Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2
(Amendment No. 1)
CHUY’S HOLDINGS, INC.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
171604101
(CUSIP Number)
April 17, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
ý Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 171604101 Page 2 of 12 Pages
1 | NAME OF REPORTING PERSON Goode Chuy's Holdings, LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 742,796 | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 742,796 | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 742,796 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6%* | ||
12 | TYPE OF REPORTING PERSON OO | ||
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
* Percentage of class is based on 16,228,731 shares of common stock outstanding on April 17, 2013.
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CUSIP No. 171604101 Page 3 of 12 Pages
1 | NAME OF REPORTING PERSON Goode Chuy's Direct Investors, LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 21,566 | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 21,566 | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,566 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1%* | ||
12 | TYPE OF REPORTING PERSON OO | ||
* Percentage of class is based on 16,228,731 shares of common stock outstanding on April 17, 2013.
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CUSIP No. 171604101 Page 4 of 12 Pages
1 | NAME OF REPORTING PERSON Goode Partners Consumer Fund I, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 764,362* | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 764,362* | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 764,362* | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7%** | ||
12 | TYPE OF REPORTING PERSON PN | ||
* Goode Partners Consumer Fund I, L.P. is the managing director of Goode Chuy's Holdings, LLC (“Goode Chuy's”) and the majority unitholder of Goode Chuy's Direct Investors, LLC (“Goode Direct”).
** Percentage of class is based on 16,228,731 shares of common stock outstanding on April 17, 2013.
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1 | NAME OF REPORTING PERSON Goode Investors I LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 764,362* | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 764,362* | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7%** | ||
12 | TYPE OF REPORTING PERSON OO | ||
* Goode Investors I LLC is the general partner of Goode Partners Consumer Fund I, L.P., which is the managing director of Goode Chuy's and the majority unitholder of Goode Direct.
** Percentage of class is based on 16,228,731 shares of common stock outstanding on April 17, 2013.
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1 | NAME OF REPORTING PERSON David Oddi | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 764,362* | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 764,362* | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 764,362* | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7%** | ||
12 | TYPE OF REPORTING PERSON IN | ||
* David J. Oddi is a member of Goode Investors I LLC, the general partner of Goode Partners Consumer Fund I, L.P., which is the managing director of Goode Chuy's and the majority unitholder of Goode Direct. Mr. Oddi may be deemed to indirectly beneficially own the shares held by Goode Chuy's and Goode Direct because of his affiliation with Goode Chuy's and Goode Direct but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
** Percentage of class is based on 16,228,731 shares of common stock outstanding on April 17, 2013.
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CUSIP No. 171604101 Page 7 of 12 Pages
Item 1. | (a) Name of Issuer: |
Chuy's Holdings, Inc.
(b) Address of Issuer's Principal Executive Offices:
1623 Toomey Road
Austin, TX 78704
Item 2. | (a) Name of Person Filing: |
(i) | Goode Chuy's Holdings, LLC, |
(ii) | Goode Chuy's Direct Investors, LLC |
(iii) | Goode Partners Consumer Fund I, L.P. |
(iv) | Goode Investors I LLC |
(v) | David Oddi |
(b) Address of Principal Business Office or, if None, Residence:
The information set forth below relates to the Reporting Persons listed next to the corresponding numeral set forth in Item 2(a).
(i)-(v): | 767 Third Avenue, 22nd Floor |
New York, NY 10017
(c) Citizenship:
The information set forth below relates to the Reporting Persons listed next to the corresponding numeral set forth in Item 2(a).
(i)-(iv): | Delaware |
(v): | United States |
(d) Title of Class of Securities:
Common Stock, par value $0.01 per share
(e) CUSIP Number:
171604101
Item 3. | If this statement is filed pursuant to §240.13d-1(b), or §240.13d-2(b) or (c), check whether the person filing is a: |
(a)¨ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)¨ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d) | ¨ Investment company registered under Section 8 of the Investment Company Act of |
1940 (15 U.S.C. 80a-8);
(e)¨ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)¨ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)
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CUSIP No. 171604101 Page 8 of 12 Pages
(1)(ii)(F);
(g)¨ A parent holding company or control person in accordance with § 240.13d-1(b)(1)
(ii)(G);
(h)¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813);
(i)¨ A church plan that is excluded from the definition of an investment company under
Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
(j)¨ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k)¨ Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______________
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned:
Goode Chuy's Holdings, LLC | 742,796 | |
Goode Chuy's Direct Investors, LLC | 21,566 | |
Goode Partners Consumer Fund I, L.P. | 764,362 | |
Goode Investors I LLC | 764,362 | |
David Oddi | 764,362 | |
(b) Percent of Class:
Goode Chuy's Holdings, LLC | 4.6 | % |
Goode Chuy's Direct Investors, LLC | 0.1 | % |
Goode Partners Consumer Fund I, L.P. | 4.7 | % |
Goode Investors I LLC | 4.7 | % |
David Oddi | 4.7 | % |
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Goode Chuy's Holdings, LLC | 742,796 | |
Goode Chuy's Direct Investors, LLC | 21,566 | |
Goode Partners Consumer Fund I, L.P. | 764,362 | |
Goode Investors I LLC | 764,362 | |
David Oddi | 764,362 | |
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CUSIP No. 171604101 Page 9 of 12 Pages
(ii) Shared power to vote or to direct the vote:
Goode Chuy's Holdings, LLC | — | |
Goode Chuy's Direct Investors, LLC | — | |
Goode Partners Consumer Fund I, L.P. | — | |
Goode Investors I LLC | — | |
David Oddi | — | |
(iii) Sole power to dispose or to direct the disposition of:
Goode Chuy's Holdings, LLC | 742,796 | |
Goode Chuy's Direct Investors, LLC | 21,566 | |
Goode Partners Consumer Fund I, L.P. | 764,362 | |
Goode Investors I LLC | 764,362 | |
David Oddi | 764,362 | |
(iv) Shared power to dispose or to direct the disposition of:
Goode Chuy's Holdings, LLC | — | |
Goode Chuy's Direct Investors, LLC | — | |
Goode Partners Consumer Fund I, L.P. | — | |
Goode Investors I LLC | — | |
David Oddi | — | |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following. ý
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable
Item 9. | Notice of Dissolution of Group. |
Not Applicable
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Item 10. | Certifications. |
Not Applicable
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 18, 2013
GOODE CHUY'S HOLDINGS, LLC
By: | GOODE PARTNERS CONSUMER FUND I, L.P., |
the Managing Director
By: | GOODE INVESTORS I LLC, |
the General Partner
By: | /s/ David Oddi |
Name: David Oddi | |
Title: Manager | |
GOODE CHUY'S DIRECT INVESTORS, LLC
By: | /s/ David Oddi |
Name: David Oddi | |
Title: Manager | |
GOODE PARTNERS CONSUMER FUND I, L.P.
By: | GOODE INVESTORS I LLC, |
the General Partner
By: | /s/ David Oddi |
Name: David Oddi | |
Title: Manager | |
GOODE INVESTORS I LLC,
By: | /s/ David Oddi |
Name: David Oddi | |
Title: Manager | |
/s/ David Oddi |
David Oddi |
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CUSIP No. 171604101 Page 12 of 12 Pages
INDEX OF EXHIBITS
Exhibit No. | Exhibit Description | |
99.1† | Joint Filing Agreement, dated April 18, 2013, by and among Goode Chuy's Holdings, LLC, Goode Chuy's Direct Investors, LLC, Goode Partners Consumer Fund I, L.P., Goode Investors I LLC and David Oddi | |
†Filed herewith.