Sec Form 13G Filing - MAYFIELD XIV A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP filing for HashiCorp Inc. (HCP) - 2022-02-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

HashiCorp, Inc.

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

418100103

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 418100103    Schedule 13G    Page 2 of 16

 

  1    

  Names of Reporting Persons

 

  Mayfield XIV, a Cayman Islands Exempted Limited Partnership

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  26,216,776

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  26,216,776

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  26,216,776

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  63.1%

12  

  Type of Reporting Person

 

  PN


CUSIP No. 418100103    Schedule 13G    Page 3 of 16

 

  1    

  Names of Reporting Persons

 

  Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  26,216,776

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  26,216,776

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  26,216,776

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  63.1%

12  

  Type of Reporting Person

 

  PN

 


CUSIP No. 418100103    Schedule 13G    Page 4 of 16

 

  1    

  Names of Reporting Persons

 

  Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  26,216,776

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  26,216,776

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  26,216,776

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  63.1%

12  

  Type of Reporting Person

 

  CO

 


CUSIP No. 418100103    Schedule 13G    Page 5 of 16

 

  1    

  Names of Reporting Persons

 

  Mayfield Select, a Cayman Islands Exempted Limited Partnership

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  3,325,602

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  3,325,602

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  3,325,602

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  17.9%

12  

  Type of Reporting Person

 

  PN


CUSIP No. 418100103    Schedule 13G    Page 6 of 16

 

  1    

  Names of Reporting Persons

 

  Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  3,325,602

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  3,325,602

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  3,325,602

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  17.9%

12  

  Type of Reporting Person

 

  PN

 


CUSIP No. 418100103    Schedule 13G    Page 7 of 16

 

  1    

  Names of Reporting Persons

 

  Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  3,325,602

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  3,325,602

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  3,325,602

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  17.9%

12  

  Type of Reporting Person

 

  0;CO

 


CUSIP No. 418100103    Schedule 13G    Page 8 of 16

 

  1    

  Names of Reporting Persons

 

  MF Leaders H-E, L.P.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  345,778

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  345,778

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  345,778

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  2.2%

12  

  Type of Reporting Person

 

  PN

 

 


CUSIP No. 418100103    Schedule 13G    Page 9 of 16

 

  1    

  Names of Reporting Persons

 

  MF Leaders Management, L.L.C.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  345,778

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  345,778

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  345,778

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  2.2%

12  

  Type of Reporting Person

 

  OO

 


CUSIP No. 418100103    Schedule 13G    Page 10 of 16

 

ITEM 1.

(a) Name of Issuer:

HashiCorp, Inc. (the “Issuer”).

 

 

(b) Address of Issuer’s Principal Executive Offices:

101 Second Street, Suite 700, San Francisco, CA 94105

 

ITEM 2.

(a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

 

  (i)

Mayfield XIV, a Cayman Islands Exempted Limited Partnership (“MF XIV”),

 

  (ii)

Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (“MF XIV EGP”),

 

  (iii)

Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (“MF XIV UGP”),

 

  (iv)

Mayfield Select, a Cayman Islands Exempted Limited Partnership (“MF Select”),

 

  (v)

Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (“MF Select EGP”),

 

  (vi)

Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (“MF Select UGP”),

 

  (vii)

MF Leaders H-E, L.P. (“MF Leaders”), and

 

  (viii)

MF Leaders M anagement, L.L.C. (“MF Leaders GP”).

 

 

(b) Address or Principal Business Office:

The principal business address of each of the Reporting Persons is 2484 Sand Hill Road, Menlo Park, CA 94025.

 

 

(c) Citizenship of each Reporting Person is:

MF Leaders and MF Leaders GP are organized under the laws of the state of Delaware. Each of the other Reporting Persons is organized under the laws of the Cayman Islands.

 

 

(d) Title of Class of Securities:

Class A Common Stock, par value $0.000015 per share (“Class A Common Stock”).


