Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
(Amendment No. 2)*
Global Ship Lease, Inc.
(Name of Issuer)
Class A Common Shares, par value $0.01 per share
(Title of Class of Securities)
Y27183105
(CUSIP Number)
William Woo
c/o Kelso & Company
320 Park Avenue, 24th Floor
New York, New York 10022
Telephone: (212) 751-3939
c/o Kelso & Company
320 Park Avenue, 24th Floor
New York, New York 10022
Telephone: (212) 751-3939
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Authorized to Receive Notices and Communications)
January 20, 2021
(Date of Event Which Requires Filing of This Statement)
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. □
|
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
|
* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
|
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP: Y27183105
1.
|
Name of Reporting Person
KEP VI (Newco Marine), Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
2
CUSIP: Y27183105
1.
|
Name of Reporting Person
KEP VI (Cayman), L.P.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
3
CUSIP: Y27183105
1.
|
Name of Reporting Person
KEP VI (Cayman) GP Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
4
CUSIP: Y27183105
1.
|
Name of Reporting Person
KIA VIII (Newco Marine), Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
5
CUSIP: Y27183105
1.
|
Name of Reporting Person
KIA VIII (International), L.P.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
6
CUSIP: Y27183105
1.
|
Name of Reporting Person
KELSO GP VIII (Cayman) L.P.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
7
CUSIP: Y27183105
1.
|
Name of Reporting Person
KELSO GP VIII (Cayman) Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
PN
|
8
CUSIP: Y27183105
1.
|
Name of Reporting Person
Philip E. Berney
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
9
CUSIP: Y27183105
1.
|
Name of Reporting Person
Frank K. Bynum, Jr.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
10
CUSIP: Y27183105
1.
|
Name of Reporting Person
James J. Connors, II
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
11
CUSIP: Y27183105
1.
|
Name of Reporting Person
Michael B. Goldberg
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
12
CUSIP: Y27183105
1.
|
Name of Reporting Person
Frank J. Loverro
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
13
CUSIP: Y27183105
1.
|
Name of Reporting Person
George E. Matelich
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
14
CUSIP: Y27183105
1.
|
Name of Reporting Person
Church M. Moore
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
15
CUSIP: Y27183105
1.
|
Name of Reporting Person
Frank T. Nickell
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
16
CUSIP: Y27183105
1.
|
Name of Reporting Person
Stanley de J. Osborne
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
17
CUSIP: Y27183105
1.
|
Name of Reporting Person
David I. Wahrhaftig
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
18
CUSIP: Y27183105
1.
|
Name of Reporting Person
Thomas R. Wall, IV
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
19
CUSIP: Y27183105
1.
|
Name of Reporting Person
Christopher L. Collins
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
20
CUSIP: Y27183105
1.
|
Name of Reporting Person
Anna Lynn Alexander
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
21
CUSIP: Y27183105
1.
|
Name of Reporting Person
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
22
CUSIP: Y27183105
1.
|
Name of Reporting Person
Stephen C. Dutton
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
23
CUSIP: Y27183105
1.
|
Name of Reporting Person
Matthew S. Edgerton
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
24
CUSIP: Y27183105
1.
|
Name of Reporting Person
Henry Mannix III
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
25
CUSIP: Y27183105
1.
|
Name of Reporting Person
William Woo
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ⌧
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) □
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
8,163,521
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
8,163,521
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
8,163,521
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by
Amount in Row 11
24.2%
|
||
14.
|
Type of Reporting Person
IN
|
26
Note
Amendment No. 1 (“Amendment No. 1”) to Schedule 13D was filed by the undersigned on October 9, 2019 to amend the Schedule 13D which was originally filed with the
Securities and Exchange Commission (“SEC”) on November 26, 2018.
This Amendment No. 2 to Schedule 13D (“Amendment No. 2”) is being filed by the undersigned to amend the Schedule 13D which was originally filed with the
Securities and Exchange Commission (“SEC”) on November 26, 2018 as amended by Amendment No. 1 to Schedule 13D (“Amendment No.1”), filed on October 9, 2019. This Amendment No. 2 amends and supplements the Schedule 13D as specifically set forth herein.
All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D. Information given in
response to each item shall be deemed incorporated by reference in all other items, as applicable.
