Sec Form 13G Filing - Hartz Kevin filing for Eventbrite Inc. (EB) - 2020-02-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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United States

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

EVENTBRITE, INC.

(Name of Issuer)

Class A Common Stock, $0.00001 par value per share

(Title of Class of Securities)

29975E109

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

Rule 13d-1(b)

 

 

Rule 13d-1(c)

 

 

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 29975E109    Schedule 13G    Page 1 of 6

 

  1    

Names of Reporting Persons

 

Kevin Hartz

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☒        (b)  ☐

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

   5     

Sole Voting Power

 

0

   6   

Shared Voting Power

 

12,900,396

   7   

Sole Dispositive Power

 

0

   8   

Shared Dispositive Power

 

12,900,396

  9    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

12,900,396

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11  

Percent of Class Represented by Amount in Row 9

 

17.3%

12  

Type of Reporting Person

 

IN


CUSIP No. 29975E109    Schedule 13G    Page 2 of 6

 

  1    

Names of Reporting Persons

 

Julia Hartz

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☒        (b)  ☐

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

   5     

Sole Voting Power

 

0

   6   

Shared Voting Power

 

12,900,396

   7   

Sole Dispositive Power

 

0

   8   

Shared Dispositive Power

 

12,900,396

  9    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

12,900,396

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11  

Percent of Class Represented by Amount in Row 9

 

17.3%

12  

Type of Reporting Person

 

IN


CUSIP No. 29975E109    Schedule 13G    Page 3 of 6

 

ITEM 1.

(a)  Name of Issuer:

Eventbrite, Inc. (the “Issuer”)

(b)  Address of Issuer’s Principal Executive Offices:

155 5th Street, 7th Floor

San Francisco, CA 94103

 

ITEM 2.

(a)  Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

Kevin Hartz

Julia Hartz

(b)  Address or Principal Business Office:

The business address of each of the Reporting Persons is 155 5th Street, 7th Floor, San Francisco, CA 94103.

(c)  Citizenship of each Reporting Person is:

Each of the Reporting Persons is a citizen of the United States.

(d)  Title of Class of Securities:

Class A Common Stock, par value $0.00001 per share (“Class A Common Stock”).

(e)  CUSIP Number:

29975E109

 

ITEM 3.

Not applicable.


CUSIP No. 29975E109    Schedule 13G    Page 4 of 6

 

ITEM 4.

Ownership

(a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2019, based upon 61,849,511 shares of Common Stock outstanding as of December 31, 2019 and assumes the conversion of the Class B Common Stock held by the Reporting Persons into shares of Class A Common Stock of the Issuer on a one-to-one basis.

 

                                                                                                                                                     

Reporting Person

   Amount
beneficially
owned
   Percent
of class:
  Sole power
to vote or
to direct the
vote:
   Shared power
to vote or

to direct the
vote:
   Sole power
to dispose or
to direct the
disposition of:
   Shared power
to dispose or

to  direct the
disposition of:

Kevin Hartz

   12,900,396    17.3%   0    12,900,396    0    12,900,396

Julia Hartz

   12,900,396    17.3%   0    12,900,396    0    12,900,396

Mr. Hartz is the record holder of 2,447 shares of Class A Common Stock, 411,026 shares of Class B Common Stock and 1,266,369 options that are currently exercisable or will become exercisable within 60 days of February 14, 2020. Ms. Hartz is the record holder of 1,000,000 shares of Class B Common Stock and 3,315,664 options that are currently exercisable or will become exercisable within 60 days of February 14, 2020. In addition, as a result of their position as co-trustees, Mr. and Ms. Hartz may be deemed to share beneficial ownership of (i) 4,023 shares of Class A Common Stock and 4,273,601 shares of Class B Common Stock held by The Hartz Family Revocable Trust Dtd 12/4/08 and (ii) 2,627,266 shares of Class B Common Stock held by The Hartz 2008 Irrevocable Trust, dated September 15, 2008.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. 29975E109    Schedule 13G    Page 5 of 6

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  February 10, 2020

 

/s/ Kevin Hartz
Kevin Hartz

 

/s/ Julia Hartz
Julia Hartz


CUSIP No. 29975E109    Schedule 13G    Page 6 of 6

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement (incorporated by reference to Exhibit 99 to the Schedule 13G filed by the Reporting Persons on February 14, 2019).