Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
(Amendment No. 3)*
____________________________
Global Ship Lease, Inc.
(Name of Issuer)
____________________________
Class A Common Shares, par value $0.01 per share
(Title of Class of Securities)
Y27183600
(CUSIP Number)
____________________________
William Woo
c/o Kelso & Company
320 Park Avenue, 24th Floor
New York, New York 10022
Telephone: (212) 751-3939
c/o Kelso & Company
320 Park Avenue, 24th Floor
New York, New York 10022
Telephone: (212) 751-3939
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Authorized to Receive Notices and Communications)
____________________________
July 1, 2021
(Date of Event Which Requires Filing of This Statement)
(Date of Event Which Requires Filing of This Statement)
____________________________
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and
is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7
for other parties to whom copies are to be sent.
* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
|
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP: Y27183600
1.
|
Name of Reporting Person
KEP VI (Newco Marine), Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
2
CUSIP: Y27183600
1.
|
Name of Reporting Person
KEP VI (Cayman), L.P.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
3
CUSIP: Y27183600
1.
|
Name of Reporting Person
KEP VI (Cayman) GP Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
4
CUSIP: Y27183600
1.
|
Name of Reporting Person
KIA VIII (Newco Marine), Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
5
CUSIP: Y27183600
1.
|
Name of Reporting Person
KIA VIII (International), L.P.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
6
CUSIP: Y27183600
1.
|
Name of Reporting Person
Kelso GP VIII (Cayman), L.P.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
7
CUSIP: Y27183600
1.
|
Name of Reporting Person
Kelso GP VIII (Cayman) Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
Cayman Islands
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
PN
|
8
CUSIP: Y27183600
1.
|
Name of Reporting Person
Philip E. Berney
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
9
CUSIP: Y27183600
1.
|
Name of Reporting Person
Frank K. Bynum, Jr.
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
10
CUSIP: Y27183600
1.
|
Name of Reporting Person
James J. Connors, II
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
11
CUSIP: Y27183600
1.
|
Name of Reporting Person
Michael B. Goldberg
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
12
CUSIP: Y27183600
1.
|
Name of Reporting Person
Frank J. Loverro
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
13
CUSIP: Y27183600
1.
|
Name of Reporting Person
George E. Matelich
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
14
CUSIP: Y27183600
1.
|
Name of Reporting Person
Church M. Moore
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
15
CUSIP: Y27183600
1.
|
Name of Reporting Person
Frank T. Nickell
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
16
CUSIP: Y27183600
1.
|
Name of Reporting Person
Stanley de J. Osborne
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
17
CUSIP: Y27183600
1.
|
Name of Reporting Person
David I. Wahrhaftig
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
18
CUSIP: Y27183600
1.
|
Name of Reporting Person
Thomas R. Wall, IV
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
19
CUSIP: Y27183600
1.
|
Name of Reporting Person
Christopher L. Collins
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
<
div style="line-height: 11.4pt;font-family: ">Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
20
CUSIP: Y27183600
1.
|
Name of Reporting Person
Anna Lynn Alexander
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
21
CUSIP: Y27183600
1.
|
Name of Reporting Person
Howard A. Matlin
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of L
egal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
22
CUSIP: Y27183600
1.
|
Name of Reporting Person
Stephen C. Dutton
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
23
CUSIP: Y27183600
1.
|
Name of Reporting Person
Matthew S. Edgerton
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
24
CUSIP: Y27183600
1.
|
Name of Reporting Person
Henry Mannix III
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Share
d Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
25
CUSIP: Y27183600
1.
|
Name of Reporting Person
William Woo
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒
|
||
3.
|
SEC Use Only
|
||
4.
|
Source of Funds
OO
|
||
5.
|
Check Box is Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares Beneficially Owned by Each Reporting Person With:
|
7.
|
Sole Voting Power
0
|
|
8.
|
Shared Voting Power
4,785,202
|
||
9.
|
Sole Dispositive Power
0
|
||
10.
|
Shared Dispositive Power
4,785,202
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,785,202
|
||
12.
|
Check if the Aggregate Amount in Row 11 Excludes Certain Shares
☐
|
||
13.
|
Percent of Class Represented by Amount in Row 11
13.2%
|
||
14.
|
Type of Reporting Person
IN
|
26
Note
Amendment No. 1 to Schedule 13D (“Amendment No. 1”) and Amendment No. 2 to Schedule 13D (“Amendment No. 2”) were filed with the Securities and Exchange
Commission (“SEC”) on October 4, 2019 and May 5, 2021 to amend the Schedule 13D which was originally filed with the SEC on November 26, 2018.
