|
8/24/2018
|
3,000,000.0000
|
17.45
|
52,350,000.00
|
8/24/2018
|
6,332.0000
|
17.6642
|
111,849.71
|
8/24/2018
|
20,000.0000
|
17.6642
|
353,284.00
|
8/24/2018
|
45,022.0000
|
17.4547
|
785,845.50
|
8/24/2018
|
10,932.0000
|
17.6642
|
193,105.03
|
Upon request, the reporting person will provide the SEC with full information regarding the Common Units sold. The price per unit disclosed does not include the broker commission.
(d) |
Not Applicable.
|
10
(e) |
As of the close of business on August 24, 2018, Argonaut and Messrs. Millican, Dorwart, Kinnear, Kaiser, and Waldo ceased to beneficially own more than 5% of the Issuer’s Common Units, and as such, as of the close of business on August 24, 2018 all Reporting Persons ceased to be members of the group.
|
Item 7. |
Material to be Filed as Exhibits
|
Exhibit 99.1 |
Joint Filing Agreement filed with Amendment No. 3 and incorporated herein by reference.
|
11
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 27, 2018
|
||
ARGONAUT PRIVATE EQUITY, L.L.C.
|
||
/s/ Frederic Dorwart
|
/s/ Frederic Dorwart
|
|
Frederic Dorwart, Manager
|
FREDERIC DORWART, Individually
|
|
/s/ George B. Kaiser
|
/s/ Ken Kinnear
|
|
GEORGE B. KAISER, Individually
|
KEN KINNEAR, Individually
|
|
/s/ Don P. Millican
|
/s/ Robert Waldo
|
|
DON P. MILLICAN, Individually
|
ROBERT WALDO, Individually
|
12