The disclosure herein reflects a conversion of Series C Preferred Shares into Class A Common Shares on January 20, 2021 followed by a sale of such Common Class A
Common Shares on April 13, 2021 and is based on 36,283,468 Class A Common Shares outstanding as of April 7, 2021 as disclosed in the Prospectus Supplement filed by the Issuer with the SEC on April 12, 2021.
Item 2 Identity and Background:
Item 2 of the Schedule 13D is hereby amended and restated as follows:
Name
|
|
Principal and Business Occupation
|
|
Jurisdiction of Organization/Citizenship
|
KEP VI (Newco Marine), Ltd.
|
Private Investment Fund
|
Cayman Islands
|
||
KEP VI (Cayman), L.P.
|
Sole Shareholder of KEP VI (Newco Marine), Ltd.
|
Cayman Islands
|
||
KEP VI (Cayman) GP Ltd.
|
General Partner of KEP VI (Cayman, L.P.
|
Cayman Islands
|
||
KIA VIII (Newco Marine), Ltd.
|
Private Investment Fund
|
Cayman Islands
|
||
KIA VIII (International), L.P.
|
Sole Shareholder of KIA VIII (Newco Marine), Ltd.
|
Cayman Islands
|
||
KELSO GP VIII (Cayman) L.P.
|
General Partner of KIA VIII (International), L.P.
|
Cayman Islands
|
||
KELSO GP VIII (Cayman) Ltd.
|
General Partner of Kelso GP VIII (Cayman), L.P.
|
Cayman Islands
|
||
Philip E. Berney
|
|
Co-Chief Executive Officer of Kelso & Company
|
|
United States of America
|
Frank K. Bynum, Jr.
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
James J. Connors, II
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Michael B. Goldberg
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Frank J. Loverro
|
|
Co-Chief Executive Officer of Kelso & Company
|
|
United States of America
|
George E. Matelich
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Church M. Moore
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Frank T. Nickell
|
|
Chairman of Kelso & Company
|
|
United States of America
|
Stanley de J. Osborne
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
David I. Wahrhaftig
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Thomas R. Wall, IV
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Christopher L. Collins
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Anna Lynn Alexander
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
Howard A. Matlin
|
|
Managing Director and Chief Financial Officer of Kelso & Company
|
|
United States of America
|
Stephen C. Dutton
|
Managing Director of Kelso & Company
|
United States of America
|
||
Matthew S. Edgerton
|
Managing Director of Kelso & Company
|
United States of America
|
||
Henry Mannix III
|
|
Managing Director of Kelso & Company
|
|
United States of America
|
William Woo
|
Managing Director, General Counsel, and Chief Compliance Officer
|
United States of America
|
No disclosure is required pursuant to Instruction C to Schedule 13D for any person other than the Reporting Persons.
The principal business address of each of the Reporting Persons is c/o Kelso & Company, 320 Park Avenue, 24th Floor, New York, New York 10022.
27
None of the Reporting Persons has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
None of the Reporting Persons has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such
laws.
The Reporting Persons have entered into a Joint Filing Agreement and Power of Attorney, dated the date hereof, which is filed with this Schedule 13D as Exhibit 99.8 and incorporated
into this Item 2 by reference, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. Information with respect to each Reporting Person is given solely by
such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of the information furnished by another Reporting Person. The Reporting Persons expressly disclaim that they have agreed to act as a group other
than as described in this Schedule 13D. Pursuant to Rule 13d-4 under the Act, the Reporting Persons expressly declare that the filing of this statement shall not be construed as an admission that any such person is, for the purposes of Section 13(d)
or Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this Schedule 13D held by any other person and such beneficial ownership is expressly disclaimed.
Item 5 Interest in Securities of the Issuer:
Item 5 of the Schedule 13D is hereby amended and restated as follows:
Following the expiration of the Voting Agreement by its terms, Issuer effected the conversion of an aggregate of 250,000 Series C Preferred Shares, representing
all such shares outstanding at that time, into Class A Common Shares on January 20, 2021 resulting in the issuance of an aggregate of 12,955,188 Class A Common Shares (the “Conversion”).
Following the Conversion, the Reporting Persons sold an aggregate of 4,791,667 Class A Common Shares (the “Offering”), resulting in an aggregate beneficial
ownership by such Reporting Persons of 8,163,521 Class A Common Shares, which represents 24.2% of the 36,283,486 Class A Common Shares outstanding as of April 7, 2021, as disclosed in the Prospectus Supplement filed by the Issuer with the SEC on April
12, 2021.
