Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
PARTY CITY HOLDCO INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
702149105
(CUSIP Number)
Richard Terranova, Advent International 800 Boylston Street, Boston MA 02199
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 31, 2017
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 702149105 | 13G/A | Page 2 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International Corporation | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
CO,IA |
CUSIP No. 702149105 | 13G/A | Page 3 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International LLC | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
CUSIP No. 702149105 | 13G/A | Page 4 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent-Party City Acquisition Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 5 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent-Party City GP LLC | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
CUSIP No. 702149105 | 13G/A | Page 6 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GPE VI GP Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 7 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GPE VI GP (Delaware) Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 8 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI 2008 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 9 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI 2009 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 10 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI 2010 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 11 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI-A 2010 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 12 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI-A Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 13 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 14 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-A Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 15 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-B Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 16 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-C Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 17 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-D Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 18 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-E Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 19 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-F Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 20 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-G Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 702149105 | 13G/A | Page 21 of 29 |
Item 1.
(a) | Name of Issuer |
TransUnion
(b) | Address of Issuers Principal Executive Offices |
80 Grasslands Road, Elmsford, NY 10523 (914) 345-2020
Item 2.
(a) | Name of Person Filing |
(b) | Address of Principal Business Office |
(c) | Citizenship |
This statement is being filed on behalf of the following Reporting Persons:
Advent International Corporation, a Delaware corporation;
Advent International LLC, a Massachusetts LLC;
Advent-Party City Acquisition Limited Partnership, a Delaware limited partnership;
Advent-Party City GP LLC, a Delaware LLC;
GPE VI GP Limited Partnership, a Cayman Islands limited partnership
GPE VI GP (Delaware) Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI 2008 Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI 2009 Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI 2010 Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI-A 2010 Limited Partnership, a Delaware Islands limited partnership;
Advent Partners GPE VI-A Limited Partnership, a Delaware limited partnership;
Advent International GPE VI Limited Partnership, a Cayman Islands limited partnership;
Advent International GPE VI-A Limited Partnership, a Cayman Islands limited partnership;
Advent International GPE VI-B Limited Partnership, a Cayman Islands limited partnership;
Advent International GPE VI-C Limited Partnership, a Delaware limited partnership;
Advent International GPE VI-D Limited Partnership, a Delaware limited partnership;
Advent International GPE VI-E Limited Partnership, a Delaware limited partnership;
Advent International GPE VI-F Limited Partnership, a Cayman Islands limited partnership; and
Advent International GPE VI-G Limited Partnership, a Cayman Islands limited partnership.
Advent International Corporation is the manager of Advent International LLC, which in turn is the general
partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, Advent Partners GPE
VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI
2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership, and Advent Partners GPE
VI-A Limited Partnership. GPE VI GP Limited Partnership is the general partner of Advent International GPE
VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B
Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G
Limited Partnership. GPE VI GP (Delaware) Limited Partnership is the general partner of Advent International
GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International
GPE VI-E Limited Partnership. Advent-Party City GP LLC is a general partner of Advent-Party City
Acquisition Limited Partnership. Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI
2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A
2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, Advent International GPE VI
CUSIP No. 702149105 | 13G/A | Page 22 of 29 |
Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B
Limited Partnership, Advent International GPE VI-G Limited Partnership Advent International GPE VI-C
Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E
Limited Partnership are members of Advent-Party City GP LLC.
The principal business address of each Reporting Person is c/o Advent International Corporation, 800 Boylston
Street, Boston, MA 02199
(d) | Title of Class of Securities |
Common stock, par value $0.01 per share
(e) | CUSIP Number |
702149105
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
Number of Shares Beneficially Owned |
Sole Voting Power |
Shared Voting Power |
Sole Dispositive Power |
Shared Dispositive Power |
Percentage of Common Stock Outstanding |
|||||||||||||||||||
Advent International Corporation |
| | | | | 0.0 | % | |||||||||||||||||
Advent International LLC Advent-Party City Acquisition Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent-Party City GP LLC |
| | | | | 0.0 | % | |||||||||||||||||
GPE VI GP Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
GPE VI GP (Delaware) Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent Partners GPE VI 2008 Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent Partners GPE VI 2009 Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent Partners GPE VI 2010 Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent Partners GPE VI-A 2010 Limited Partnership |
| xA0; | | | | 0.0 | % | |||||||||||||||||
Advent Partners GPE VI-A Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-A Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-B Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-C Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-D Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-E Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-F Limited Partnership |
| | | | | 0.0 | % | |||||||||||||||||
Advent International GPE VI-G Limited Partnership |
| | | | | 0.0 | % |
CUSIP No. 702149105 | 13G/A | Page 23 of 29 |
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
See Exhibit 2
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
Not applicable
CUSIP No. 702149105 | 13G/A | Page 24 of 29 |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 12, 2018 |
Date |
Advent International GPE VI Limited Partnership |
Advent International GPE VI-A Limited Partnership |
Advent International GPE VI-B Limited Partnership |
Advent International GPE VI-F Limited Partnership |
Advent International GPE VI-G Limited Partnership |
By: GPE VI GP Limited Partnership, General Partner |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International GPE VI-C Limited Partnership |
Advent International GPE VI-D Limited Partnership |
Advent International GPE VI-E Limited Partnership |
By: GPE VI GP (Delaware) Limited Partnership, General Partner |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent Partners GPE VI 2008 Limited Partnership |
Advent Partners GPE VI 2009 Limited Partnership |
Advent Partners GPE VI 2010 Limited Partnership |
Advent Partners GPE VI A Limited Partnership |
Advent Partners GPE VI A 2010 Limited Partnership |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
GPE VI GP Limited Partnership |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 702149105 | 13G/A | Page 25 of 29 |
GPE VI GP (Delaware) Limited Partnership |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International LLC |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International Corporation |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-Party City Acquisition Limited Partnership |
By: Advent-Party City GP LLC, General Partner |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-Party City GP LLC |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 702149105 | 13G/A | Page 26 of 29 |
EXHIBIT INDEX
Exhibit 1. | Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. | |
Exhibit 2. | List of Members of a Group |
CUSIP No. 702149105 | 13G/A | Page 27 of 29 |
Exhibit 1
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the ne cessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
February 12, 2018 |
Date |
Advent International GPE VI Limited Partnership |
Advent International GPE VI-A Limited Partnership |
Advent International GPE VI-B Limited Partnership |
Advent International GPE VI-F Limited Partnership |
Advent International GPE VI-G Limited Partnership |
By: GPE VI GP Limited Partnership, General Partner |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International GPE VI-C Limited Partnership |
Advent International GPE VI-D Limited Partnership |
Advent International GPE VI-E Limited Partnership |
By: GPE VI GP (Delaware) Limited Partnership, General Partner |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent Partners GPE VI 2008 Limited Partnership |
Advent Partners GPE VI 2009 Limited Partnership |
Advent Partners GPE VI 2010 Limited Partnership |
Advent Partners GPE VI A Limited Partnership |
Advent Partners GPE VI A 2010 Limited Partnership |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
GPE VI GP Limited Partnership |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 702149105 | 13G/A | Page 28 of 29 |
GPE VI GP (Delaware) Limited Partnership |
By: Advent International LLC, General Partner |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International LLC |
By: Advent International Corporation, Manager |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International Corporation |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-Party City Acquisition Limited Partnership |
By: Advent-TransUnion GP LLC, General Partner |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-Party City GP LLC |
By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 702149105 | 13G/A | Page 29 of 29 |
Exhibit 2
Funds and Entities Associated with Advent International Corporation
Advent International Corporation
Advent International LLC
Advent-Party City Acquisition Limited Partnership
Advent-Party City GP LLC
GPE VI GP Limited Partnership
GPE VI GP (Delaware) Limited Partnership
Advent Partners GPE VI 2008 Limited Partnership
Advent Partners GPE VI 2009 Limited Partnership
Advent Partners GPE VI 2010 Limited Partnership
Advent Partners GPE VI-A 2010 Limited Partnership
Advent Partners GPE VI-A Limited Partnership
Advent International GPE VI Limited Partnership
Advent International GPE VI-A Limited Partnership
Advent International GPE VI-B Limited Partnership
Advent International GPE VI-C Limited Partnership
Advent International GPE VI-D Limited Partnership
Advent International GPE VI-E Limited Partnership
Advent International GPE VI-F Limited Partnership
Advent International GPE VI-G Limited Partnership