Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.1)*
Huami Corporation
(Name of Issuer)
Class A ordinary shares, $0.0001 par value per share
(Title of Class of Securities)
44331K 103**
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
| ** | CUSIP number 44331K 103 has been assigned to the American depositary shares (“ADSs”) of the issuer, which are quoted on The New York Stock Exchange under the symbol “HMI.” Each ADS represents four Class A ordinary shares of the issuer. No CUSIP number has been assigned to the Class A ordinary shares of the issuer. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 |
Name of Reporting Person
Koh Tuck Lye | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Singapore | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
16,598,560 (1) | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | Sole Dispositive Power
16,598,560 (1) | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
16,598,560 (1) | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |||||
| 11 | Percent of Class Represented by Amount in Row 9
6.8% | |||||
| 12 | Type of Reporting Person
IN | |||||
| (1) | Represents 16,598,560 Class B ordinary shares held by Shunwei High Tech Limited. Shunwei High Tech Limited is wholly owned by Shunwei China Internet Fund II, L.P. The general partner of Shunwei China Internet Fund II, L.P. is Shunwei Capital Partners II GP, L.P., and the general partner of Shunwei Capital Partners II GP, L.P. is Shunwei Capital Partners II GP Limited, which is controlled by Mr. Koh Tuck Lye. |
2
| 1 |
Name of Reporting Person
Shunwei Capital Partners II GP Limited | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
16,598,560 (2) | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | Sole Dispositive Power
16,598,560 (2) | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
16,598,560 (2) | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |||||
| 11 | Percent of Class Represented by Amount in Row 9
6.8% | |||||
| 12 | Type of Reporting Person
CO | |||||
| (2) | Represents 16,598,560 Class B ordinary shares held by Shunwei High Tech Limited. Shunwei High Tech Limited is wholly owned by Shunwei China Internet Fund II, L.P. The general partner of Shunwei China Internet Fund II, L.P. is Shunwei Capital Partners II GP, L.P., and the general partner of Shunwei Capital Partners II GP, L.P. is Shunwei Capital Partners II GP Limited. |
3
| 1 |
Name of Reporting Person
Shunwei Capital Partners II GP, L.P. | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
16,598,560 (3) | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | Sole Dispositive Power
16,598,560 (3) | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
16,598,560 (3) | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |||||
| 11 | Percent of Class Represented by Amount in Row 9
6.8% | |||||
| 12 | Type of Reporting Person
PN | |||||
| (3) | Represents 16,598,560 Class B ordinary shares held by Shunwei High Tech Limited. Shunwei High Tech Limited is wholly owned by Shunwei China Internet Fund II, L.P. The general partner of Shunwei China Internet Fund II, L.P. is Shunwei Capital Partners II GP, L.P. |
4
| 1 |
Name of Reporting Person
Shunwei China Internet Fund II, L.P. | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
16,598,560 (4) | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | Sole Dispositive Power
16,598,560 (4) | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
16,598,560 (4) | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |||||
| 11 | Percent of Class Represented by Amount in Row 9
6.8% | |||||
| 12 | Type of Reporting Person
PN | |||||
| (4) | Represents 16,598,560 Class B ordinary shares held by Shunwei High Tech Limited. Shunwei High Tech Limited is wholly owned by Shunwei China Internet Fund II, L.P. |
5
| 1 |
Name of Reporting Person
Shunwei High Tech Limited | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
British Virgin Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
16,598,560 | ||||
| 6 | Shared Voting Power
0 | |||||
| 7 | <
p style="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"> Sole Dispositive Power
16,598,560 | |||||
| 8 | Shared Dispositive Power
0 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
16,598,560 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |||||
| 11 | Percent of Class Represented by Amount in Row 9
6.8% | |||||
| 12 | Type of Reporting Person
CO | |||||
6
| Item 1(a). | Name of Issuer: |
Huami Corporation (the “Issuer”)
| Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Building H8, No. 2800, Chuangxin Road, Hefei 230088, People’s Republic of China
| Item 2(a). | Name of Person Filing: |
(i) Koh Tuck Lye,
(ii) Shunwei Capital Partners II GP Limited,
(iii) Shunwei Capital Partners II GP, L.P.,
(iv) Shunwei China Internet Fund II, L.P., and
(v) Shunwei High Tech Limited (collectively, the “Reporting Persons”)
| Item 2(b). | Address of Principal Business Office or, if none, Residence: |
(i) Koh Tuck Lye
32D Watten Rise, Singapore 286651
(ii) Shunwei Capital Partners II GP Limited
Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands
(iii) Shunwei Capital Partners II GP, L.P.
Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands
(iv) Shunwei China Internet Fund II, L.P.
Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands
(v) Shunwei High Tech Limited
Vistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, VG 1110,British Virgin Islands
| Item 2(c) | Citizenship: |
(i) Koh Tuck Lye – Singapore
(ii) Shunwei Capital Partners II GP Limited – Cayman Islands
(iii) Shunwei Capital Partners II GP, L.P. – Cayman Islands
(iv) Shunwei China Internet Fund II, L.P. – Cayman Islands
(v) Shunwei High Tech Limited – British Virgin Islands
| Item 2(d). | Title of Class of Securities: |
Class A ordinary shares, $0.0001 par value per share, of the Issuer
The Issuer’s ordinary shares consist of Class A ordinary shares and Class B ordinary shares. Each holder of Class A ordinary shares is entitled to one vote per share and each holder of class B ordinary shares is entitled to ten votes per share on all matters submitted to them for vote. Class B ordinary shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances.
| Item 2(e). | CUSIP Number: |
44331K 103
This CUSIP number applies to the American depositary shares of the Issuer, each representing four Class A ordinary shares of the Issuer, par value $0.0001 per share. No CUSIP has been assigned to the Class A ordinary shares of the Issuer.
7
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a: |
Not applicable
| Item 4. | Ownership: |
| Reporting Person |
Amount beneficially owned: |
Percent of class: |
Percent of aggregate voting power: |
Sole power to vote or direct the vote: |
Shared power to vote or to direct the vote: |
Sole power to dispose or to direct the disposition of: |
Shared power to dispose or to direct the disposition of: |
|||||||||||||||||||||
| Koh Tuck Lye |
16,598,560 | 6.8 | % | 10.1 | % | 16,598,560 | 0 | 16,598,560 | 0 | |||||||||||||||||||
| Shunwei Capital Partners II GP Limited |
16,598,560 | 6.8 | % | 10.1 | % | 16,598,560 | 0 | 16,598,560 | 0 | |||||||||||||||||||
| Shunwei Capital Partners II GP, L.P. |
16,598,560 | 6.8 | % | 10.1 | % | 16,598,560 | 0 | 16,598,560 | 0 | |||||||||||||||||||
| Shunwei China Internet Fund II, L.P. |
16,598,560 | 6.8 | % | 10.1 | % | 16,598,560 | 0 | 16,598,560 | 0 | |||||||||||||||||||
| Shunwei High Tech Limited |
16,598,560 | 6.8 | % | 10.1 | % | 16,598,560 | 0 | 16,598,560 | 0 | |||||||||||||||||||
As of December 31, 2019, 16,598,560 Class B ordinary shares were directly held by Shunwei High Tech Limited. Shunwei High Tech Limited is wholly owned by Shunwei China Internet Fund II, L.P. The general partner of Shunwei China Internet Fund II, L.P. is Shunwei Capital Partners II GP, L.P., and the general partner of Shunwei Capital Partners II GP, L.P. is Shunwei Capital Partners II GP Limited, which is controlled by Mr. Koh Tuck Lye.
The percentage of class of securities beneficially owned by each Reporting Person is based on a total of 245,165,072 ordinary shares (being the sum of 89,104,793 Class A ordinary shares and 156,060,279 Class B ordinary shares) of the Issuer reported to be outstanding in the Issuer’s Rule 424(b)(4) Prospectus filed on April 25, 2019, assuming no exercise of the underwriters’ over-allotment option (if the underwriters exercise their over-allotment option in full, the total number of outstanding ordinary shares would be 245,641,272). Class B ordinary shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances. Each holder of Class A ordinary shares is entitled to one vote per share and each holder of our Class B ordinary shares is entitled to ten votes per share on all matters submitted to them for vote.
| Item 5. | Ownership of Five Percent or Less of a Class: |
Not applicable
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Controlling Person: |
Not applicable
8
| Item 8. | Identification and Classification of Members of the Group: |
Not applicable
| Item 9. | Notice of Dissolution of Group: |
Not applicable
| Item 10. | Certifications: |
Not applicable
9
LIST OF EXHIBITS
| Exhibit No. |
Description | |
| A* | Joint Filing Agreement by and between the Reporting Persons, dated February 1, 2019 | |
| * | previously filed |
10
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2020
| Koh Tuck Lye | ||
| /s/ Koh Tuck Lye | ||
| Shunwei Capital Partners II GP Limited | ||
| By: | /s/ Koh Tuck Lye | |
| Name: | Koh Tuck Lye | |
| Title: | Director | |
| Shunwei Capital Partners II GP, L.P. | ||
| By: Shunwei Capital Partners II GP Limited | ||
| By: | /s/ Koh Tuck Lye | |
| Name: | Koh Tuck Lye | |
| Title: | Director | |
| Shunwei China Internet Fund II, L.P. | ||
| By: Shunwei Capital Partners II GP, L.P. | ||
| By: Shunwei Capital Partners II GP Limited | ||
| By: | /s/ Koh Tuck Lye | |
| Name: | Koh Tuck Lye | |
| Title: | Director | |
| Shunwei High Tech Limited | ||
| By: | /s/ Koh Tuck Lye | |
| Name: | Koh Tuck Lye | |
| Title: | Director | |