None of the Reporting Persons has effected any other transactions in Class A Common Shares during the past 60 days.
Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer:
Item 6 of the Schedule 13D is hereby amended and supplemented by the addition of the following:
Underwriting Agreement
On April 9, 2021, KEP VI (Newco Marine), Ltd. and KIA VIII (Newco Marine), Ltd. (together the “Kelso Selling Shareholders”) entered into an underwriting
agreement with the Issuer, Jefferies LLC, on behalf of itself and the several underwriters named in Schedule I thereto, and Maas Capital Investments B.V., whereby the Kelso Selling Shareholders agreed to sell an aggregate of 4,791,667 Class A Common
Shares. The foregoing description does not purport to be complete and is qualified in its entirety by reference to the full text of the Underwriting Agreement, which is Exhibit 99.7 to this Amendment No. 2 and is incorporated herein by reference.
28
Item 7 Materials to be Filed as Exhibits:
Item 7 of the Schedule 13D is hereby amended and supplemented by the addition of the following:
Exhibit No.
|
Description
|
|
* Filed herewith.
29
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Date: May 5, 2021
KEP VI (Newco Marine), Ltd.
|
||||
Signature:
|
/s/ William Woo
|
|||
By:
|
William Woo, Vice President
|
|||
KEP VI (Cayman), L.P.
|
||||
Signature:
|
/s/ William Woo
|
|||
KEP VI (Cayman) GP Ltd., its General Partner
|
||||
By:
|
William Woo, Director and Vice President
|
|||
KEP VI (Cayman) GP Ltd.
|
||||
Signature:
|
/s/ William Woo
|
|||
By:
|
William Woo, Director and Vice President
|
|||
KIA VIII (Newco Marine), Ltd.
|
||||
Signature:
|
/s/ William Woo
|
|||
By:
|
William Woo, Vice President
|
|||
KIA VIII (International), L.P.
|
||||
Signature:
|
/s/ William Woo
|
|||
Kelso GP VIII (Cayman), L.P., its General Partner; by Kelso GP VIII (Cayman), Ltd., its General Partner
|
||||
By:
|
William Woo, Director and Vice President
|
|||
KELSO GP VIII (Cayman) L.P.
|
||||
Signature:
|
/s/ William Woo
|
|||
By:
|
William Woo, Director and Vice President
|
|||
KELSO GP VIII (Cayman) Ltd.
|
||||
Signature:
|
/s/ William Woo
|
|||
Kelso GP VIII (Cayman) Ltd., its general partner
|
||||
By:
|
William Woo, Director and Vice President
|
PHILIP E. BERNEY
|
||||
Signature:
|
*
|
|||
FRANK K. BYNUM, JR.
|
||||
Signature:
|
*
|
|||
JAMES J. CONNORS, II
|
||||
Signature:
|
*
|
|||
MICHAEL B. GOLDBERG
|
||||
Signature:
|
*
|
|||
FRANK J. LOVERRO
|
||||
Signature:
|
*
|
|||
GEORGE E. MATELICH
|
||||
Signature:
|
*
|
|||
CHURCH M. MOORE
|
||||
Signature:
|
*
|
|||
FRANK T. NICKELL
|
||||
Signature:
|
*
|
|||
STANLEY DE J. OSBORNE
|
||||
Signature:
|
*
|
|||
DAVID I. WAHRHAFTIG
|
||||
Signature:
|
*
|
|||
THOMAS R. WALL, IV
|
||||
Signature:
|
*
|
CHRISTOPHER L. COLLINS
|
||||
Signature:
|
*
|
|||
ANNA LYNN ALEXANDER
|
||||
Signature:
|
*
|
|||
HOWARD A. MATLIN
|
||||
Signature:
|
*
|
|||
STEPHEN C. DUTTON
|
||||
Signature:
|
*
|
|||
MATTHEW S. EDGERTON
|
||||
Signature:
|
*
|
|||
HENRY MANNIX III
|
||||
Signature:
|
*
|
|||
WILLIAM WOO
|
||||
Signature:
|
/s/ William Woo
|
|||
*By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Attorney-in-fact
|