Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Aspen Group, Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
04530L203
(CUSIP Number)
December 31, 2019
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| Rule 13d-1(b) |
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ü | Rule 13d-1(c) |
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| Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 04530L203 13G Page 2 of 5 Pages
1 | NAME OF REPORTING PERSON Goudy Park Management, LLC
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
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3 | SEC USE ONLY
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
| 5 | SOLE VOTING POWER
1,197,913 (1)
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| 6 | SHARED VOTING POWER 0
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| 7 | SOLE DISPOSITIVE POWER
1,197,913 (1)
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| 8 | SHARED DISPOSITIVE POWER 0
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,197,913
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% (1)(2)
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12 | TYPE OF REPORTING PERSON OO
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(1) Represents shares of the issuer’s Common Stock.
(2) As of December 31, 2019, there were 21,745,822 shares of the issuer’s Common Stock outstanding.
CUSIP No. 04530L203 13G Page 3 of 5 Pages
Item 1(a) | Name of Issuer: |
Aspen Group, Inc.
Item 1(b) | Address of Issuer’s Principal Executive Offices: |
276 Fifth Avenue, Suite 505
New York, NY 10001
Item 2(a) | Name of Person Filing: |
Goudy Park Management, LLC
Item 2(b) | Address of Principal Business Office or, if None, Residence: |
1 N. Franklin Street, Suite 350, Chicago, IL 60606.
Item 2(c) | Citizenship: |
Delaware
Item 2(d) | Title of Class of Securities: |
Common Stock; $0.001 par value
Item 2(e) | CUSIP Number: |
04530L203
Item 3. | If this Statement is Filed Pursuant to Rules 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: |
| (a) | ¨ | Broker or dealer registered under Section 15 of the Act, |
| (b) | ¨ | Bank as defined in Section 3(a)(6) of the Act, |
| (c) | ¨ | Insurance Company as defined in Section 3(a)(19) of the Act, |
| (d) | ¨ | Investment Company registered under Section 8 of the Investment Company Act of 1940, |
| (e) | ¨ | Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, |
| (f) | ¨ | Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F), |
| (g) | ¨ | Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G), |
| (h) | ¨ | Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, |
| (i) | ¨ | Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940, |
| (j) | ¨ | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
| (k) | ¨ | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
| If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4 | Ownership: |
See items 5-11 of the cover page. Information as of December 31, 2019. Does not include transactions subsequent to December 31, 2019. Goudy Park Management, LLC did not and does not have any intent to obtain control of the issuer.
CUSIP No. 04530L203 13G Page 4 of 5 Pages
Item 5 | Ownership of Five Percent or Less of a Class: |
Not applicable.
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: |
Not applicable.
Item 8 | Identification and Classification of Members of the Group: |
Not applicable
Item 9 | Notice of Dissolution of Group: |
Not applicable
Item 10 | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
CUSIP No. 04530L203 13G Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
Date: February 7, 2020
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Goudy Park Management, LLC | ||
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By: |
| /s/ Jamie DeYoung |
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| Jamie DeYoung, Managing Member |
Date: