Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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PRIVILEGED & CONFIDENTIAL
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment no. 2)
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments
Thereto Filed Pursuant to § 240.13d-2.
Under the Securities Exchange Act of 1934
Neonode Inc.
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.001PER SHARE
(Title of Class of Securities)
64051M709
(CUSIP Number)
September 30, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
Page 1 of 6 Pages
PRIVILEGED & CONFIDENTIAL
| CUSIP No.: 64051M709 | SCHEDULE 13G | Page 2 of 6 Pages |
| 1) |
NAME OF REPORTING PERSON
Forsakringsaktiebolaget Avanza Pension
| |
| 2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ¨ (b) ¨ |
| 3) |
SEC USE ONLY
| |
| 4) |
CITIZENSHIP OR PLACE OF ORGANIZATION
Stockholm, Sweden | |
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) |
SOLE VOTING POWER
1,156,995 | |
| 6) |
SHARED VOTING POWER
| ||
| 7) |
SOLE DISPOSITIVE POWER
| ||
| 8) |
SHARED DISPOSITIVE POWER
1,156,995 |
| 9) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,156,995 |
| 10) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ |
| 11) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10,04 % |
| 12) |
TYPE OF REPORTING PERSON
FI |
PRIVILEGED & CONFIDENTIAL
| CUSIP No.: 64051M709 | SCHEDULE 13G | Page 3 of 6 Pages |
| Item 1(a). | Name of Issuer: |
Neonode Inc.
| Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Storgatan 23C
STOCKHOLM, 114 55
SWEDEN
| Item 2(a). | Name of Person Filing: |
Forsakringsaktiebolaget Avanza Pension
| Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Box 1399
Stockholm, Sweden 11139
| Item 2(c). | Citizenship: |
Forsakringsaktiebolaget Avanza Pension is a company organized under the laws of Sweden
| Item 2(d). | Title of Class of Securities: |
Common Stock, Par Value $0.001 per share
| Item 2(e). | CUSIP Number: 64051M709 |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | ¨ | Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) | |
| (b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) | |
| (c) | ¨ | Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) | |
| (d) | ¨ | Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) | |
| (e) | ¨ | Investment Adviser in accordance with § 240.13d-1(b)(1)(ii)(E) | |
| (f) | ¨ | Employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F) | |
| (g) | ¨ | Parent Holding Company or control person in accordance with §240.13d-1(b)(1)(ii)(G) | |
| (h) | ¨ | Savings Association as defined in §3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) | |
| (i) | ¨ | Church plan that is excluded from the definition of an investment company under §3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) |
PRIVILEGED & CONFIDENTIAL
| CUSIP No.: 64051M709 | SCHEDULE 13G | Page 4 of 6 Pages |
| (j) | x | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J) | |
| (k) | ¨ | Group, in accordance with §240.13d-1(b)(1)(ii)(K) |
|
Item 4. |
Ownership. |
| (a) | Amount beneficially owned: 1,156,995 |
| (b) |
Percent of class: 10,04 % |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: 1,156,995 |
| (ii) | Shared power to vote or to direct the vote: None |
| (iii) | Sole power to dispose or to direct the disposition of: None |
| (iv) | Shared power to dispose or to direct the disposition of: 1,156,995 |
| Number and Percentage of Shares Beneficially Owned |
Date | |
| 10,04 % / 1,156,995 | September 30, 2021 |
|
Item 5. |
Ownership of Five Percent or Less of a Class. |
Not applicable
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
PRIVILEGED & CONFIDENTIAL
| CUSIP No.: 64051M709 | SCHEDULE 13G | Page 5 of 6 Pages |
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable
|
Item 8. |
Identification and Classification of Members of the Group. |
Not applicable
|
Item 9. |
Notice of Dissolution of Group. |
Not applicable
PRIVILEGED & CONFIDENTIAL
| CUSIP No.: 64051M709 | SCHEDULE 13G | Page 6 of 6 Pages |
|
Item 10. |
Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to a Swedish insurance company is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution. I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct.
| October 1, 2021 | |
| Jonas Lexmark/Middle Office | |
| Name/Title |