Sec Form 13G Filing - Kadmon Holdings Inc. (KDMN) filing for MEIRAGTX HLDGS PLC (MGTX) - 2021-02-12



MeiraGTx Holdings plc



(Name of Issuer)

   Ordinary Shares, par value $0.00003881 nominal value per share



(Title of Class of Securities)

G59665 102



(CUSIP Number)

December 31, 2020



(Date of Event which Requires Filing of this Statement)



☐

Rule 13d-1(b)

☐

Rule 13d-1(c)

☒

Rule 13d-1(d)

  1.   

Names of Reporting Persons.

Kadmon Holdings, Inc.

  2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

  3.

SEC Use Only

  4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  5.   

Sole Voting Power

0

  6.

Shared Voting Power

697,737

 7.

Sole Dispositive Power

0

8.

Shared Dispositive Power

697,737

9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

697,737

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

☐

11.

Percent of Class Represented by Amount in Row (9)

1.8%

12.

Type of Reporting Person (See Instructions)

CO

  1.   

Names of Reporting Persons.

Kadmon Corporation, LLC

  2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

  3.

SEC Use Only

  4.

Citizenship or Place of Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

  5.   

Sole Voting Power

0

  6.

Shared Voting Power

697,737

 7.

Sole Dispositive Power

0

8.

Shared Dispositive Power

697,737

9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

697,737

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

☐

11.

Percent of Class Represented by Amount in Row (9)

1.8%

12.

Type of Reporting Person (See Instructions)

CO

a

Item 1(a)

Name of Issuer  :

The name of the issuer is MeiraGTx Holdings plc (the "Company").

Item 1(b)

Address of Issuer's Principal Executive Offices  :



The Company's principal executive office is located at 450 East 29th Street, 14th Floor, New York, NY 10016

Item 2(a)

Name of Person Filing  :



This Schedule 13G is being jointly filed by Kadmon Corporation, LLC (“Kadmon”), a Delaware limited liability company, and Kadmon Holdings, Inc. (“Holdings”), a Delaware corporation, each of the foregoing, a “Reporting Person,” and collectively, the “Reporting Persons”. The sole member of Kadmon is Holdings and as a result Holdings may be deemed to be the beneficial owner of the securities held by Kadmon. Holdings is a publicly traded entity listed under the symbol “KDMN” on the Nasdaq Global Select Market.



Item 2(b)

Address of Principal Business Office or, if none, Residence  :

The address of the principal business office of each of the Reporting Persons is 450 East 29th Street, New York, NY, 10016.

Item 2(c)

Citizenship  :

Kadmon is a Delaware limited liability company. Holdings is a Delaware corporation.

Item 2(d)

Title of Class of Securities  :

Ordinary Shares, par value $0.00003881 nominal value per share

Item 2(e)

CUSIP No.  :

G59665 102

Item 3

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:

Not applicable.



Item 4

Ownership  :





A.

Kadmon Holdings, Inc.





(a)

Amount beneficially owned:  697,737





(b)

Percent of class:    1.8% (based on 38,412,163 shares outstanding as of October 31, 2020)





(c)

Number of shares as to which such person has:





(i)

Sole power to vote or direct the vote: -0-





(ii)

Shared power to vote or direct the vote: 697,737





(iii)

Sole power to dispose or direct the disposition: -0-





(iv)

Shared power to dispose or direct the disposition: 697,737





 B.

Kadmon Corporation, LLC





(a)

Amount beneficially owned:   697,737





(b)

Percent of class:    1.8% (based on 38,412,163 shares outstanding as of October 31, 2020)





(c)

Number of shares as to which such person has:





(i)

Sole power to vote or direct the vote:   697,737





(ii)

Shared power to vote or direct the vote:  -0-





(iii)

Sole power to dispose or direct the disposition:  697,737





(iv)

Shared power to dispose or direct the disposition:  -0-



Item 5

Ownership of Five Percent or Less of a Class :

If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

Item 6

Ownership of More Than Five Percent on Behalf of Another Person :

See responses to Item 2(a) and Item 4.

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person :

See responses to Item 2(a) and Item 4.

Item 8

Identification and Classification of Members of the Group :

Not applicable.

Item 9

Notice of Dissolution of Group :

Not applicable.

Item 10

Certification :

Not Applicable.



KADMON HOLDINGS, INC.

By:

/s/ Harlan W. Waksal

Name:   Harlan W. Waksal

Title:   President and CEO



KADMON CORPORATION, LLC

By:

Kadmon Holdings, Inc., its sole member

By:

/s/ Harlan W. Waksal

Name:   Harlan W. Waksal

Title:    President and CEO, Kadmon Holdings, Inc.