Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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Trio-Tech International (Name of Issuer) |
Common Stock (Title of Class of Securities) |
896712205 (CUSIP Number) |
09/30/2024 (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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SCHEDULE 13G
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CUSIP No. | 896712205 |
1 | Names of Reporting Persons
Zeff Capital, LP | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
DELAWARE
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
225,562.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
5.3 % | ||||||||
12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Related to item 11 of this page: Percentage calculated based on 4,250,305 shares of Common Stock, no par value per share, outstanding as of September 1, 2024 as reported in the Form 10-K for the fiscal year ended June 30, 2024 of Trio-Tech International.
SCHEDULE 13G
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CUSIP No. | 896712205 |
1 | Names of Reporting Persons
Zeff Holding Company, LLC | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
DELAWARE
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
225,562.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
5.3 % | ||||||||
12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Related to item 11 of this page: Percentage calculated based on 4,250,305 shares of Common Stock, no par value per share, outstanding as of September 1, 2024 as reported in the Form 10-K for the fiscal year ended June 30, 2024 of Trio-Tech International.
SCHEDULE 13G
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CUSIP No. | 896712205 |
1 | Names of Reporting Persons
Daniel Zeff | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
UNITED STATES
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
225,562.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
![]() | ||||||||
11 | Percent of class represented by amount in row (9)
5.3 % | ||||||||
12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Related to item 11 of this page: Percentage calculated based on 4,250,305 shares of Common Stock, no par value per share, outstanding as of September 1, 2024 as reported in the Form 10-K for the fiscal year ended June 30, 2024 of Trio-Tech International.
SCHEDULE 13G
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Item 1. | ||
(a) | Name of issuer:
Trio-Tech International | |
(b) | Address of issuer's principal executive offices:
Block 1008 Toa Payoh North, Unit 03-09, Singapore, U0 318996 | |
Item 2. | ||
(a) | Name of person filing:
Zeff Capital, LPZeff Holding Company, LLCDaniel ZeffZeff Capital, LP, Zeff Holding Company, LLC and Daniel Zeff (the "Reporting Persons") have entered into a joint filing agreement, a copy of which is attached as Exhibit 1. | |
(b) | Address or principal business office or, if none, residence:
The address of the principal place of business and principal office of each of the Reporting Persons is:400 S. McCadden Pl., Los Angeles, CA 90020 | |
(c) | Citizenship:
Zeff Capital, LP and Zeff Holding Company, LLC are organized under the laws of the State of Delaware. Daniel Zeff is a United States citizen. | |
(d) | Title of class of securities:
Common Stock | |
(e) | CUSIP No.:
896712205 | |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
(a) | ![]() | |
(b) | ![]() | |
(c) | ![]() | |
(d) | ![]() | |
(e) | ![]() | |
(f) | ![]() | |
(g) | ![]() | |
(h) | ![]() | |
(i) | ![]() | |
(j) | ![]() please specify the type of institution: | |
(k) | ![]() | |
Item 4. | Ownership | |
(a) | Amount beneficially owned:
Zeff Capital, LP: 225,562Zeff Holding Company, LLC: 225,562Daniel Zeff: 225,562 | |
(b) | Percent of class:
Zeff Capital, LP: 5.3%Zeff Holding Company, LLC: 5.3%Daniel Zeff: 5.3% %
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(c) | Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote:
Zeff Capital, LP: 0Zeff Holding Company, LLC: 0Daniel Zeff: 3,629 | ||
(ii) Shared power to vote or to direct the vote:
Zeff Capital, LP: 221,933Zeff Holding Company, LLC: 221,933Daniel Zeff: 221,933 | ||
(iii) Sole power to dispose or to direct the disposition of:
Zeff Capital, LP: 0Zeff Holding Company, LLC: 0Daniel Zeff: 3,629 | ||
(iv) Shared power to dispose or to direct the disposition of:
Zeff Capital, LP: 221,933Zeff Holding Company, LLC: 221,933Daniel Zeff: 221,933 | ||
Item 5. | Ownership of 5 Percent or Less of a Class. | |
Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
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Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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Item 10. | Certifications: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. |
SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Exhibit Information
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Exhibit 1: Joint Filing Agreement (incorporated by reference to Exhibit 1 to the Amendment No. 1 to Schedule 13D filed by Zeff Capital, L.P., Zeff Holding Company, LLC and Daniel Zeff on August 23, 2018). |