This Amendment No. 3 to Schedule 13D (“Amendment No. 3”) is being filed to amend the Schedule 13D which was originally filed with the SEC on November 26, 2018
as amended by Amendment No. 1 and Amendment No. 2. This Amendment No. 3 amends and supplements the Schedule 13D as specifically set forth herein.
All capitalized terms contained but not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D. Information given in
response to each item shall be deemed incorporated by reference in all other items, as applicable.
The disclosure herein reflects a sale of 3,378,319 Class A Common Shares and is based on 36,283,468 Class A Common Shares outstanding as of March 31, 2021 as
disclosed in Exhibit 99.2 to the Current Rep
ort on Form 6-K filed by the Issuer with the SEC on May 12, 2021.
Item 5 |
Interest in Securities of the Issuer:
|
Item 5 of the Schedule 13D is hereby amended and supplemented by the addition of the following:
On July 1, 2021 the Reporting Persons sold an aggregate of 3,378,319 Class A Common Shares at a price of $17.75 per share through a block trade made in
reliance on Rule 144 under the Securities Act of 1933, resulting in an aggregate beneficial ownership by such Reporting Persons of 4,785,202 Class A Common Shares, which represents 13.2% of the 36,283,486 Class A Common Shares outstanding as of March
31, 2021, as disclosed in Exhibit 99.2 to the Current Report on Form 6-K filed by the Issuer with the SEC on May 12, 2021.
None of the Reporting Persons has effected any other transactions in Class A Common Shares during the past 60 days.
27
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Date: July 9, 2021
KEP VI (Newco Marine), Ltd.
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Vice President and General Counsel
|
||
KEP VI (Cayman), L.P.
By: KEP VI (Cayman) GP Ltd., its General Partner
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Director and Vice President
|
||
KEP VI (Cayman) GP Ltd.
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Director and Vice President
|
||
KIA VIII (Newco Marine), Ltd.
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Vice President
|
||
KIA VIII (International), L.P.
By: Kelso GP VIII (Cayman), L.P., its General Partner
By: Kelso GP VIII (Cayman) Ltd., its General Partner
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Director and Vice President
|
||
Kelso GP VIII (Cayman), L.P.
|
|||
By: Kelso GP VIII (Cayman) Ltd.,
its general partner
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Director and Vice President
|
||
Kelso GP VIII (Cayman) Ltd.
|
|||
By:
|
/s/ William Woo
|
||
Name:
|
William Woo
|
||
Title:
|
Director and Vice President
|
PHILIP E. BERNEY
|
|||
Signature:
|
*
|
||
FRANK K. BYNUM, JR.
|
|||
Signature:
|
*
|
||
JAMES J. CONNORS, II
|
|||
Signature:
|
*
|
||
MICHAEL B. GOLDBERG
|
|||
Signature:
|
*
|
||
FRANK J. LOVERRO
|
|||
Signature:
|
*
|
||
GEORGE E. MATELICH
|
|||
Signature:
|
*
|
||
CHURCH M. MOORE
|
|||
Signature:
|
*
|
||
FRANK T. NICKELL
|
|||
Signature:
|
*
|
||
STANLEY DE J. OSBORNE
|
|||
Signature:
|
*
|
||
DAVID I. WAHRHAFTIG
|
|||
Signature:
|
*
|
||
THOMAS R. WALL, IV
|
|||
Signature:
|
*
|
||
CHRISTOPHER L. COLLINS
|
|||
Signature:
|
*
|
||
ANNA LYNN ALEXANDER
|
|||
Signature:
|
*
|
||
HOWARD A. MATLIN
|
|||
Signature:
|
*
|
||
STEPHEN C. DUTTON
|
|||
Signature:
|
*
|
||
MATTHEW S. EDGERTON
|
|||
Signature:
|
*
|
||
HENRY MANNIX III
|
|||
Signature:
|
*
|
||
WILLIAM WOO
|
|||
Signature:
|
/s/ William Woo
|
||
*By:
|
/s/ William Woo
|
|
William Woo
|
||
Attorney-in-fact
|