Sec Form 13G Filing - Pera Robert J filing for UBIQUITI INC (UI) - 2024-02-15

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 7)*

 

UBIQUITI INC.

(Name of Issuer)

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

90353W 103

(CUSIP Number)

 

February 15, 2024 (Voluntary Filing)

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. 

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

             
CUSIP No. 90353W 103
(1)   

Names of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only)

 

    Robert J. Pera

    

(2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

 

(b)  ¨

(3)  

SEC Use Only

 

(4)  

Citizenship or Place of Organization

 

    United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  (5)   

Sole Voting Power

 

    56,278,181

  (6)  

Shared Voting Power

 

    0

  (7)  

Sole Dispositive Power

 

    56,278,181

  (8)  

Shared Dispositive Power

 

    0

(9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    56,278,181

(10)  

Check if the Aggregate Amount in Row (9) Excl udes Certain Shares   ¨

 

    (See Instructions)

(11)  

Percent of Class Represented by Amount in Row (9)

 

    93.1%

(12)  

Type of Reporting Person (See Instructions)

 

    IN

 

 

 

 

Item 1.

 

(a)Name of Issuer

 

UBIQUITI INC.

 

(b)Address of Issuer's Principal Executive Offices

 

685 Third Avenue, 27th Floor, New York, NY 10017

 

Item 2.

 

(a)Name of Person Filing

 

Robert J. Pera

 

(b)Address of Principal Business Office or, if none, Residence

 

c/o Ubiquiti Inc., 685 Third Avenue, 27th Floor, New York, NY 10017

 

(c)Citizenship

 

United States of America

 

(d)Title of Class of Securities

 

Common Stock, par value $0.001 per share

 

(e)CUSIP Number

 

90353W 103

  

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

 

(e)¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)¨  A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)¨  A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)¨  A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)¨  A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k)¨  Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

 

Item 4.

 

(a)Amount beneficially owned:

 

56,278,181 shares of Common Stock.

 

(b)Percent of class:

 

93.1%, based on 60,461,192 shares of Common Stock outstanding as of February 8, 2024 as disclosed in Ubiquiti Inc.’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on February 9, 2024.

 

(c)Number of shares as to which the person has:

 

(i)Sole power to vote or to direct the vote

 

56,278,181 shares

 

(ii)Shared power to vote or to direct the vote

 

0 shares

 

(iii)Sole power to dispose or to direct the disposition of

 

56,278,181 shares

 

(iv)Shared power to dispose or to direct the disposition of

 

0 shares

 

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person. 

 

N/A

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. 

 

N/A

 

Item 8. Identification and Classification of Members of the Group.

 

N/A

 

Item 9. Notice of Dissolution of Group.

 

N/A

 

Item 10. Certification.

 

N/A

 

 

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:   February 15, 2024

 

  By: /s/ Robert J. Pera  
    Name: Robert J. Pera