CUSIP No. 418100103    Schedule 13G    Page 11 of 16

 

 

(e) CUSIP Number:

418100103

 

ITEM 3.

Not applicable.

 

ITEM 4.

Ownership.

 

 

(a-c)

The ownership information presented below represents beneficial ownership of Class A Common Stock of the Issuer as of December 31, 2021, based upon 15,300,000 shares of Class A Common Stock outstanding as of December 9, 2021, based on the Issuer’s Prospectus filed with the Securities and Exchange Commission on December 9, 2021.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole power
to vote or to
direct the
vote:
     Shared power
to vote or to
direct the vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

Mayfield XIV, a Cayman Islands Exempted Limited Partnership

     26,216,776        63.1     0        26,216,776        0        26,216,776  

Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership

     26,216,776        63.1     0        26,216,776        0        26,216,776  

Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company

     26,216,776        63.1     0        26,216,776        0        26,216,776  

Mayfield Select, a Cayman Islands Exempted Limited Partnership

     3,325,602        17.9     0        3,325,602        0        3,325,602  

Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership

     3,325,602        17.9     0        3,325,602        0        3,325,602  

Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company

     3,325,602        17.9     0        3,325,602        0        3,325,602  

MF Leaders H-E, L.P.

     345,778        2.2     0        345,778        0        345,778  

MF Leaders Management, L.L.C.

     345,778        2.2     0        345,778        0        345,778  


CUSIP No. 418100103    Schedule 13G    Page 12 of 16

 

MF XIV may be deemed to beneficially own 26,216,776 shares of Class A Common Stock issuable upon conversion of 26,216,776 shares of Class B Common Stock. MF XIV UGP is the general partner of MF XIV EGP, which is the general partner of MF XIV. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by MF XIV, but each such entity disclaims any such beneficial ownership.

MF Select may be deemed to beneficially own 3,325,602 shares of Class A Common Stock issuable upon conversion of 3,325,602 shares of Class B Common Stock. MF Select UGP is the general partner of MF Select EGP, which is the general partner of MF Select. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by MF Select, but each such entity disclaims any such beneficial ownership.

MF Leaders may be deemed to beneficially own 345,778 shares of Class A Common Stock issuable upon conversion of 345,778 shares of Class B Common Stock. MF Leaders GP is the general partner of MF Leaders and may be deemed to share beneficial ownership of the securities held of record by MF Leaders. MF Leaders GP disclaims any such beneficial ownership.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. 418100103    Schedule 13G    Page 13 of 16

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 10, 2022

 

Mayfield XIV, a Cayman Islands Exempted Limited Partnership
By:   Mayfield XIV Management (EGP), L.P.,
  a Cayman Islands Exempted Limited Partnership,
  its general partner
By:   Mayfield XIV Management (UGP), Ltd.,
  a Cayman Islands Exempted Company,
  its general partner
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory
Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership
By:   Mayfield XIV Management (UGP), Ltd.,
  a Cayman Islands Exempted Company,
  its general partner
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory
Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory


CUSIP No. 418100103    Schedule 13G    Page 14 of 16

 

Mayfield Select, a Cayman Islands Exempted Limited Partnership
By:   Mayfield Select Management (EGP), L.P.,
  a Cayman Islands Exempted Limited Partnership,
  its general partner
By:   Mayfield Select Management (UGP), Ltd.,
  a Cayman Islands Exempted Company,
  its general partner
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory
Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership
By:   Mayfield Select Management (UGP), Ltd.,
  a Cayman Islands Exempted Company,
  its general partner
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory
Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory


CUSIP No. 418100103    Schedule 13G    Page 15 of 16

 

MF Leaders H-E, L.P.
By:   MF Leaders Management, L.L.C.,
  its general partner
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory
MF Leaders Management, L.L.C.
By:  

/s/ Paul Kohli

Name:   Paul Kohli
Title:   Authorized Signatory


CUSIP No. 418100103    Schedule 13G    Page 16 of 16

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement.