Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)1
|
(Name of Issuer)
|
|
Common Stock, $0.0001 par value
|
|
(Title of Class of Securities)
|
|
046513107
|
|
(CUSIP Number)
|
|
December 31, 2015
|
|
Date of Event Which Requires Filing of this Statement
|
Check the appropriate box to designate the rule pursuant to which this Schedule is Filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
_______________________
1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 046513107
|
1)
|
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
|
Domain Partners VIII, L.P.
|
||
|
2)
|
Check the Appropriate Box if a Member of a Group
|
(a) [X]
(b) [ ]
|
||
|
3)
|
SEC Use Only
|
|||
|
4)
|
Citizenship or Place of Organization
|
Delaware
|
||
|
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
|
5)
|
Sole Voting Power
|
1,641,542 shares of Common Stock *
|
|
|
6)
|
Shared Voting Power
|
-0-
|
||
|
7)
|
Sole Dispositive Power
|
1,641,542 shares of Common Stock *
|
||
|
8)
|
Shared Dispositive Power
|
-0-
|
||
|
9)
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
1,641,542 shares of Common Stock *
|
||
|
10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
|
|||
|
11)
|
Percent of Class Represented by Amount in Row (9)
|
5.7% **
|
||
|
12)
|
Type of Reporting Person
|
PN
|
||
* As of December 31, 2015
** Based on 28,631,144 shares of Common Stock outstanding as of October 31, 2015, as reported in the Issuer’s Report on Form 10-Q for the period ended September 30, 2015 filed with the Securities and Exchange Commission on November 5, 2015.
2
CUSIP No. 046513107
|
1)
|
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
|
DP VIII Associates, L.P.
|
||
|
2)
|
Check the Appropriate Box if a Member of a Group
|
(a) [X]
(b) [ ]
|
||
|
3)
|
SEC Use Only
|
|||
|
4)
|
Citizenship or Place of Organization
|
Delaware
|
||
|
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
|
5)
|
Sole Voting Power
|
15,890 shares of Common Stock *
|
|
|
6)
|
|
-0-
|
||
|
7)
|
Sole Dispositive Power
|
15,890 shares of Common Stock *
|
||
|
8)
|
Shared Dispositive Power
|
-0-
|
||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
|
15,890 shares of Common Stock * | ||
|
10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
|
|||
|
11)
|
Percent of Class Represented by Amount in Row (9)
|
0.1% **
|
||
|
12)
|
Type of Reporting Person
|
PN
|
||
* As of December 31, 2015
** Based on 28,631,144 shares of Common Stock outstanding as of October 31, 2015, as reported in the Issuer’s Report on Form 10-Q for the period ended September 30, 2015 filed with the Securities and Exchange Commission on November 5, 2015.
3
CUSIP No. 046513107
Amendment No. 1 to Schedule 13G
Reference is hereby made to the statement on Schedule 13G relating to the Issuer filed with the Securities and Exchange Commission by the Reporting Persons on February 5, 2015 (the “Schedule 13G”). Terms defined in the Schedule 13G are used herein as so defined.
The following items of the Schedule 13G are amended and restated as follows:
|
Item 4
|
Ownership.
|
(a) through (c):
The information set forth in Items 5 through 9 and 11 of the cover pages to this Amendment No. 1 to Schedule 13G is incorporated herein by reference. In addition, One Palmer Square Associates VIII, LLC, the sole general partner of each of the Reporting Persons, directly beneficially owns 65,248 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding. Such ownership is stated as of December 31, 2015 and is based on 28,631,144 shares of Common Stock outstanding as of October 31, 2015, as reported in the Issuer’s Report on Form 10-Q for the period ended September 30, 2015 filed with the Securities and Exchange Commission on November 5, 2015.
4
CUSIP No. 046513107
Signature
After reasonable inquiry and to the best of their knowledge and belief, the undersigned hereby certify that the information set forth in this statement is true, complete and correct.
Dated: January 15, 2016
|
DOMAIN PARTNERS VIII, L.P.
|
||
|
By:
|
One Palmer Square Associates VIII, L.L.C., General Partner
|
|
|
By:
|
/s/ Kathleen K. Schoemaker
|
|
|
Managing Member
|
||
|
DP VIII ASSOCIATES, L.P.
|
||
|
By:
|
One Palmer Square Associates VIII, L.L.C., General Partner
|
|
|
By:
|
/s/ Kathleen K. Schoemaker
|
|
|
Managing Member
|
||
5