Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.)*
Alico, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
016230104
(CUSIP Number)
November 15, 2019
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of
Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No.
016230104
1
Names of Reporting Persons
Clayton G. Wilson
2
Check the appropriate box if a member of a Group (see instructions)
(a) [ ]
(b) [ ]
3
Sec Use Only
4
Citizenship or Place of Organization
USA
Number of Shares
Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
405,052
6
Shared Voting Power
7
Sole Dispositive Power
405,052
8
Shared Dispositive Power
9
Aggregate Amount Beneficially Owned by Each Reporting Person
405,052
10
Check box if the aggregate amount in row (9) excludes
certain shares (See Instructions)
[ ]
11
Percent of class represented by amount in row (9)
5.42%
12
Type of Reporting Person (See Instructions)
IN
Item 1.
(a) Name of Issuer:
Alico, Inc.
(b) Address of Issuer's Principal Executive Offices:
10070 Daniels Interstate Court, Suite 100
Fort Myers, Florida 33913
Item 2.
(a) Name of Person Filing:
Clayton G. Wilson (the "Reporting Person")
(b) Address of Principal Business Office or, if None, Residence:
21299 US Highway 27
Lake Wales, Florida 33859
(c) Citizenship:
USA
(d) Title and Class of Securities:
See Cover Page
(e) CUSIP No.:
See Cover Page
Item 3. If this statement is filed pursuant to
Sections 240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a:
(a) [_] Broker or dealer registered under Section 15 of the Act;
(b) [_] Bank as defined in Section 3(a)(6) of the Act;
(c) [_] Insurance company as defined in Section 3(a)(19) of the Act;
(d) [_] Investment company registered under Section 8
of the Investment Company Act of 1940;
(e) [_] An investment adviser in accordance with
Rule 13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [_] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [_] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940;
(j) [_] A non-U.S. institution in accordance with
Rule 240.13d-1(b)(1)(ii)(J);
(k) [_] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with
Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
Item 4. Ownership
The shares of Common Stock reported on this
Schedule are owned as follows:
60,909 shares owned by Clayton G. Wilson, and
344,143 shares owned by Rio Verde Ventures, LLC,
a Florida limited liability company, of which
the Reporting Person is the sole member
(a) Amount Beneficially Owned: 405,052
(b) Percent of Class: See row 11 of cover page
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 405,052
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of: 405,052
(iv) Shared power to dispose or to direct the disposition of:
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact
that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent
of the class of securities, check the following [ ].
Item 6. Ownership of more than Five Percent on Behalf of Another Person.
Item 7. Identification and classification of the
subsidiary which acquired the security being reported
on by the parent holding company or control person.
Item 8. Identification and classification of members of the group.
Item 9. Notice of Dissolution of Group.
Item 10. Certifications.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth
in this statement is true, complete and correct.
Dated:
/s/ Clayton G. Wilson
Clayton G. Wilson
The original statement shall be signed by each
person on whose behalf the statement is filed
or his authorized representative. If the statement
is signed on behalf of a person by his authorized
representative (other than an executive officer or
general partner of this filing person), evidence of
the representative's authority to sign on behalf of
such person shall be filed with the statement, provided,
however, that a power of attorney for this purpose
which is already on file with the Commission may be
incorporated by reference. The name and any title of
each person who signs the statement shall be typed or
printed beneath his signature.
Attention: Intentional misstatements or omissions of
fact constitute Federal criminal violations (See 18 U.S.C. 1001).